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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $65.2B
1-Year Est. Return 31.44%
This Fund
S&P 500
This Quarter Est. Return
+18.66%
1 Year Est. Return
+31.44%
3 Year Est. Return
+100.98%
5 Year Est. Return
+121.66%
10 Year Est. Return
–
AUM
$65.2B
AUM Growth
+$8.83B
Cap. Flow
+$1.57B
Cap. Flow %
2.41%
Top 10 Hldgs %
21.98%
Holding
4,913
New
231
Increased
2,022
Reduced
1,892
Closed
182

Top Buys

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$113M
2
LLY icon
Eli Lilly
LLY
+$56.8M
3
NVDA icon
NVIDIA
NVDA
+$48.2M
4
AMZN icon
Amazon
AMZN
+$47.4M
5
SRE icon
Sempra
SRE
+$45.7M

Top Sells

Rank Stock Value
1
CRM icon
Salesforce
CRM
+$88.8M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$84.8M
3
HLN icon
Haleon
HLN
+$46.3M
4
HON icon
Honeywell
HON
+$44.9M
5
MSFT icon
Microsoft
MSFT
+$41.1M

Sector Composition

Rank Sector Weight
1 Miscellaneous 38.45%
2 Technology 20.76%
3 Financials 7.88%
4 Industrials 6.94%
5 Communication Services 5.79%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
LIEN
3601
Chicago Atlantic BDC
LIEN
$229M
$29.3K ﹤0.01%
3,000
– –
PLMR icon
3602
Palomar
PLMR
$3.26B
$29.2K ﹤0.01%
231
-124
-35% -$14.6K
LODE icon
3603
Comstock
LODE
$195M
$29.1K ﹤0.01%
7,000
– –
CSWC icon
3604
Capital Southwest
CSWC
$1.47B
$29.1K ﹤0.01%
1,225
+1,000
+444% +$23.4K
NFLT icon
3605
Virtus Newfleet Multi-Sector Bond ETF
NFLT
$494M
$29K ﹤0.01%
1,265
– –
WLK icon
3606
Westlake Corp
WLK
$8.65B
$28.9K ﹤0.01%
395
-462
-54% -$45.1K
MCH icon
3607
Matthews China Active ETF
MCH
$22M
$28.9K ﹤0.01%
1,000
-500
-33% -$14.3K
PLGO
3608
Pelagos Insurance Capital
PLGO
$1.98B
$28.8K ﹤0.01%
1,184
-477
-29% -$10.4K
MWH
3609
SOLV Energy Inc
MWH
$5.1B
$28.8K ﹤0.01%
+845
New +$30.6K
EVO icon
3610
Evotec
EVO
$554M
$28.6K ﹤0.01%
10,219
– –
NVST icon
3611
Envista
NVST
$3.85B
$28.6K ﹤0.01%
1,085
-12,100
-92% -$305K
ACRE
3612
Ares Commercial Real Estate
ACRE
$232M
$28.5K ﹤0.01%
6,340
+1
+0% +$5
PHAT icon
3613
Phathom Pharmaceuticals
PHAT
$591M
$28.5K ﹤0.01%
2,628
-1,467
-36% -$16.7K
SMAY icon
3614
FT Vest US Small Cap Moderate Buffer ETF May
SMAY
$110M
$28.4K ﹤0.01%
1,000
-545
-35% -$14.9K
PTON icon
3615
Peloton Interactive
PTON
$2.16B
$28.4K ﹤0.01%
4,797
-2,915
-38% -$15.7K
ERAS icon
3616
Erasca
ERAS
$4.98B
$28.3K ﹤0.01%
1,547
-1,795
-54% -$25.7K
DDD icon
3617
3D Systems Corp
DDD
$593M
$28.3K ﹤0.01%
9,382
-368
-4% -$1K
SCM icon
3618
Stellus Capital Investment Corp
SCM
$218M
$28.2K ﹤0.01%
3,353
+119
+4% +$1.09K
OMAB icon
3619
Grupo Aeroportuario Centro Norte
OMAB
$4.97B
$28.2K ﹤0.01%
249
+183
+277% +$19.7K
SPOK icon
3620
Spok Holdings
SPOK
$219M
$28.1K ﹤0.01%
2,744
– –
TRND icon
3621
Pacer Trendpilot Fund of Funds ETF
TRND
$63M
$28K ﹤0.01%
753
– –
PRGO icon
3622
Perrigo
PRGO
$2.14B
$28K ﹤0.01%
2,691
-990
-27% -$10.9K
GJUN icon
3623
FT Vest US Equity Moderate Buffer ETF June
GJUN
$593M
$27.8K ﹤0.01%
675
– –
PFO
3624
Flaherty & Crumrine Preferred and Income Opportunity Fund
PFO
$114M
$27.7K ﹤0.01%
3,000
– –
GLV
3625
Clough Global Dividend & Income Fund
GLV
$72.5M
$27.7K ﹤0.01%
4,174
– –
143 144
145
146 147

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Rockefeller Capital Management's Q2 2026 Portfolio in Review

As of Q2 2026, Rockefeller Capital Management held 4,913 positions worth $65.2B, up 16% from $56.4B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Rockefeller Capital Management's Q2 2026 filing shows 231 new, 2,022 increased, 1,892 reduced and 182 closed positions. Its largest new stake was Honeywell Aerospace: 194,766 shares worth $43.1M. The largest sale was Salesforce, an estimated $88.8M.

By sector, the portfolio is most concentrated in Miscellaneous at 38% of assets, up from 38% a quarter earlier, followed by Technology and Financials.

  • Rockefeller Capital Management's largest Q2 2026 buy was Honeywell Aerospace: 194,766 shares worth $43.1M.
  • Rockefeller Capital Management added most to Apple in Q2 2026, an estimated $113M increase.
  • Rockefeller Capital Management's biggest Q2 2026 reduction was Salesforce, cutting an estimated $88.8M.
  • Rockefeller Capital Management fully exited Coterra Energy in Q2 2026, selling an estimated $7.46M.
  • Rockefeller Capital Management's ten largest holdings make up 22% of its $65.2B portfolio in Q2 2026.
  • Rockefeller Capital Management opened 231 new positions and closed 182 in Q2 2026.
  • Rockefeller Capital Management's portfolio value rose 16% quarter-over-quarter to $65.2B.

Based on Rockefeller Capital Management's 13F filing for Q2 2026, filed 13 Aug 2026.