We are live on ! Find out more
PEN icon

Penumbra

76 hedge funds and large institutions have $505M invested in Penumbra in 2016 Q1 according to their latest regulatory filings, with 25 funds opening new positions, 26 increasing their positions, 17 reducing their positions, and 4 closing their positions.

New
Increased
Maintained
Reduced
Closed

525% more first-time investments, than exits

New positions opened: 25 | Existing positions closed: 4

53% more repeat investments, than reductions

Existing positions increased: 26 | Existing positions reduced: 17

50% more funds holding in top 10

Funds holding in top 10: 23 (+1)

38% more funds holding

Funds holding: 5576 (+21)

4.79% more ownership

Funds ownership: 31.94%36.73% (+4.8%)

0% less capital invested

Capital invested by funds: $507M → $505M (-$2.03M)

Holders
76
Holders Change
+21
Holders Change %
+38.18%
% of All Funds
2.03%
Holding in Top 10
3
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+50%
% of All Funds
0.08%
New
25
Increased
26
Reduced
17
Closed
4
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Fidelity Investments
1
Fidelity Investments
Massachusetts
$194M +$18.2M +389,655 +10%
RG
2
Redmile Group
California
$58.3M -$12.6M -269,603 -18%
Lord, Abbett & Co
3
Lord, Abbett & Co
New Jersey
$29.4M -$2.47M -52,864 -8%
Invesco
4
Invesco
Georgia
$26.6M +$4.08M +87,347 +18%
AllianceBernstein
5
AllianceBernstein
Tennessee
$24M -$5.58M -119,337 -19%
PFC
6
Phocas Financial Corp
California
$21M +$21.3M +456,381 New
Federated Hermes
7
Federated Hermes
Pennsylvania
$15.3M +$15.1M +323,200 +3,232%
Morgan Stanley
8
Morgan Stanley
New York
$12.6M -$127K -2,727 -1%
NHAS
9
Novo Holdings A/S
Denmark
$12.1M +$1.26M +27,047 +11%
RSCM
10
Rock Springs Capital Management
Maryland
$10.5M +$1.1M +23,500 +11%
UBS Group
11
UBS Group
Switzerland
$9.91M +$10.1M +215,195 +86,078%
Capital World Investors
12
Capital World Investors
California
$8.94M -$9.08M -194,243 -50%
Franklin Resources
13
Franklin Resources
California
$6.73M -$1.65M -35,400 -19%
ClearBridge Investments
14
ClearBridge Investments
New York
$5.44M -$79.4K -1,699 -1%
BFA
15
BlackRock Fund Advisors
California
$4.96M -$251K -5,374 -5%
Norges Bank
16
Norges Bank
Norway
$4.18M +$3.54M +75,782 +505%
Primecap Management
17
Primecap Management
California
$3.99M -$678K -14,500 -14%
JHIU
18
Janus Henderson Investors US
Colorado
$3.94M +$4M +85,615 New
Marshall Wace
19
Marshall Wace
United Kingdom
$3.81M +$3.87M +82,891 New
GGHC
20
Gilder Gagnon Howe & Co
New York
$3.71M +$37.4K +801 +1%
PHS
21
PFM Health Sciences
California
$2.9M +$772K +16,514 +35%
Lazard Asset Management
22
Lazard Asset Management
New York
$2.9M
State Street
23
State Street
Massachusetts
$2.81M +$420K +8,986 +17%
Vanguard Group
24
Vanguard Group
Pennsylvania
$2.71M -$244K -5,220 -8%
CCM
25
Cupps Capital Management
Illinois
$2.69M +$2.74M +58,590 New

PEN Hedge Fund Activity: Q1 2016 in Review

76 of the 3,753 institutional investors tracked by Wall St. Rank reported a position in Penumbra (PEN) for Q1 2016, worth a combined $505M — down 0.4% from $507M a quarter earlier.

Buyers outnumbered sellers: 25 funds opened new PEN positions and 4 closed out — a net gain of 21 holders — while 26 added to existing stakes and 17 trimmed.

The largest buyer was Phocas Financial Corp, opening a new position worth an estimated $21.3M. The largest seller was Redmile Group, cutting an estimated $12.6M.

  • 76 institutional investors held Penumbra (PEN) as of Q1 2016, up from 55 in Q4 2015.
  • Funds reported $505M of Penumbra stock for Q1 2016, down 0.4% quarter-over-quarter.
  • 25 funds opened new Penumbra positions in Q1 2016 and 4 closed out, a net change of +21 holders.
  • The largest Penumbra buyer in Q1 2016 was Phocas Financial Corp, an estimated $21.3M added.
  • The largest Penumbra seller in Q1 2016 was Redmile Group, an estimated $12.6M sold.

Based on aggregated 13F filings for Q1 2016.