We are live on ! Find out more
Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
-0.77%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$56.4B
AUM Growth
+$862M
Cap. Flow
+$2.42B
Cap. Flow %
4.29%
Top 10 Hldgs %
21.93%
Holding
4,927
New
258
Increased
2,658
Reduced
1,314
Closed
245

Top Buys

Rank Stock Value
1
EFA icon
iShares MSCI EAFE ETF
EFA
+$95.5M
2
EQT icon
EQT Corp
EQT
+$84.7M
3
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$74.4M
4
AMZN icon
Amazon
AMZN
+$65.3M
5
NVDA icon
NVIDIA
NVDA
+$64.8M

Top Sells

Rank Stock Value
1
EOG icon
EOG Resources
EOG
+$65.4M
2
SHOP icon
Shopify
SHOP
+$54.9M
3
IBN icon
ICICI Bank
IBN
+$42.8M
4
WTW icon
Willis Towers Watson
WTW
+$37.1M
5
CAT icon
Caterpillar
CAT
+$36.2M

Sector Composition

Rank Sector Weight
1 Technology 18.21%
2 Financials 8.18%
3 Industrials 6.8%
4 Healthcare 5.97%
5 Communication Services 5.92%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CHMI
4301
Cherry Hill Mortgage Investment Corp
CHMI
$81.9M
$3.67K ﹤0.01%
1,469
+51
+4% +$135
AVO icon
4302
Mission Produce
AVO
$1.13B
$3.67K ﹤0.01%
267
– –
QUIK icon
4303
QuickLogic
QUIK
$217M
$3.66K ﹤0.01%
390
– –
SENS icon
4304
Senseonics Holdings Inc
SENS
$256M
$3.6K ﹤0.01%
540
– –
IFLN
4305
Invesco Bloomberg Enhanced Fallen Angels ETF
IFLN
$308M
$3.59K ﹤0.01%
200
– –
IEUS icon
4306
iShares MSCI Europe Small-Cap ETF
IEUS
$177M
$3.58K ﹤0.01%
+54
New +$3.78K
STEM icon
4307
Stem
STEM
$47.7M
$3.55K ﹤0.01%
402
-5
-1% -$67
AGNT
4308
AGNT Inc
AGNT
$661M
$3.55K ﹤0.01%
592
-44
-7% -$340
INO icon
4309
Inovio Pharmaceuticals
INO
$84.7M
$3.54K ﹤0.01%
2,037
– –
GHYB icon
4310
Goldman Sachs Access High Yield Corporate Bond ETF
GHYB
$133M
$3.53K ﹤0.01%
79
+1
+1% +$45
HLLY icon
4311
Holley
HLLY
$336M
$3.51K ﹤0.01%
1,143
-776
-40% -$2.94K
IDN icon
4312
Intellicheck
IDN
$73.7M
$3.5K ﹤0.01%
500
– –
MCS icon
4313
Marcus Corp
MCS
$766M
$3.49K ﹤0.01%
203
+162
+395% +$2.59K
ECON icon
4314
Columbia Emerging Markets Consumer ETF
ECON
$320M
$3.48K ﹤0.01%
120
– –
SKYX icon
4315
SKYX Platforms
SKYX
$155M
$3.47K ﹤0.01%
3,100
-900
-23% -$1.88K
MPAA icon
4316
Motorcar Parts of America
MPAA
$267M
$3.46K ﹤0.01%
313
+251
+405% +$2.88K
RDVT icon
4317
Red Violet
RDVT
$938M
$3.46K ﹤0.01%
100
– –
FVRR icon
4318
Fiverr
FVRR
$417M
$3.43K ﹤0.01%
342
+300
+714% +$4.12K
KELYA icon
4319
Kelly Services Class A
KELYA
$560M
$3.42K ﹤0.01%
386
+280
+264% +$2.67K
EIG icon
4320
Employers Holdings
EIG
$912M
$3.42K ﹤0.01%
83
– –
AXIA.PR
4321
DELISTED
AXIA Energia American Depositary Shares Preferred Class B1
AXIA.PR
$3.4K ﹤0.01%
+271
New +$3.17K
AISP
4322
Airship AI Holdings
AISP
$66.5M
$3.39K ﹤0.01%
+1,500
New +$4.25K
CLB icon
4323
Core Laboratories
CLB
$493M
$3.38K ﹤0.01%
201
– –
SIGA icon
4324
SIGA Technologies
SIGA
$240M
$3.37K ﹤0.01%
630
+456
+262% +$2.84K
TDUP icon
4325
ThredUp
TDUP
$760M
$3.37K ﹤0.01%
1,026
+743
+263% +$3.44K
171 172
173
174 175

Similar funds

Canada Life
Canada Life Winnipeg, Manitoba, Canada $55.8B AUM 26.04% 1-Year Est. Return
Bank of Nova Scotia
Bank of Nova Scotia Toronto, Ontario, Canada $57.2B AUM 35.3% 1-Year Est. Return
CAPTRUST Financial Advisors
CAPTRUST Financial Advisors Raleigh, North Carolina $57.3B AUM 18.32% 1-Year Est. Return
Capstone Investment Advisors
Capstone Investment Advisors New York $57.4B AUM 26.91% 1-Year Est. Return
Cohen & Steers
Cohen & Steers New York $57.6B AUM 8.03% 1-Year Est. Return
Man Group
Man Group London, United Kingdom $55.1B AUM 24.23% 1-Year Est. Return
Fifth Third Bancorp
Fifth Third Bancorp Cincinnati, Ohio $54.7B AUM 26.51% 1-Year Est. Return
Universal-Beteiligungs- und Servicegesellschaft
Universal-Beteiligungs- und Servicegesellschaft Frankfurt Am Main, Germany $58.1B AUM 27.19% 1-Year Est. Return

Rockefeller Capital Management's Q1 2026 Portfolio in Review

As of Q1 2026, Rockefeller Capital Management held 4,927 positions worth $56.4B, up 1.6% from $55.5B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Rockefeller Capital Management deployed $2.42B of net new capital in Q1 2026, opening 258 new positions and adding to 2,658 existing holdings. Its largest new stake was Eaton Vance Short Duration Income ETF: 337,629 shares worth $17.2M.

By sector, the portfolio is most concentrated in Technology at 18% of assets, down from 20% a quarter earlier, followed by Financials and Industrials.

On the sell side, the largest reduction was EOG Resources, an estimated $65.4M trimmed.

  • Rockefeller Capital Management's largest Q1 2026 buy was Eaton Vance Short Duration Income ETF: 337,629 shares worth $17.2M.
  • Rockefeller Capital Management added most to iShares MSCI EAFE ETF in Q1 2026, an estimated $95.5M increase.
  • Rockefeller Capital Management's biggest Q1 2026 reduction was EOG Resources, cutting an estimated $65.4M.
  • Rockefeller Capital Management fully exited CyberArk in Q1 2026, selling an estimated $7.72M.
  • Rockefeller Capital Management's ten largest holdings make up 22% of its $56.4B portfolio in Q1 2026.
  • Rockefeller Capital Management opened 258 new positions and closed 245 in Q1 2026.
  • Rockefeller Capital Management's portfolio value rose 1.6% quarter-over-quarter to $56.4B.

Based on Rockefeller Capital Management's 13F filing for Q1 2026, filed 14 May 2026.