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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
-0.77%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$56.4B
AUM Growth
+$862M
Cap. Flow
+$2.42B
Cap. Flow %
4.29%
Top 10 Hldgs %
21.93%
Holding
4,927
New
258
Increased
2,658
Reduced
1,314
Closed
245

Top Buys

Rank Stock Value
1
EFA icon
iShares MSCI EAFE ETF
EFA
+$95.5M
2
EQT icon
EQT Corp
EQT
+$84.7M
3
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$74.4M
4
AMZN icon
Amazon
AMZN
+$65.3M
5
NVDA icon
NVIDIA
NVDA
+$64.8M

Top Sells

Rank Stock Value
1
EOG icon
EOG Resources
EOG
+$65.4M
2
SHOP icon
Shopify
SHOP
+$54.9M
3
IBN icon
ICICI Bank
IBN
+$42.8M
4
WTW icon
Willis Towers Watson
WTW
+$37.1M
5
CAT icon
Caterpillar
CAT
+$36.2M

Sector Composition

Rank Sector Weight
1 Technology 18.21%
2 Financials 8.18%
3 Industrials 6.8%
4 Healthcare 5.97%
5 Communication Services 5.92%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CSR
4151
Centerspace
CSR
$941M
$6.66K ﹤0.01%
116
+82
+241% +$5.16K
UPB
4152
Upstream Bio Inc
UPB
$348M
$6.64K ﹤0.01%
+738
New +$13.3K
PZG icon
4153
Paramount Gold Nevada
PZG
$93.5M
$6.64K ﹤0.01%
+4,000
New +$7.56K
RNTX
4154
Rein Therapeutics
RNTX
$66.9M
$6.63K ﹤0.01%
5,097
– –
SRTA
4155
Strata Critical Medical Inc
SRTA
$440M
$6.62K ﹤0.01%
1,584
+1,534
+3,068% +$7.38K
CLNE icon
4156
Clean Energy Fuels
CLNE
$421M
$6.6K ﹤0.01%
2,660
+2,036
+326% +$4.75K
ONIT
4157
Onity Group
ONIT
$341M
$6.6K ﹤0.01%
168
+134
+394% +$5.83K
LXEO icon
4158
Lexeo Therapeutics
LXEO
$345M
$6.55K ﹤0.01%
1,141
+441
+63% +$3.13K
FREL icon
4159
Fidelity MSCI Real Estate Index ETF
FREL
$1.53B
$6.51K ﹤0.01%
242
+39
+19% +$1.09K
DMO
4160
Western Asset Mortgage Opportunity Fund
DMO
$119M
$6.49K ﹤0.01%
603
+280
+87% +$3.09K
ABSI icon
4161
Absci
ABSI
$1.21B
$6.49K ﹤0.01%
+2,162
New +$6.26K
GGN
4162
GAMCO Global Gold, Natural Resources & Income Trust
GGN
$762M
$6.46K ﹤0.01%
+1,213
New +$6.58K
TGB
4163
Trekor Metals
TGB
$2.52B
$6.45K ﹤0.01%
1,000
– –
EPC icon
4164
Edgewell Personal Care
EPC
$1.3B
$6.45K ﹤0.01%
302
+33
+12% +$664
WEAT icon
4165
Teucrium Wheat Fund
WEAT
$294M
$6.43K ﹤0.01%
273
-8,015
-97% -$173K
DX
4166
Dynex Capital
DX
$3.19B
$6.39K ﹤0.01%
501
– –
ZUMZ icon
4167
Zumiez
ZUMZ
$347M
$6.38K ﹤0.01%
288
+230
+397% +$5.61K
JLS icon
4168
Nuveen Mortgage and Income Fund
JLS
$94.9M
$6.36K ﹤0.01%
351
+122
+53% +$2.24K
EIC
4169
Eagle Point Income Co
EIC
$231M
$6.35K ﹤0.01%
+673
New +$6.93K
PMT
4170
PennyMac Mortgage Investment
PMT
$854M
$6.35K ﹤0.01%
545
+14
+3% +$173
EVI icon
4171
EVI Industries
EVI
$194M
$6.34K ﹤0.01%
308
+222
+258% +$4.97K
TG icon
4172
Tredegar Corp
TG
$263M
$6.32K ﹤0.01%
795
+667
+521% +$5.58K
BHVN icon
4173
Biohaven
BHVN
$2.07B
$6.32K ﹤0.01%
747
+587
+367% +$6.42K
CHPT icon
4174
ChargePoint
CHPT
$138M
$6.31K ﹤0.01%
1,299
+10
+0.8% +$61
USMC icon
4175
Principal Exchange-Traded Funds Principal US Mega-Cap ETF
USMC
$3.54B
$6.31K ﹤0.01%
98
– –
165 166
167
168 169

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Rockefeller Capital Management's Q1 2026 Portfolio in Review

As of Q1 2026, Rockefeller Capital Management held 4,927 positions worth $56.4B, up 1.6% from $55.5B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Rockefeller Capital Management deployed $2.42B of net new capital in Q1 2026, opening 258 new positions and adding to 2,658 existing holdings. Its largest new stake was Eaton Vance Short Duration Income ETF: 337,629 shares worth $17.2M.

By sector, the portfolio is most concentrated in Technology at 18% of assets, down from 20% a quarter earlier, followed by Financials and Industrials.

On the sell side, the largest reduction was EOG Resources, an estimated $65.4M trimmed.

  • Rockefeller Capital Management's largest Q1 2026 buy was Eaton Vance Short Duration Income ETF: 337,629 shares worth $17.2M.
  • Rockefeller Capital Management added most to iShares MSCI EAFE ETF in Q1 2026, an estimated $95.5M increase.
  • Rockefeller Capital Management's biggest Q1 2026 reduction was EOG Resources, cutting an estimated $65.4M.
  • Rockefeller Capital Management fully exited CyberArk in Q1 2026, selling an estimated $7.72M.
  • Rockefeller Capital Management's ten largest holdings make up 22% of its $56.4B portfolio in Q1 2026.
  • Rockefeller Capital Management opened 258 new positions and closed 245 in Q1 2026.
  • Rockefeller Capital Management's portfolio value rose 1.6% quarter-over-quarter to $56.4B.

Based on Rockefeller Capital Management's 13F filing for Q1 2026, filed 14 May 2026.