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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
-0.77%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$56.4B
AUM Growth
+$862M
Cap. Flow
+$2.42B
Cap. Flow %
4.29%
Top 10 Hldgs %
21.93%
Holding
4,927
New
258
Increased
2,658
Reduced
1,314
Closed
245

Top Buys

Rank Stock Value
1
EFA icon
iShares MSCI EAFE ETF
EFA
+$95.5M
2
EQT icon
EQT Corp
EQT
+$84.7M
3
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$74.4M
4
AMZN icon
Amazon
AMZN
+$65.3M
5
NVDA icon
NVIDIA
NVDA
+$64.8M

Top Sells

Rank Stock Value
1
EOG icon
EOG Resources
EOG
+$65.4M
2
SHOP icon
Shopify
SHOP
+$54.9M
3
IBN icon
ICICI Bank
IBN
+$42.8M
4
WTW icon
Willis Towers Watson
WTW
+$37.1M
5
CAT icon
Caterpillar
CAT
+$36.2M

Sector Composition

Rank Sector Weight
1 Technology 18.21%
2 Financials 8.18%
3 Industrials 6.8%
4 Healthcare 5.97%
5 Communication Services 5.92%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
YTRA icon
4326
Yatra Online
YTRA
$54.7M
$3.33K ﹤0.01%
3,000
– –
USAS
4327
Americas Gold and Silver
USAS
$1.31B
$3.31K ﹤0.01%
+635
New +$4.64K
VZLA
4328
Vizsla Silver
VZLA
$1.12B
$3.3K ﹤0.01%
1,000
-1,000
-50% -$4.57K
RLJ icon
4329
RLJ Lodging Trust
RLJ
$1.89B
$3.26K ﹤0.01%
439
+8
+2% +$62
LE icon
4330
Lands' End
LE
$389M
$3.24K ﹤0.01%
288
+230
+397% +$3.64K
UWMC icon
4331
UWM Holdings
UWMC
$631M
$3.24K ﹤0.01%
+894
New +$4.11K
HPP
4332
Hudson Pacific Properties
HPP
$765M
$3.2K ﹤0.01%
541
+157
+41% +$1.21K
NXDR
4333
Nextdoor Holdings
NXDR
$877M
$3.18K ﹤0.01%
2,273
+1,714
+307% +$2.98K
RAAX icon
4334
VanEck Inflation Allocation ETF
RAAX
$1.11B
$3.17K ﹤0.01%
+78
New +$3.07K
MGEE icon
4335
MGE Energy Inc
MGEE
$3.09B
$3.17K ﹤0.01%
41
-2,449
-98% -$193K
BMEA icon
4336
Biomea Fusion
BMEA
$90.4M
$3.06K ﹤0.01%
2,000
– –
LAR
4337
Lithium Argentina AG
LAR
$919M
$3.06K ﹤0.01%
458
-60
-12% -$429
FWRD icon
4338
Forward Air
FWRD
$467M
$3.04K ﹤0.01%
182
+12
+7% +$292
FLWS icon
4339
1-800-Flowers.com
FLWS
$254M
$3.04K ﹤0.01%
1,000
– –
FBK icon
4340
FB Financial Corp
FBK
$2.98B
$3.01K ﹤0.01%
57
-87
-60% -$4.89K
TUR icon
4341
iShares MSCI Turkey ETF
TUR
$204M
$2.98K ﹤0.01%
+77
New +$3.03K
CMTG icon
4342
Claros Mortgage Trust
CMTG
$297M
$2.96K ﹤0.01%
1,244
+900
+262% +$2.33K
NCZ
4343
Virtus Convertible & Income Fund II
NCZ
$285M
$2.95K ﹤0.01%
+220
New +$3.14K
NYXH
4344
Nyxoah
NYXH
$143M
$2.92K ﹤0.01%
1,000
– –
UPWK icon
4345
Upwork
UPWK
$1.21B
$2.9K ﹤0.01%
265
-1,616
-86% -$25.4K
NIU
4346
Niu Technologies
NIU
$208M
$2.89K ﹤0.01%
1,000
– –
ANGI icon
4347
Angi Inc
ANGI
$252M
$2.87K ﹤0.01%
419
-79
-16% -$792
AQN icon
4348
Algonquin Power & Utilities
AQN
$4.68B
$2.87K ﹤0.01%
467
– –
AADR icon
4349
AdvisorShares Dorsey Wright ADR ETF
AADR
$38.6M
$2.86K ﹤0.01%
35
– –
RIGL icon
4350
Rigel Pharmaceuticals
RIGL
$712M
$2.84K ﹤0.01%
105
– –
172 173
174
175 176

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Rockefeller Capital Management's Q1 2026 Portfolio in Review

As of Q1 2026, Rockefeller Capital Management held 4,927 positions worth $56.4B, up 1.6% from $55.5B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Rockefeller Capital Management deployed $2.42B of net new capital in Q1 2026, opening 258 new positions and adding to 2,658 existing holdings. Its largest new stake was Eaton Vance Short Duration Income ETF: 337,629 shares worth $17.2M.

By sector, the portfolio is most concentrated in Technology at 18% of assets, down from 20% a quarter earlier, followed by Financials and Industrials.

On the sell side, the largest reduction was EOG Resources, an estimated $65.4M trimmed.

  • Rockefeller Capital Management's largest Q1 2026 buy was Eaton Vance Short Duration Income ETF: 337,629 shares worth $17.2M.
  • Rockefeller Capital Management added most to iShares MSCI EAFE ETF in Q1 2026, an estimated $95.5M increase.
  • Rockefeller Capital Management's biggest Q1 2026 reduction was EOG Resources, cutting an estimated $65.4M.
  • Rockefeller Capital Management fully exited CyberArk in Q1 2026, selling an estimated $7.72M.
  • Rockefeller Capital Management's ten largest holdings make up 22% of its $56.4B portfolio in Q1 2026.
  • Rockefeller Capital Management opened 258 new positions and closed 245 in Q1 2026.
  • Rockefeller Capital Management's portfolio value rose 1.6% quarter-over-quarter to $56.4B.

Based on Rockefeller Capital Management's 13F filing for Q1 2026, filed 14 May 2026.