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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
-0.77%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$56.4B
AUM Growth
+$862M
Cap. Flow
+$2.42B
Cap. Flow %
4.29%
Top 10 Hldgs %
21.93%
Holding
4,927
New
258
Increased
2,658
Reduced
1,314
Closed
245

Top Buys

Rank Stock Value
1
EFA icon
iShares MSCI EAFE ETF
EFA
+$95.5M
2
EQT icon
EQT Corp
EQT
+$84.7M
3
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$74.4M
4
AMZN icon
Amazon
AMZN
+$65.3M
5
NVDA icon
NVIDIA
NVDA
+$64.8M

Top Sells

Rank Stock Value
1
EOG icon
EOG Resources
EOG
+$65.4M
2
SHOP icon
Shopify
SHOP
+$54.9M
3
IBN icon
ICICI Bank
IBN
+$42.8M
4
WTW icon
Willis Towers Watson
WTW
+$37.1M
5
CAT icon
Caterpillar
CAT
+$36.2M

Sector Composition

Rank Sector Weight
1 Technology 18.21%
2 Financials 8.18%
3 Industrials 6.8%
4 Healthcare 5.97%
5 Communication Services 5.92%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SGML icon
4251
Sigma Lithium
SGML
$1.06B
$4.94K ﹤0.01%
400
– –
EYLD icon
4252
Cambria Emerging Shareholder Yield ETF
EYLD
$830M
$4.9K ﹤0.01%
118
+1
+0.9% +$42
NATR icon
4253
Nature's Sunshine
NATR
$365M
$4.89K ﹤0.01%
204
+164
+410% +$4.06K
SFIX
4254
Stitch Fix
SFIX
$563M
$4.84K ﹤0.01%
1,462
+1,041
+247% +$4.25K
CRMD icon
4255
CorMedix
CRMD
$577M
$4.82K ﹤0.01%
710
+515
+264% +$3.81K
CYH icon
4256
Community Health Systems
CYH
$393M
$4.81K ﹤0.01%
1,637
+1,185
+262% +$3.84K
FFIC
4257
DELISTED
Flushing Financial
FFIC
$4.81K ﹤0.01%
313
+251
+405% +$3.92K
RFV icon
4258
Invesco S&P MidCap 400 Pure Value ETF
RFV
$336M
$4.8K ﹤0.01%
36
-1,201
-97% -$160K
CEMB icon
4259
iShares JPMorgan EM Corporate Bond ETF
CEMB
$399M
$4.78K ﹤0.01%
105
-99
-49% -$4.54K
YLDE icon
4260
ClearBridge Dividend Strategy ESG ETF
YLDE
$171M
$4.75K ﹤0.01%
88
+7
+9% +$389
QDIV icon
4261
Global X S&P 500 Quality Dividend ETF
QDIV
$30.5M
$4.74K ﹤0.01%
129
-4
-3% -$148
CMP icon
4262
Compass Minerals
CMP
$1.25B
$4.74K ﹤0.01%
203
+194
+2,156% +$4.57K
VYGR icon
4263
Voyager Therapeutics
VYGR
$184M
$4.74K ﹤0.01%
1,227
+318
+35% +$1.25K
PRSU
4264
Pursuit Attractions and Hospitality Inc
PRSU
$1.48B
$4.73K ﹤0.01%
129
-225
-64% -$8.03K
LPTH icon
4265
Lightpath Technologies
LPTH
$651M
$4.72K ﹤0.01%
471
– –
RC
4266
Ready Capital
RC
$261M
$4.71K ﹤0.01%
2,905
+176
+6% +$337
INBK icon
4267
First Internet Bancorp
INBK
$236M
$4.67K ﹤0.01%
229
+184
+409% +$3.85K
HDSN
4268
Hudson Technologies
HDSN
$259M
$4.6K ﹤0.01%
783
+625
+396% +$4.29K
VGSR icon
4269
Vert Global Sustainable Real Estate ETF
VGSR
$550M
$4.53K ﹤0.01%
+438
New +$4.71K
RPC
4270
Ridgepost Capital
RPC
$971M
$4.49K ﹤0.01%
618
+250
+68% +$2.27K
BKV
4271
BKV Corp
BKV
$2.57B
$4.48K ﹤0.01%
157
-264
-63% -$7.65K
GREK
4272
Global X MSCI Greece ETF
GREK
$291M
$4.47K ﹤0.01%
70
– –
MRLN
4273
Merlin Inc
MRLN
$344M
$4.41K ﹤0.01%
+600
New +$6.16K
SIBN icon
4274
SI-BONE Inc
SIBN
$795M
$4.41K ﹤0.01%
349
+279
+399% +$4.37K
GOGO icon
4275
Gogo Inc
GOGO
$550M
$4.4K ﹤0.01%
1,094
+797
+268% +$3.63K
169 170
171
172 173

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Rockefeller Capital Management's Q1 2026 Portfolio in Review

As of Q1 2026, Rockefeller Capital Management held 4,927 positions worth $56.4B, up 1.6% from $55.5B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Rockefeller Capital Management deployed $2.42B of net new capital in Q1 2026, opening 258 new positions and adding to 2,658 existing holdings. Its largest new stake was Eaton Vance Short Duration Income ETF: 337,629 shares worth $17.2M.

By sector, the portfolio is most concentrated in Technology at 18% of assets, down from 20% a quarter earlier, followed by Financials and Industrials.

On the sell side, the largest reduction was EOG Resources, an estimated $65.4M trimmed.

  • Rockefeller Capital Management's largest Q1 2026 buy was Eaton Vance Short Duration Income ETF: 337,629 shares worth $17.2M.
  • Rockefeller Capital Management added most to iShares MSCI EAFE ETF in Q1 2026, an estimated $95.5M increase.
  • Rockefeller Capital Management's biggest Q1 2026 reduction was EOG Resources, cutting an estimated $65.4M.
  • Rockefeller Capital Management fully exited CyberArk in Q1 2026, selling an estimated $7.72M.
  • Rockefeller Capital Management's ten largest holdings make up 22% of its $56.4B portfolio in Q1 2026.
  • Rockefeller Capital Management opened 258 new positions and closed 245 in Q1 2026.
  • Rockefeller Capital Management's portfolio value rose 1.6% quarter-over-quarter to $56.4B.

Based on Rockefeller Capital Management's 13F filing for Q1 2026, filed 14 May 2026.