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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
-0.77%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$56.4B
AUM Growth
+$862M
Cap. Flow
+$2.42B
Cap. Flow %
4.29%
Top 10 Hldgs %
21.93%
Holding
4,927
New
258
Increased
2,658
Reduced
1,314
Closed
245

Top Buys

Rank Stock Value
1
EFA icon
iShares MSCI EAFE ETF
EFA
+$95.5M
2
EQT icon
EQT Corp
EQT
+$84.7M
3
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$74.4M
4
AMZN icon
Amazon
AMZN
+$65.3M
5
NVDA icon
NVIDIA
NVDA
+$64.8M

Top Sells

Rank Stock Value
1
EOG icon
EOG Resources
EOG
+$65.4M
2
SHOP icon
Shopify
SHOP
+$54.9M
3
IBN icon
ICICI Bank
IBN
+$42.8M
4
WTW icon
Willis Towers Watson
WTW
+$37.1M
5
CAT icon
Caterpillar
CAT
+$36.2M

Sector Composition

Rank Sector Weight
1 Technology 18.21%
2 Financials 8.18%
3 Industrials 6.8%
4 Healthcare 5.97%
5 Communication Services 5.92%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CLMT icon
4126
Calumet Specialty Products
CLMT
$3.61B
$7.18K ﹤0.01%
200
-1,300
-87% -$33.7K
RPT
4127
Rithm Property Trust
RPT
$95.8M
$7.17K ﹤0.01%
535
+12
+2% +$181
ESPR
4128
DELISTED
Esperion Therapeutics
ESPR
$7.15K ﹤0.01%
2,611
+1,891
+263% +$5.99K
ICOP icon
4129
iShares Copper and Metals Mining ETF
ICOP
$420M
$7.14K ﹤0.01%
+150
New +$7.57K
SSTK icon
4130
Shutterstock
SSTK
$220M
$7.12K ﹤0.01%
428
+356
+494% +$6.27K
CTRN icon
4131
Citi Trends
CTRN
$559M
$7.11K ﹤0.01%
164
+96
+141% +$4.38K
HEAL
4132
Global X Funds Global X HealthTech ETF
HEAL
$28.8M
$7.1K ﹤0.01%
298
– –
ABOS icon
4133
Acumen Pharmaceuticals
ABOS
$165M
$7.08K ﹤0.01%
3,000
– –
CMPS
4134
Compass Pathways
CMPS
$1.46B
$7.06K ﹤0.01%
1,276
+681
+114% +$4.58K
ORC
4135
Orchid Island Capital
ORC
$1.31B
$7.03K ﹤0.01%
1,000
-722
-42% -$5.45K
ABCL icon
4136
AbCellera Biologics
ABCL
$1.62B
$6.98K ﹤0.01%
2,000
– –
SCHZ icon
4137
Schwab US Aggregate Bond ETF
SCHZ
$10.6B
$6.97K ﹤0.01%
300
-207
-41% -$4.84K
CRON
4138
Cronos Group
CRON
$1.06B
$6.88K ﹤0.01%
2,743
-200
-7% -$521
BXC icon
4139
BlueLinx
BXC
$465M
$6.88K ﹤0.01%
127
+94
+285% +$6.17K
SBLK icon
4140
Star Bulk Carriers
SBLK
$3.12B
$6.87K ﹤0.01%
299
+104
+53% +$2.37K
PACB icon
4141
Pacific Biosciences
PACB
$432M
$6.86K ﹤0.01%
5,198
+3,952
+317% +$7.07K
NUTX
4142
Nutex Health
NUTX
$1.03B
$6.84K ﹤0.01%
+72
New +$8.83K
FRI icon
4143
First Trust S&P REIT Index Fund
FRI
$194M
$6.84K ﹤0.01%
240
-35
-13% -$1.01K
CLVT icon
4144
Clarivate
CLVT
$1.53B
$6.82K ﹤0.01%
2,694
+2,033
+308% +$5.21K
RNEM icon
4145
First Trust Emerging Markets Equity Select ETF
RNEM
$17M
$6.77K ﹤0.01%
+125
New +$7.04K
BBNX
4146
Beta Bionics
BBNX
$704M
$6.74K ﹤0.01%
673
+630
+1,465% +$9.32K
PINK icon
4147
Simplify Health Care ETF
PINK
$381M
$6.73K ﹤0.01%
+200
New +$7.14K
CTBI icon
4148
Community Trust Bancorp
CTBI
$1.42B
$6.72K ﹤0.01%
110
+1
+0.9% +$61
MMI icon
4149
Marcus & Millichap
MMI
$1.2B
$6.72K ﹤0.01%
252
-462
-65% -$12.2K
KRBN icon
4150
KraneShares Global Carbon Strategy ETF
KRBN
$139M
$6.71K ﹤0.01%
226
-750
-77% -$23.7K
164 165
166
167 168

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Rockefeller Capital Management's Q1 2026 Portfolio in Review

As of Q1 2026, Rockefeller Capital Management held 4,927 positions worth $56.4B, up 1.6% from $55.5B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Rockefeller Capital Management deployed $2.42B of net new capital in Q1 2026, opening 258 new positions and adding to 2,658 existing holdings. Its largest new stake was Eaton Vance Short Duration Income ETF: 337,629 shares worth $17.2M.

By sector, the portfolio is most concentrated in Technology at 18% of assets, down from 20% a quarter earlier, followed by Financials and Industrials.

On the sell side, the largest reduction was EOG Resources, an estimated $65.4M trimmed.

  • Rockefeller Capital Management's largest Q1 2026 buy was Eaton Vance Short Duration Income ETF: 337,629 shares worth $17.2M.
  • Rockefeller Capital Management added most to iShares MSCI EAFE ETF in Q1 2026, an estimated $95.5M increase.
  • Rockefeller Capital Management's biggest Q1 2026 reduction was EOG Resources, cutting an estimated $65.4M.
  • Rockefeller Capital Management fully exited CyberArk in Q1 2026, selling an estimated $7.72M.
  • Rockefeller Capital Management's ten largest holdings make up 22% of its $56.4B portfolio in Q1 2026.
  • Rockefeller Capital Management opened 258 new positions and closed 245 in Q1 2026.
  • Rockefeller Capital Management's portfolio value rose 1.6% quarter-over-quarter to $56.4B.

Based on Rockefeller Capital Management's 13F filing for Q1 2026, filed 14 May 2026.