We are live on ! Find out more
Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
-0.77%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$56.4B
AUM Growth
+$862M
Cap. Flow
+$2.42B
Cap. Flow %
4.29%
Top 10 Hldgs %
21.93%
Holding
4,927
New
258
Increased
2,658
Reduced
1,314
Closed
245

Top Buys

Rank Stock Value
1
EFA icon
iShares MSCI EAFE ETF
EFA
+$95.5M
2
EQT icon
EQT Corp
EQT
+$84.7M
3
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$74.4M
4
AMZN icon
Amazon
AMZN
+$65.3M
5
NVDA icon
NVIDIA
NVDA
+$64.8M

Top Sells

Rank Stock Value
1
EOG icon
EOG Resources
EOG
+$65.4M
2
SHOP icon
Shopify
SHOP
+$54.9M
3
IBN icon
ICICI Bank
IBN
+$42.8M
4
WTW icon
Willis Towers Watson
WTW
+$37.1M
5
CAT icon
Caterpillar
CAT
+$36.2M

Sector Composition

Rank Sector Weight
1 Technology 18.21%
2 Financials 8.18%
3 Industrials 6.8%
4 Healthcare 5.97%
5 Communication Services 5.92%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MCHPP
3551
Microchip Technology Inc 7.50% Series A Preferred Stock
MCHPP
$28.5K ﹤0.01%
500
– –
DIN icon
3552
Dine Brands
DIN
$456M
$28.4K ﹤0.01%
1,084
+866
+397% +$28.1K
DGII icon
3553
Digi International
DGII
$2.63B
$28.4K ﹤0.01%
589
+221
+60% +$10.3K
FBIZ icon
3554
First Business Financial Services
FBIZ
$587M
$28.3K ﹤0.01%
524
+132
+34% +$7.34K
MLR icon
3555
Miller Industries
MLR
$573M
$28.2K ﹤0.01%
620
-395
-39% -$16.9K
WAFD icon
3556
WaFd
WAFD
$2.72B
$28.1K ﹤0.01%
895
-676
-43% -$21.7K
TIGO icon
3557
Millicom
TIGO
$16B
$28.1K ﹤0.01%
375
– –
NXRT
3558
NexPoint Residential Trust
NXRT
$666M
$28.1K ﹤0.01%
1,124
+941
+514% +$27K
LIEN
3559
Chicago Atlantic BDC
LIEN
$212M
$28K ﹤0.01%
3,000
– –
BH icon
3560
Biglari Holdings Class B
BH
$1.25B
$28K ﹤0.01%
85
+68
+400% +$25.4K
SHO icon
3561
Sunstone Hotel Investors
SHO
$2.19B
$28K ﹤0.01%
3,103
+2,122
+216% +$19.5K
VNET
3562
VNET Group
VNET
$2.04B
$27.9K ﹤0.01%
3,329
+1,176
+55% +$12.5K
EYPT icon
3563
EyePoint Inc
EYPT
$1.03B
$27.9K ﹤0.01%
2,163
+930
+75% +$13.9K
HBT icon
3564
HBT Financial
HBT
$1.3B
$27.9K ﹤0.01%
1,043
+8
+0.8% +$218
SRTS icon
3565
Sensus Healthcare
SRTS
$47.9M
$27.9K ﹤0.01%
7,000
– –
BRW
3566
Saba Capital Income & Opportunities Fund
BRW
$336M
$27.8K ﹤0.01%
4,122
+1,941
+89% +$12.9K
FLNG icon
3567
FLEX LNG
FLNG
$1.69B
$27.7K ﹤0.01%
934
-100
-10% -$2.77K
CHMG icon
3568
Chemung Financial Corp
CHMG
$393M
$27.6K ﹤0.01%
512
+3
+0.6% +$170
FVCB icon
3569
FVCBankcorp
FVCB
$335M
$27.6K ﹤0.01%
1,816
– –
HE icon
3570
Hawaiian Electric Industries
HE
$2.23B
$27.5K ﹤0.01%
1,854
-652
-26% -$9.86K
EUAD
3571
Select STOXX Europe Aerospace & Defense ETF
EUAD
$1.2B
$27.3K ﹤0.01%
670
+220
+49% +$9.92K
GTN icon
3572
Gray Television
GTN
$415M
$27.2K ﹤0.01%
6,276
+4,986
+387% +$23.4K
PFO
3573
Flaherty & Crumrine Preferred and Income Opportunity Fund
PFO
$120M
$27.1K ﹤0.01%
3,000
-322
-10% -$3.04K
EFC
3574
Ellington Financial
EFC
$1.67B
$27K ﹤0.01%
2,281
+846
+59% +$10.8K
SAFT icon
3575
Safety Insurance
SAFT
$1.52B
$26.8K ﹤0.01%
369
-2
-0.5% -$152
141 142
143
144 145

Similar funds

Canada Life
Canada Life Winnipeg, Manitoba, Canada $55.8B AUM 26.04% 1-Year Est. Return
Bank of Nova Scotia
Bank of Nova Scotia Toronto, Ontario, Canada $57.2B AUM 35.3% 1-Year Est. Return
CAPTRUST Financial Advisors
CAPTRUST Financial Advisors Raleigh, North Carolina $57.3B AUM 18.32% 1-Year Est. Return
Capstone Investment Advisors
Capstone Investment Advisors New York $57.4B AUM 26.91% 1-Year Est. Return
Cohen & Steers
Cohen & Steers New York $57.6B AUM 8.03% 1-Year Est. Return
Man Group
Man Group London, United Kingdom $55.1B AUM 24.23% 1-Year Est. Return
Fifth Third Bancorp
Fifth Third Bancorp Cincinnati, Ohio $54.7B AUM 26.51% 1-Year Est. Return
Universal-Beteiligungs- und Servicegesellschaft
Universal-Beteiligungs- und Servicegesellschaft Frankfurt Am Main, Germany $58.1B AUM 27.19% 1-Year Est. Return

Rockefeller Capital Management's Q1 2026 Portfolio in Review

As of Q1 2026, Rockefeller Capital Management held 4,927 positions worth $56.4B, up 1.6% from $55.5B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Rockefeller Capital Management deployed $2.42B of net new capital in Q1 2026, opening 258 new positions and adding to 2,658 existing holdings. Its largest new stake was Eaton Vance Short Duration Income ETF: 337,629 shares worth $17.2M.

By sector, the portfolio is most concentrated in Technology at 18% of assets, down from 20% a quarter earlier, followed by Financials and Industrials.

On the sell side, the largest reduction was EOG Resources, an estimated $65.4M trimmed.

  • Rockefeller Capital Management's largest Q1 2026 buy was Eaton Vance Short Duration Income ETF: 337,629 shares worth $17.2M.
  • Rockefeller Capital Management added most to iShares MSCI EAFE ETF in Q1 2026, an estimated $95.5M increase.
  • Rockefeller Capital Management's biggest Q1 2026 reduction was EOG Resources, cutting an estimated $65.4M.
  • Rockefeller Capital Management fully exited CyberArk in Q1 2026, selling an estimated $7.72M.
  • Rockefeller Capital Management's ten largest holdings make up 22% of its $56.4B portfolio in Q1 2026.
  • Rockefeller Capital Management opened 258 new positions and closed 245 in Q1 2026.
  • Rockefeller Capital Management's portfolio value rose 1.6% quarter-over-quarter to $56.4B.

Based on Rockefeller Capital Management's 13F filing for Q1 2026, filed 14 May 2026.