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Penumbra

152 hedge funds and large institutions have $2.33B invested in Penumbra in 2017 Q4 according to their latest regulatory filings, with 26 funds opening new positions, 57 increasing their positions, 55 reducing their positions, and 10 closing their positions.

New
Increased
Maintained
Reduced
Closed

160% more first-time investments, than exits

New positions opened: 26 | Existing positions closed: 10

12% more funds holding

Funds holding: 136152 (+16)

1.18% more ownership

Funds ownership: 72.69%73.87% (+1.2%)

5% more capital invested

Capital invested by funds: $2.22B → $2.33B (+$108M)

4% more repeat investments, than reductions

Existing positions increased: 57 | Existing positions reduced: 55

0% more funds holding in top 10

Funds holding in top 10: 11 (0)

72% less call options, than puts

Call options by funds: $1.1M | Put options by funds: $4M

Holders
152
Holders Change
+16
Holders Change %
+11.76%
% of All Funds
3.45%
Holding in Top 10
1
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.02%
New
26
Increased
57
Reduced
55
Closed
10
Calls
$1.1M
Puts
$4M
Net Calls
-$2.9M
Net Calls Change
+$821K
Name Holding Trade Value Shares
Change
Change in
Stake
Fidelity Investments
1
Fidelity Investments
Massachusetts
$479M +$2.27M +22,914 +0.5%
Vanguard Group
2
Vanguard Group
Pennsylvania
$235M +$16.8M +169,051 +7%
BlackRock
3
BlackRock
New York
$182M +$2.67M +26,949 +1%
AllianceBernstein
4
AllianceBernstein
Tennessee
$114M -$1.55M -15,637 -1%
PHS
5
PFM Health Sciences
California
$77.7M +$23.3M +234,839 +40%
State Street
6
State Street
Massachusetts
$61.7M +$6.58M +66,377 +11%
Morgan Stanley
7
Morgan Stanley
New York
$59.4M +$40.8M +411,279 +187%
Lord, Abbett & Co
8
Lord, Abbett & Co
New Jersey
$59.2M -$2.34M -23,559 -4%
RG
9
Redmile Group
California
$58.1M +$5.13M +51,768 +9%
Invesco
10
Invesco
Georgia
$55.7M -$5.65M -56,974 -9%
EAM
11
Eagle Asset Management
Florida
$52.1M -$955K -9,633 -2%
T. Rowe Price Associates
12
T. Rowe Price Associates
Maryland
$50.1M +$4.75M +47,893 +10%
Federated Hermes
13
Federated Hermes
Pennsylvania
$44.6M +$19.8K +200 +0%
WRF
14
Waddell & Reed Financial
Kansas
$44.5M -$8.3M -83,710 -15%
CAM
15
Carret Asset Management
New York
$44.1M -$895K -9,025 -2%
PI
16
Putnam Investments
Massachusetts
$41.9M +$7.62M +76,802 +21%
CIP
17
Champlain Investment Partners
Vermont
$37.3M -$5.22M -52,655 -12%
Northern Trust
18
Northern Trust
Illinois
$34.6M -$666K -6,718 -2%
PC
19
Polar Capital
United Kingdom
$32.5M +$1.17M +11,755 +4%
Franklin Resources
20
Franklin Resources
California
$30.8M -$6.23M -62,830 -16%
American Century Companies
21
American Century Companies
Missouri
$30.1M -$1.19M -11,993 -4%
ClearBridge Investments
22
ClearBridge Investments
New York
$29.9M +$103K +1,037 +0.3%
RSCM
23
Rock Springs Capital Management
Maryland
$29.2M
Loomis, Sayles & Company
24
Loomis, Sayles & Company
Massachusetts
$27.4M +$966K +9,737 +3%
Victory Capital Management
25
Victory Capital Management
Texas
$27.1M +$2M +20,139 +8%

PEN Hedge Fund Activity: Q4 2017 in Review

152 of the 4,409 institutional investors tracked by Wall St. Rank reported a position in Penumbra (PEN) for Q4 2017, worth a combined $2.33B — up 4.9% from $2.22B a quarter earlier.

Buyers outnumbered sellers: 26 funds opened new PEN positions and 10 closed out — a net gain of 16 holders — while 57 added to existing stakes and 55 trimmed.

The largest buyer was Morgan Stanley, adding an estimated $40.8M. The largest seller was Neuberger Berman Group, cutting an estimated $23.5M.

  • 152 institutional investors held Penumbra (PEN) as of Q4 2017, up from 136 in Q3 2017.
  • Funds reported $2.33B of Penumbra stock for Q4 2017, up 4.9% quarter-over-quarter.
  • 26 funds opened new Penumbra positions in Q4 2017 and 10 closed out, a net change of +16 holders.
  • The largest Penumbra buyer in Q4 2017 was Morgan Stanley, an estimated $40.8M added.
  • The largest Penumbra seller in Q4 2017 was Neuberger Berman Group, an estimated $23.5M sold.

Based on aggregated 13F filings for Q4 2017.