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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
-0.77%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$56.4B
AUM Growth
+$862M
Cap. Flow
+$2.42B
Cap. Flow %
4.29%
Top 10 Hldgs %
21.93%
Holding
4,927
New
258
Increased
2,658
Reduced
1,314
Closed
245

Top Buys

Rank Stock Value
1
EFA icon
iShares MSCI EAFE ETF
EFA
+$95.5M
2
EQT icon
EQT Corp
EQT
+$84.7M
3
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$74.4M
4
AMZN icon
Amazon
AMZN
+$65.3M
5
NVDA icon
NVIDIA
NVDA
+$64.8M

Top Sells

Rank Stock Value
1
EOG icon
EOG Resources
EOG
+$65.4M
2
SHOP icon
Shopify
SHOP
+$54.9M
3
IBN icon
ICICI Bank
IBN
+$42.8M
4
WTW icon
Willis Towers Watson
WTW
+$37.1M
5
CAT icon
Caterpillar
CAT
+$36.2M

Sector Composition

Rank Sector Weight
1 Technology 18.21%
2 Financials 8.18%
3 Industrials 6.8%
4 Healthcare 5.97%
5 Communication Services 5.92%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PSEC icon
4376
Prospect Capital
PSEC
$1.12B
$2.45K ﹤0.01%
+939
New +$2.57K
AMPH icon
4377
Amphastar Pharmaceuticals
AMPH
$888M
$2.43K ﹤0.01%
124
+24
+24% +$587
BWG
4378
BrandywineGLOBAL Global Income Opportunities Fund
BWG
$129M
$2.42K ﹤0.01%
316
-2,584
-89% -$21.3K
EGY icon
4379
Vaalco Energy
EGY
$540M
$2.42K ﹤0.01%
381
+4
+1% +$20
CAI
4380
Caris Life Sciences
CAI
$4.41B
$2.41K ﹤0.01%
135
+100
+286% +$2.19K
FUN icon
4381
Cedar Fair
FUN
$1.91B
$2.4K ﹤0.01%
135
+37
+38% +$624
GUT
4382
Gabelli Utility Trust
GUT
$573M
$2.39K ﹤0.01%
395
– –
EVH icon
4383
Evolent Health
EVH
$421M
$2.38K ﹤0.01%
1,046
-4,257
-80% -$13.5K
APLE icon
4384
Apple Hospitality REIT
APLE
$3.97B
$2.38K ﹤0.01%
207
-494
-70% -$5.97K
EFR
4385
Eaton Vance Senior Floating-Rate Fund
EFR
$312M
$2.37K ﹤0.01%
225
– –
GWH icon
4386
ESS Tech
GWH
$22.1M
$2.37K ﹤0.01%
+2,024
New +$3.12K
CDLX icon
4387
Cardlytics
CDLX
$22.3M
$2.36K ﹤0.01%
225
– –
LEGH icon
4388
Legacy Housing
LEGH
$639M
$2.35K ﹤0.01%
115
+83
+259% +$1.73K
MTLS
4389
Materialise
MTLS
$373M
$2.35K ﹤0.01%
+475
New +$2.56K
OXLC
4390
Oxford Lane Capital
OXLC
$854M
$2.34K ﹤0.01%
239
-23,979
-99% -$264K
STRW icon
4391
Strawberry Fields REIT
STRW
$196M
$2.29K ﹤0.01%
192
+153
+392% +$1.96K
INVA icon
4392
Innoviva
INVA
$1.61B
$2.28K ﹤0.01%
98
+65
+197% +$1.4K
AIRO
4393
AIRO Group Holdings
AIRO
$214M
$2.28K ﹤0.01%
300
– –
RXO icon
4394
RXO
RXO
$3.73B
$2.28K ﹤0.01%
156
-116
-43% -$1.7K
CAPE icon
4395
DoubleLine Shiller CAPE US Equities ETF
CAPE
$244M
$2.28K ﹤0.01%
73
– –
IMXI icon
4396
International Money Express
IMXI
$398M
$2.28K ﹤0.01%
144
+52
+57% +$813
UNIT
4397
Uniti Group
UNIT
$2.53B
$2.25K ﹤0.01%
240
+59
+33% +$463
ANVS icon
4398
Annovis Bio
ANVS
$71.9M
$2.23K ﹤0.01%
1,000
– –
CHGG icon
4399
Chegg
CHGG
$121M
$2.22K ﹤0.01%
3,000
– –
SGC icon
4400
Superior Group of Companies
SGC
$202M
$2.19K ﹤0.01%
216
+173
+402% +$1.74K
174 175
176
177 178

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Rockefeller Capital Management's Q1 2026 Portfolio in Review

As of Q1 2026, Rockefeller Capital Management held 4,927 positions worth $56.4B, up 1.6% from $55.5B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Rockefeller Capital Management deployed $2.42B of net new capital in Q1 2026, opening 258 new positions and adding to 2,658 existing holdings. Its largest new stake was Eaton Vance Short Duration Income ETF: 337,629 shares worth $17.2M.

By sector, the portfolio is most concentrated in Technology at 18% of assets, down from 20% a quarter earlier, followed by Financials and Industrials.

On the sell side, the largest reduction was EOG Resources, an estimated $65.4M trimmed.

  • Rockefeller Capital Management's largest Q1 2026 buy was Eaton Vance Short Duration Income ETF: 337,629 shares worth $17.2M.
  • Rockefeller Capital Management added most to iShares MSCI EAFE ETF in Q1 2026, an estimated $95.5M increase.
  • Rockefeller Capital Management's biggest Q1 2026 reduction was EOG Resources, cutting an estimated $65.4M.
  • Rockefeller Capital Management fully exited CyberArk in Q1 2026, selling an estimated $7.72M.
  • Rockefeller Capital Management's ten largest holdings make up 22% of its $56.4B portfolio in Q1 2026.
  • Rockefeller Capital Management opened 258 new positions and closed 245 in Q1 2026.
  • Rockefeller Capital Management's portfolio value rose 1.6% quarter-over-quarter to $56.4B.

Based on Rockefeller Capital Management's 13F filing for Q1 2026, filed 14 May 2026.