Rockefeller Capital Management’s FT Vest US Equity Deep Buffer ETF January DJAN Stock Holding History

Rockefeller Capital Management’s Portfolio DJAN Stock Details DJAN Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2026 Q1	$291K	Sell	6,846 -191	-3%	-$8.28K	﹤0.01%	2275
2025 Q4	$306K	Buy	7,037 +1,587	+29%	+$67.7K	﹤0.01%	2147
2025 Q3	$230K	Buy	+5,450	New	+$225K	﹤0.01%	2158
2023 Q3	–	Sell	-6,915	Closed	-$226K	–	1562
2023 Q2	$226K	Hold	6,915	–	–	﹤0.01%	1607
2023 Q1	$215K	Buy	6,915 +2,450	+55%	+$75K	﹤0.01%	1776
2022 Q4	$135K	Hold	4,465	–	–	﹤0.01%	1861
2022 Q3	$133K	Hold	4,465	–	–	﹤0.01%	1841
2022 Q2	$134K	Hold	4,465	–	–	﹤0.01%	1802
2022 Q1	$145K	Hold	4,465	–	–	﹤0.01%	1825
2021 Q4	$143K	Hold	4,465	–	–	﹤0.01%	1777
2021 Q3	$141K	Buy	+4,465	New	+$142K	﹤0.01%	1715

Other funds holding DJAN

JIP

Jaffetilchin Investment Partners Tampa, Florida $1.68B AUM 22.81% 1-Year Est. Return

FIBOI

First International Bank of Israel Tel Aviv $340M AUM 14.61% 1-Year Est. Return

BCM

Brookstone Capital Management Wheaton, Illinois $9.99B AUM 23.61% 1-Year Est. Return

Envestnet Asset Management Chicago, Illinois $374B AUM 17.66% 1-Year Est. Return

Carson Wealth (CWM LLC) Omaha, Nebraska $38.1B AUM 19.66% 1-Year Est. Return

Cetera Investment Advisers Schaumburg, Illinois $94B AUM 20.14% 1-Year Est. Return

PSCM

Per Stirling Capital Management Austin, Texas $905M AUM 17.06% 1-Year Est. Return

MML Investors Services Springfield, Massachusetts $36.1B AUM 19.68% 1-Year Est. Return

Horizon Investments Charlotte, North Carolina $8.92B AUM 25.62% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

Rockefeller Capital Management's DJAN Position: Q1 2026 in Review

Rockefeller Capital Management reduced its FT Vest US Equity Deep Buffer ETF January (DJAN) stake by 2.7% in Q1 2026, selling an estimated $8.28K and leaving 6,846 shares worth $291K. The position accounts for ﹤0.01% of the portfolio, ranked #2275.

Rockefeller Capital Management first reported a position in DJAN in Q3 2021 and has held it in 11 quarters since. The position peaked at $306K in Q4 2025. 122 funds tracked by Wall St. Rank hold DJAN as of Q1 2026.

Rockefeller Capital Management held 6,846 shares of FT Vest US Equity Deep Buffer ETF January worth $291K as of Q1 2026.
Rockefeller Capital Management sold 191 FT Vest US Equity Deep Buffer ETF January shares in Q1 2026, an estimated $8.28K.
FT Vest US Equity Deep Buffer ETF January made up ﹤0.01% of Rockefeller Capital Management's portfolio in Q1 2026, its #2275 holding.
Rockefeller Capital Management first reported a position in FT Vest US Equity Deep Buffer ETF January in Q3 2021 and has held it in 11 quarters since.
Rockefeller Capital Management's FT Vest US Equity Deep Buffer ETF January position peaked at $306K in Q4 2025.
122 funds tracked by Wall St. Rank held FT Vest US Equity Deep Buffer ETF January as of Q1 2026.

Based on Rockefeller Capital Management's 13F filing for Q1 2026, filed 14 May 2026.