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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
-0.77%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$56.4B
AUM Growth
+$862M
Cap. Flow
+$2.42B
Cap. Flow %
4.29%
Top 10 Hldgs %
21.93%
Holding
4,927
New
258
Increased
2,658
Reduced
1,314
Closed
245

Top Buys

Rank Stock Value
1
EFA icon
iShares MSCI EAFE ETF
EFA
+$95.5M
2
EQT icon
EQT Corp
EQT
+$84.7M
3
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$74.4M
4
AMZN icon
Amazon
AMZN
+$65.3M
5
NVDA icon
NVIDIA
NVDA
+$64.8M

Top Sells

Rank Stock Value
1
EOG icon
EOG Resources
EOG
+$65.4M
2
SHOP icon
Shopify
SHOP
+$54.9M
3
IBN icon
ICICI Bank
IBN
+$42.8M
4
WTW icon
Willis Towers Watson
WTW
+$37.1M
5
CAT icon
Caterpillar
CAT
+$36.2M

Sector Composition

Rank Sector Weight
1 Technology 18.21%
2 Financials 8.18%
3 Industrials 6.8%
4 Healthcare 5.97%
5 Communication Services 5.92%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NIC icon
4201
Nicolet Bankshares
NIC
$3.65B
$5.8K ﹤0.01%
39
+17
+77% +$2.47K
SMBS
4202
Schwab Mortgage-Backed Securities ETF
SMBS
$6.49B
$5.7K ﹤0.01%
223
-2,573
-92% -$66.3K
WB icon
4203
Weibo
WB
$1.95B
$5.68K ﹤0.01%
+649
New +$6.51K
ALMS
4204
Alumis Inc
ALMS
$3.45B
$5.64K ﹤0.01%
+256
New +$6.4K
FPXI icon
4205
First Trust Exchange-Traded Fund II First Trust International Equity Opportunities ETF
FPXI
$265M
$5.62K ﹤0.01%
91
– –
ABEO icon
4206
Abeona Therapeutics
ABEO
$343M
$5.6K ﹤0.01%
1,250
– –
ADCT icon
4207
ADC Therapeutics
ADCT
$141M
$5.58K ﹤0.01%
1,488
+1,057
+245% +$4.17K
ABVX
4208
Abivax
ABVX
$10.8B
$5.57K ﹤0.01%
50
-1
-2% -$118
DSU icon
4209
BlackRock Debt Strategies Fund
DSU
$592M
$5.54K ﹤0.01%
+578
New +$5.77K
FRHC icon
4210
Freedom Holding
FRHC
$9.84B
$5.5K ﹤0.01%
+38
New +$4.87K
DTIL icon
4211
Precision BioSciences
DTIL
$185M
$5.5K ﹤0.01%
1,000
– –
UDMY
4212
DELISTED
Udemy
UDMY
$5.49K ﹤0.01%
1,188
+860
+262% +$4.24K
JGLO icon
4213
JPMorgan Global Select Equity ETF
JGLO
$6.8B
$5.48K ﹤0.01%
84
-1,144
-93% -$77.8K
PAPI icon
4214
Parametric Equity Premium Income ETF
PAPI
$442M
$5.39K ﹤0.01%
197
+109
+124% +$2.99K
CABA icon
4215
Cabaletta Bio
CABA
$445M
$5.38K ﹤0.01%
+2,000
New +$5.55K
WIW
4216
Western Asset Inflation-Linked Opportunities & Income Fund
WIW
$507M
$5.35K ﹤0.01%
+632
New +$5.43K
PSTL
4217
Postal Realty Trust
PSTL
$713M
$5.35K ﹤0.01%
288
+200
+227% +$3.71K
PESI icon
4218
Perma-Fix Environmental Services
PESI
$353M
$5.34K ﹤0.01%
500
– –
OSBC icon
4219
Old Second Bancorp
OSBC
$1.28B
$5.34K ﹤0.01%
265
-1,131
-81% -$22.7K
ELE
4220
Elemental Royalty Corp
ELE
$988M
$5.31K ﹤0.01%
+282
New +$5.75K
NPCT icon
4221
Nuveen Core Plus Impact Fund
NPCT
$281M
$5.31K ﹤0.01%
+521
New +$5.37K
NTCT icon
4222
NETSCOUT
NTCT
$2.89B
$5.28K ﹤0.01%
166
+8
+5% +$232
BLND icon
4223
Blend Labs
BLND
$433M
$5.27K ﹤0.01%
3,101
+1,245
+67% +$2.66K
URG
4224
Ur-Energy
URG
$481M
$5.21K ﹤0.01%
3,500
+2,000
+133% +$3.27K
CRGY icon
4225
Crescent Energy
CRGY
$3.44B
$5.21K ﹤0.01%
386
+235
+156% +$2.46K
167 168
169
170 171

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Rockefeller Capital Management's Q1 2026 Portfolio in Review

As of Q1 2026, Rockefeller Capital Management held 4,927 positions worth $56.4B, up 1.6% from $55.5B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Rockefeller Capital Management deployed $2.42B of net new capital in Q1 2026, opening 258 new positions and adding to 2,658 existing holdings. Its largest new stake was Eaton Vance Short Duration Income ETF: 337,629 shares worth $17.2M.

By sector, the portfolio is most concentrated in Technology at 18% of assets, down from 20% a quarter earlier, followed by Financials and Industrials.

On the sell side, the largest reduction was EOG Resources, an estimated $65.4M trimmed.

  • Rockefeller Capital Management's largest Q1 2026 buy was Eaton Vance Short Duration Income ETF: 337,629 shares worth $17.2M.
  • Rockefeller Capital Management added most to iShares MSCI EAFE ETF in Q1 2026, an estimated $95.5M increase.
  • Rockefeller Capital Management's biggest Q1 2026 reduction was EOG Resources, cutting an estimated $65.4M.
  • Rockefeller Capital Management fully exited CyberArk in Q1 2026, selling an estimated $7.72M.
  • Rockefeller Capital Management's ten largest holdings make up 22% of its $56.4B portfolio in Q1 2026.
  • Rockefeller Capital Management opened 258 new positions and closed 245 in Q1 2026.
  • Rockefeller Capital Management's portfolio value rose 1.6% quarter-over-quarter to $56.4B.

Based on Rockefeller Capital Management's 13F filing for Q1 2026, filed 14 May 2026.