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Penumbra

279 hedge funds and large institutions have $7.94B invested in Penumbra in 2021 Q3 according to their latest regulatory filings, with 29 funds opening new positions, 97 increasing their positions, 102 reducing their positions, and 32 closing their positions.

New
Increased
Maintained
Reduced
Closed

50% more funds holding in top 10

Funds holding in top 10: 23 (+1)

0.3% less ownership

Funds ownership: 81.75%81.45% (-0.3%)

3% less capital invested

Capital invested by funds: $8.15B → $7.94B (-$215M)

5% less repeat investments, than reductions

Existing positions increased: 97 | Existing positions reduced: 102

9% less first-time investments, than exits

New positions opened: 29 | Existing positions closed: 32

2% less funds holding

Funds holding: 286279 (-7)

11% less call options, than puts

Call options by funds: $44.7M | Put options by funds: $50.4M

Holders
279
Holders Change
-7
Holders Change %
-2.45%
% of All Funds
4.88%
Holding in Top 10
3
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+50%
% of All Funds
0.05%
New
29
Increased
97
Reduced
102
Closed
32
Calls
$44.7M
Puts
$50.4M
Net Calls
-$5.72M
Net Calls Change
-$18.9M
Name Holding Trade Value Shares
Change
Change in
Stake
Fidelity Investments
1
Fidelity Investments
Massachusetts
$1.46B +$3.96M +14,716 +0.3%
Vanguard Group
2
Vanguard Group
Pennsylvania
$865M +$173K +643 +0%
BlackRock
3
BlackRock
New York
$858M +$7.56M +28,119 +0.9%
Capital Research Global Investors
4
Capital Research Global Investors
California
$738M -$22.6M -84,240 -3%
Baillie Gifford & Co
5
Baillie Gifford & Co
United Kingdom
$353M -$4.14M -15,402 -1%
T. Rowe Price Associates
6
T. Rowe Price Associates
Maryland
$327M -$7.49M -27,876 -2%
ClearBridge Investments
7
ClearBridge Investments
New York
$271M -$3.29M -12,257 -1%
State Street
8
State Street
Massachusetts
$240M +$2.72M +10,128 +1%
William Blair Investment Management
9
William Blair Investment Management
Illinois
$182M -$2.36M -8,778 -1%
Capital World Investors
10
Capital World Investors
California
$136M -$18.3M -68,216 -12%
Citadel Advisors
11
Citadel Advisors
Florida
$120M -$8.77M -32,614 -7%
CIP
12
Champlain Investment Partners
Vermont
$116M +$595K +2,215 +0.5%
Millennium Management
13
Millennium Management
New York
$111M +$24.6M +91,359 +28%
Geode Capital Management
14
Geode Capital Management
Massachusetts
$109M +$1.38M +5,125 +1%
RI
15
RTW Investments
New York
$103M +$104M +385,194 New
Norges Bank
16
Norges Bank
Norway
$91.9M +$1.64M +6,104 +2%
Invesco
17
Invesco
Georgia
$88M +$534K +1,985 +0.6%
Bank of New York Mellon
18
Bank of New York Mellon
New York
$86.5M -$4.54M -16,906 -5%
Northern Trust
19
Northern Trust
Illinois
$72.5M -$1.94M -7,204 -3%
Goldman Sachs
20
Goldman Sachs
New York
$72.1M +$49.6M +184,488 +214%
Point72 Asset Management
21
Point72 Asset Management
Connecticut
$59.5M +$50.7M +188,676 +548%
BG
22
Bellevue Group
Switzerland
$54.8M +$6.33M +23,567 +13%
Adage Capital Partners
23
Adage Capital Partners
Massachusetts
$53.3M +$8.06M +30,000 +18%
American Century Companies
24
American Century Companies
Missouri
$50.5M -$3.65M -13,574 -7%
Charles Schwab
25
Charles Schwab
California
$48.1M +$2.16M +8,046 +5%

PEN Hedge Fund Activity: Q3 2021 in Review

279 of the 5,712 institutional investors tracked by Wall St. Rank reported a position in Penumbra (PEN) for Q3 2021, worth a combined $7.94B — down 2.6% from $8.15B a quarter earlier.

Sellers outnumbered buyers: 32 funds closed out of PEN and 29 opened new positions — a net loss of 3 holders — while 102 trimmed existing stakes and 97 added.

The largest buyer was RTW Investments, opening a new position worth an estimated $104M. The largest seller was Generation Investment Management, exiting entirely with an estimated $127M sold.

  • 279 institutional investors held Penumbra (PEN) as of Q3 2021, down from 286 in Q2 2021.
  • Funds reported $7.94B of Penumbra stock for Q3 2021, down 2.6% quarter-over-quarter.
  • 29 funds opened new Penumbra positions in Q3 2021 and 32 closed out, a net change of -3 holders.
  • The largest Penumbra buyer in Q3 2021 was RTW Investments, an estimated $104M added.
  • The largest Penumbra seller in Q3 2021 was Generation Investment Management, an estimated $127M sold.

Based on aggregated 13F filings for Q3 2021.