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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
-0.77%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$56.4B
AUM Growth
+$862M
Cap. Flow
+$2.42B
Cap. Flow %
4.29%
Top 10 Hldgs %
21.93%
Holding
4,927
New
258
Increased
2,658
Reduced
1,314
Closed
245

Top Buys

Rank Stock Value
1
EFA icon
iShares MSCI EAFE ETF
EFA
+$95.5M
2
EQT icon
EQT Corp
EQT
+$84.7M
3
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$74.4M
4
AMZN icon
Amazon
AMZN
+$65.3M
5
NVDA icon
NVIDIA
NVDA
+$64.8M

Top Sells

Rank Stock Value
1
EOG icon
EOG Resources
EOG
+$65.4M
2
SHOP icon
Shopify
SHOP
+$54.9M
3
IBN icon
ICICI Bank
IBN
+$42.8M
4
WTW icon
Willis Towers Watson
WTW
+$37.1M
5
CAT icon
Caterpillar
CAT
+$36.2M

Sector Composition

Rank Sector Weight
1 Technology 18.21%
2 Financials 8.18%
3 Industrials 6.8%
4 Healthcare 5.97%
5 Communication Services 5.92%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VET icon
4176
Vermilion Energy
VET
$1.59B
$6.31K ﹤0.01%
458
– –
PDN icon
4177
Invesco FTSE RAFI Developed Markets ex-US Small-Mid ETF
PDN
$349M
$6.29K ﹤0.01%
145
+1
+0.7% +$45
PASG icon
4178
Passage Bio
PASG
$14.7M
$6.28K ﹤0.01%
800
+300
+60% +$3.1K
DVYA icon
4179
iShares Asia/Pacific Dividend ETF
DVYA
$71.5M
$6.27K ﹤0.01%
130
– –
VFQY icon
4180
Vanguard US Quality Factor ETF
VFQY
$483M
$6.27K ﹤0.01%
42
– –
BBOT
4181
BridgeBio Oncology
BBOT
$688M
$6.26K ﹤0.01%
700
– –
EVER icon
4182
EverQuote
EVER
$960M
$6.26K ﹤0.01%
406
+299
+279% +$5.65K
BNTC icon
4183
Benitec Biopharma
BNTC
$408M
$6.2K ﹤0.01%
+582
New +$6.74K
GTM
4184
ZoomInfo Technologies
GTM
$967M
$6.17K ﹤0.01%
1,032
+545
+112% +$4.01K
PVI icon
4185
Invesco Floating Rate Municipal Income ETF
PVI
$32.2M
$6.17K ﹤0.01%
248
– –
HUMA icon
4186
Humacyte
HUMA
$170M
$6.16K ﹤0.01%
10,150
+9,880
+3,659% +$10.3K
LDI icon
4187
loanDepot
LDI
$559M
$6.14K ﹤0.01%
+4,324
New +$8.89K
CNXN icon
4188
PC Connection
CNXN
$2.1B
$6.14K ﹤0.01%
105
+1
+1% +$60
LTM
4189
LATAM Airlines Group S.A.
LTM
$15.4B
$6.13K ﹤0.01%
+124
New +$7.01K
RNRG icon
4190
Global X Renewable Energy Producers ETF
RNRG
$25.9M
$6.13K ﹤0.01%
166
– –
IHRT icon
4191
iHeartMedia
IHRT
$537M
$6.11K ﹤0.01%
2,094
+1,674
+399% +$5.54K
BATT icon
4192
Amplify Lithium & Battery Technology ETF
BATT
$112M
$6.09K ﹤0.01%
408
+7
+2% +$106
UFCS icon
4193
United Fire Group
UFCS
$1.35B
$6.06K ﹤0.01%
163
+155
+1,938% +$5.72K
BIRK icon
4194
Birkenstock
BIRK
$7.7B
$5.98K ﹤0.01%
167
+57
+52% +$2.22K
AESI icon
4195
Atlas Energy Solutions
AESI
$1.37B
$5.97K ﹤0.01%
455
-358
-44% -$4.18K
VICR icon
4196
Vicor
VICR
$8.76B
$5.96K ﹤0.01%
37
-9
-20% -$1.49K
SITC icon
4197
SITE Centers
SITC
$235M
$5.91K ﹤0.01%
1,093
+748
+217% +$4.59K
DXC icon
4198
DXC Technology
DXC
$1.76B
$5.86K ﹤0.01%
466
-153
-25% -$2.05K
UMI icon
4199
USCF Midstream Energy Income Fund
UMI
$504M
$5.86K ﹤0.01%
100
-4,037
-98% -$221K
FRMI
4200
Fermi Inc
FRMI
$4.01B
$5.84K ﹤0.01%
1,000
– –
166 167
168
169 170

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Rockefeller Capital Management's Q1 2026 Portfolio in Review

As of Q1 2026, Rockefeller Capital Management held 4,927 positions worth $56.4B, up 1.6% from $55.5B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Rockefeller Capital Management deployed $2.42B of net new capital in Q1 2026, opening 258 new positions and adding to 2,658 existing holdings. Its largest new stake was Eaton Vance Short Duration Income ETF: 337,629 shares worth $17.2M.

By sector, the portfolio is most concentrated in Technology at 18% of assets, down from 20% a quarter earlier, followed by Financials and Industrials.

On the sell side, the largest reduction was EOG Resources, an estimated $65.4M trimmed.

  • Rockefeller Capital Management's largest Q1 2026 buy was Eaton Vance Short Duration Income ETF: 337,629 shares worth $17.2M.
  • Rockefeller Capital Management added most to iShares MSCI EAFE ETF in Q1 2026, an estimated $95.5M increase.
  • Rockefeller Capital Management's biggest Q1 2026 reduction was EOG Resources, cutting an estimated $65.4M.
  • Rockefeller Capital Management fully exited CyberArk in Q1 2026, selling an estimated $7.72M.
  • Rockefeller Capital Management's ten largest holdings make up 22% of its $56.4B portfolio in Q1 2026.
  • Rockefeller Capital Management opened 258 new positions and closed 245 in Q1 2026.
  • Rockefeller Capital Management's portfolio value rose 1.6% quarter-over-quarter to $56.4B.

Based on Rockefeller Capital Management's 13F filing for Q1 2026, filed 14 May 2026.