Rockefeller Capital Management’s FT Vest US Equity Deep Buffer ETF February DFEB Stock Holding History

Rockefeller Capital Management’s Portfolio DFEB Stock Details DFEB Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2026 Q1	$137K	Sell	2,891 -515	-15%	-$24.7K	﹤0.01%	2695
2025 Q4	$163K	Sell	3,406 -1,429	-30%	-$67.1K	﹤0.01%	2472
2025 Q3	$225K	Buy	+4,835	New	+$220K	﹤0.01%	2170
2023 Q1	–	Sell	-1,030	Closed	-$34K	–	2438
2022 Q4	$34K	Hold	1,030	–	–	﹤0.01%	2562
2022 Q3	$33K	Buy	1,030 +670	+186%	+$22.8K	﹤0.01%	2543
2022 Q2	$11K	Hold	360	–	–	﹤0.01%	3057
2022 Q1	$12K	Hold	360	–	–	﹤0.01%	2950
2021 Q4	$12K	Hold	360	–	–	﹤0.01%	2884
2021 Q3	$12K	Hold	360	–	–	﹤0.01%	2795
2021 Q2	$12K	Hold	360	–	–	﹤0.01%	2700
2021 Q1	$11K	Buy	+360	New	+$11.8K	﹤0.01%	2536

Other funds holding DFEB

ACM

Advance Capital Management Southfield, Michigan $2.64B AUM 13.57% 1-Year Est. Return

Cetera Investment Advisers Schaumburg, Illinois $94B AUM 20.14% 1-Year Est. Return

Commonwealth Equity Services Waltham, Massachusetts $71.6B AUM 21.08% 1-Year Est. Return

Osaic Holdings Scottsdale, Arizona $68.3B AUM 20.5% 1-Year Est. Return

Carson Wealth (CWM LLC) Omaha, Nebraska $38.1B AUM 19.66% 1-Year Est. Return

Envestnet Asset Management Chicago, Illinois $374B AUM 17.66% 1-Year Est. Return

SAMC

Spectrum Asset Management (California) Newport Beach, California $315M AUM 19.93% 1-Year Est. Return

Horizon Investments Charlotte, North Carolina $8.92B AUM 25.62% 1-Year Est. Return

KAS

Kestra Advisory Services Austin, Texas $26.4B AUM 21.05% 1-Year Est. Return

Holistic Planning Nacogdoches, Texas $502M AUM 14.52% 1-Year Est. Return

Rockefeller Capital Management's DFEB Position: Q1 2026 in Review

Rockefeller Capital Management reduced its FT Vest US Equity Deep Buffer ETF February (DFEB) stake by 15% in Q1 2026, selling an estimated $24.7K and leaving 2,891 shares worth $137K. The position accounts for ﹤0.01% of the portfolio, ranked #2695.

Rockefeller Capital Management first reported a position in DFEB in Q1 2021 and has held it in 11 quarters since. The position peaked at $225K in Q3 2025. 144 funds tracked by Wall St. Rank hold DFEB as of Q1 2026.

Rockefeller Capital Management held 2,891 shares of FT Vest US Equity Deep Buffer ETF February worth $137K as of Q1 2026.
Rockefeller Capital Management sold 515 FT Vest US Equity Deep Buffer ETF February shares in Q1 2026, an estimated $24.7K.
FT Vest US Equity Deep Buffer ETF February made up ﹤0.01% of Rockefeller Capital Management's portfolio in Q1 2026, its #2695 holding.
Rockefeller Capital Management first reported a position in FT Vest US Equity Deep Buffer ETF February in Q1 2021 and has held it in 11 quarters since.
Rockefeller Capital Management's FT Vest US Equity Deep Buffer ETF February position peaked at $225K in Q3 2025.
144 funds tracked by Wall St. Rank held FT Vest US Equity Deep Buffer ETF February as of Q1 2026.

Based on Rockefeller Capital Management's 13F filing for Q1 2026, filed 14 May 2026.