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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
-0.77%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$56.4B
AUM Growth
+$862M
Cap. Flow
+$2.42B
Cap. Flow %
4.29%
Top 10 Hldgs %
21.93%
Holding
4,927
New
258
Increased
2,658
Reduced
1,314
Closed
245

Top Buys

Rank Stock Value
1
EFA icon
iShares MSCI EAFE ETF
EFA
+$95.5M
2
EQT icon
EQT Corp
EQT
+$84.7M
3
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$74.4M
4
AMZN icon
Amazon
AMZN
+$65.3M
5
NVDA icon
NVIDIA
NVDA
+$64.8M

Top Sells

Rank Stock Value
1
EOG icon
EOG Resources
EOG
+$65.4M
2
SHOP icon
Shopify
SHOP
+$54.9M
3
IBN icon
ICICI Bank
IBN
+$42.8M
4
WTW icon
Willis Towers Watson
WTW
+$37.1M
5
CAT icon
Caterpillar
CAT
+$36.2M

Sector Composition

Rank Sector Weight
1 Technology 18.21%
2 Financials 8.18%
3 Industrials 6.8%
4 Healthcare 5.97%
5 Communication Services 5.92%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FUBO icon
4276
FuboTV Inc
FUBO
$266M
$4.36K ﹤0.01%
461
-582
-56% -$11.5K
KALU icon
4277
Kaiser Aluminum
KALU
$2.65B
$4.34K ﹤0.01%
+36
New +$4.56K
AOD
4278
abrdn Total Dynamic Dividend Fund
AOD
$1.09B
$4.22K ﹤0.01%
458
-1,299
-74% -$12.9K
HCI icon
4279
HCI Group
HCI
$2.29B
$4.17K ﹤0.01%
27
-619
-96% -$101K
IMVP
4280
Invesco India ETF
IMVP
$125M
$4.11K ﹤0.01%
200
– –
KPTI icon
4281
Karyopharm Therapeutics
KPTI
$161M
$4.08K ﹤0.01%
733
– –
SAMG icon
4282
Silvercrest Asset Management
SAMG
$80.6M
$4.06K ﹤0.01%
302
+242
+403% +$3.59K
NOA
4283
North American Construction
NOA
$370M
$4.04K ﹤0.01%
300
– –
SKIN icon
4284
SkinHealth Systems
SKIN
$90.5M
$4K ﹤0.01%
4,500
– –
CIA icon
4285
Citizens
CIA
$257M
$3.99K ﹤0.01%
793
+634
+399% +$3.37K
ATNM icon
4286
Actinium Pharmaceuticals
ATNM
$27.2M
$3.98K ﹤0.01%
4,000
– –
RLX icon
4287
RLX Technology
RLX
$2.43B
$3.98K ﹤0.01%
+1,808
New +$4.16K
EDF
4288
Virtus Stone Harbor Emerging Markets Income Fund
EDF
$167M
$3.98K ﹤0.01%
+831
New +$4.18K
KOPN icon
4289
Kopin
KOPN
$654M
$3.97K ﹤0.01%
1,765
– –
PEJ icon
4290
Invesco Leisure and Entertainment ETF
PEJ
$263M
$3.94K ﹤0.01%
68
– –
MLCO icon
4291
Melco Resorts & Entertainment
MLCO
$2.19B
$3.94K ﹤0.01%
693
-832
-55% -$5.04K
LAES icon
4292
SEALSQ Corp
LAES
$521M
$3.92K ﹤0.01%
1,496
-96
-6% -$375
CEVA icon
4293
CEVA Inc
CEVA
$883M
$3.9K ﹤0.01%
209
– –
BANR icon
4294
Banner Corp
BANR
$2.4B
$3.88K ﹤0.01%
64
-289
-82% -$17.9K
CBL
4295
CBL Properties
CBL
$1.86B
$3.88K ﹤0.01%
101
+1
+1% +$37
XPER icon
4296
Xperi
XPER
$368M
$3.86K ﹤0.01%
690
-126
-15% -$729
RYAM icon
4297
Rayonier Advanced Materials
RYAM
$591M
$3.82K ﹤0.01%
345
+283
+456% +$2.55K
CCNE icon
4298
CNB Financial Corp
CCNE
$1.05B
$3.79K ﹤0.01%
131
+76
+138% +$2.12K
RXT icon
4299
Rackspace Technology
RXT
$967M
$3.71K ﹤0.01%
3,786
+3,711
+4,948% +$4.51K
QTTB icon
4300
Q32 Bio
QTTB
$467M
$3.7K ﹤0.01%
577
– –
170 171
172
173 174

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Rockefeller Capital Management's Q1 2026 Portfolio in Review

As of Q1 2026, Rockefeller Capital Management held 4,927 positions worth $56.4B, up 1.6% from $55.5B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Rockefeller Capital Management deployed $2.42B of net new capital in Q1 2026, opening 258 new positions and adding to 2,658 existing holdings. Its largest new stake was Eaton Vance Short Duration Income ETF: 337,629 shares worth $17.2M.

By sector, the portfolio is most concentrated in Technology at 18% of assets, down from 20% a quarter earlier, followed by Financials and Industrials.

On the sell side, the largest reduction was EOG Resources, an estimated $65.4M trimmed.

  • Rockefeller Capital Management's largest Q1 2026 buy was Eaton Vance Short Duration Income ETF: 337,629 shares worth $17.2M.
  • Rockefeller Capital Management added most to iShares MSCI EAFE ETF in Q1 2026, an estimated $95.5M increase.
  • Rockefeller Capital Management's biggest Q1 2026 reduction was EOG Resources, cutting an estimated $65.4M.
  • Rockefeller Capital Management fully exited CyberArk in Q1 2026, selling an estimated $7.72M.
  • Rockefeller Capital Management's ten largest holdings make up 22% of its $56.4B portfolio in Q1 2026.
  • Rockefeller Capital Management opened 258 new positions and closed 245 in Q1 2026.
  • Rockefeller Capital Management's portfolio value rose 1.6% quarter-over-quarter to $56.4B.

Based on Rockefeller Capital Management's 13F filing for Q1 2026, filed 14 May 2026.