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Rockefeller Capital Management Portfolio holdings
AUM
$56.4B
1-Year Est. Return
24.96%
This Fund
S&P 500
This Quarter
Est. Return
-0.77%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$56.4B
AUM Growth
+$862M
(+1.6%)
Cap. Flow
+$2.42B
Cap. Flow
% of AUM
4.29%
Top 10 Holdings %
Top 10 Hldgs %
21.93%
Holding
4,927
New
258
Increased
2,658
Reduced
1,314
Closed
245
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares MSCI EAFE ETF
EFA
|
+$95.5M |
| 2 |
EQT Corp
EQT
|
+$84.7M |
| 3 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$74.4M |
| 4 |
Amazon
AMZN
|
+$65.3M |
| 5 |
NVIDIA
NVDA
|
+$64.8M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
EOG Resources
EOG
|
+$65.4M |
| 2 |
Shopify
SHOP
|
+$54.9M |
| 3 |
ICICI Bank
IBN
|
+$42.8M |
| 4 |
Willis Towers Watson
WTW
|
+$37.1M |
| 5 |
Caterpillar
CAT
|
+$36.2M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 18.21% |
| 2 | Financials | 8.18% |
| 3 | Industrials | 6.8% |
| 4 | Healthcare | 5.97% |
| 5 | Communication Services | 5.92% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
4101
German American Bancorp
GABC
$1.91B
| $7.69K | ﹤0.01% |
184
+147
| +397% | +$6.08K |
|
4102
InMode
INMD
$886M
| $7.66K | ﹤0.01% |
560
| – | – |
|
4103
Ribbon Communications
RBBN
$382M
| $7.64K | ﹤0.01% |
3,602
-2,806
| -44% | -$6.72K |
|
|
DFSU
4104
Dimensional US Sustainability Core 1 ETF
DFSU
$2.27B
| $7.6K | ﹤0.01% |
185
| – | – |
|
4105
Grupo Aeroportuario Centro Norte
OMAB
$5.24B
| $7.57K | ﹤0.01% |
66
+48
| +267% | +$5.59K |
|
4106
Innoviz Technologies
INVZ
$95.9M
| $7.57K | ﹤0.01% |
11,965
+8,566
| +252% | +$7.83K |
|
|
MNTN
4107
MNTN Inc
MNTN
$702M
| $7.57K | ﹤0.01% |
860
+360
| +72% | +$3.6K |
|
|
SLI
4108
Standard Lithium
SLI
$495M
| $7.56K | ﹤0.01% |
2,217
| – | – |
|
|
TSI
4109
TCW Strategic Income Fund
TSI
$213M
| $7.54K | ﹤0.01% |
+1,680
| New | +$7.95K |
|
4110
AngioDynamics
ANGO
$601M
| $7.54K | ﹤0.01% |
663
+530
| +398% | +$5.74K |
|
4111
Tactile Systems Technology
TCMD
$642M
| $7.53K | ﹤0.01% |
288
+199
| +224% | +$5.68K |
|
4112
Vuzix
VUZI
$182M
| $7.51K | ﹤0.01% |
3,252
-200
| -6% | -$546 |
|
4113
SiriusPoint
SPNT
$3.07B
| $7.41K | ﹤0.01% |
344
-216
| -39% | -$4.45K |
|
4114
Zevra Therapeutics
ZVRA
$578M
| $7.39K | ﹤0.01% |
793
+634
| +399% | +$5.71K |
|
4115
Rapid7
RPD
$657M
| $7.38K | ﹤0.01% |
1,339
+1,248
| +1,371% | +$11.5K |
|
4116
CuriosityStream
CURI
$146M
| $7.37K | ﹤0.01% |
2,490
| – | – |
|
4117
Pennant Group
PNTG
$1.46B
| $7.35K | ﹤0.01% |
241
+193
| +402% | +$5.97K |
|
|
PINE
4118
Alpine Income Property Trust
PINE
$343M
| $7.34K | ﹤0.01% |
408
| – | – |
|
4119
Harrow
HROW
$1.45B
| $7.3K | ﹤0.01% |
207
| – | – |
|
4120
Peapack-Gladstone Financial
PGC
$836M
| $7.29K | ﹤0.01% |
207
+171
| +475% | +$5.56K |
|
4121
Pagaya Technologies
PGY
$1.36B
| $7.28K | ﹤0.01% |
625
+499
| +396% | +$7.89K |
|
4122
Oric Pharmaceuticals
ORIC
$1.23B
| $7.26K | ﹤0.01% |
+573
| New | +$6.5K |
|
4123
Seneca Foods Class A
SENEA
$1.16B
| $7.25K | ﹤0.01% |
48
+38
| +380% | +$4.91K |
|
4124
IMAX
IMAX
$2.57B
| $7.22K | ﹤0.01% |
+190
| New | +$7.06K |
|
4125
Compañía de Cervecerías Unidas
CCU
$2.19B
| $7.19K | ﹤0.01% |
633
| – | – |
|
Similar funds
Rockefeller Capital Management's Q1 2026 Portfolio in Review
As of Q1 2026, Rockefeller Capital Management held 4,927 positions worth $56.4B, up 1.6% from $55.5B the previous quarter. Its ten largest holdings account for 22% of the portfolio.
Rockefeller Capital Management deployed $2.42B of net new capital in Q1 2026, opening 258 new positions and adding to 2,658 existing holdings. Its largest new stake was Eaton Vance Short Duration Income ETF: 337,629 shares worth $17.2M.
By sector, the portfolio is most concentrated in Technology at 18% of assets, down from 20% a quarter earlier, followed by Financials and Industrials.
On the sell side, the largest reduction was EOG Resources, an estimated $65.4M trimmed.
- Rockefeller Capital Management's largest Q1 2026 buy was Eaton Vance Short Duration Income ETF: 337,629 shares worth $17.2M.
- Rockefeller Capital Management added most to iShares MSCI EAFE ETF in Q1 2026, an estimated $95.5M increase.
- Rockefeller Capital Management's biggest Q1 2026 reduction was EOG Resources, cutting an estimated $65.4M.
- Rockefeller Capital Management fully exited CyberArk in Q1 2026, selling an estimated $7.72M.
- Rockefeller Capital Management's ten largest holdings make up 22% of its $56.4B portfolio in Q1 2026.
- Rockefeller Capital Management opened 258 new positions and closed 245 in Q1 2026.
- Rockefeller Capital Management's portfolio value rose 1.6% quarter-over-quarter to $56.4B.
Based on Rockefeller Capital Management's 13F filing for Q1 2026, filed 14 May 2026.