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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
-0.77%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$56.4B
AUM Growth
+$862M
Cap. Flow
+$2.42B
Cap. Flow %
4.29%
Top 10 Hldgs %
21.93%
Holding
4,927
New
258
Increased
2,658
Reduced
1,314
Closed
245

Top Buys

Rank Stock Value
1
EFA icon
iShares MSCI EAFE ETF
EFA
+$95.5M
2
EQT icon
EQT Corp
EQT
+$84.7M
3
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$74.4M
4
AMZN icon
Amazon
AMZN
+$65.3M
5
NVDA icon
NVIDIA
NVDA
+$64.8M

Top Sells

Rank Stock Value
1
EOG icon
EOG Resources
EOG
+$65.4M
2
SHOP icon
Shopify
SHOP
+$54.9M
3
IBN icon
ICICI Bank
IBN
+$42.8M
4
WTW icon
Willis Towers Watson
WTW
+$37.1M
5
CAT icon
Caterpillar
CAT
+$36.2M

Sector Composition

Rank Sector Weight
1 Technology 18.21%
2 Financials 8.18%
3 Industrials 6.8%
4 Healthcare 5.97%
5 Communication Services 5.92%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
LILA icon
3576
Liberty Latin America Class A
LILA
$1.64B
$26.8K ﹤0.01%
4,563
– –
QCRH icon
3577
QCR Holdings
QCRH
$1.69B
$26.7K ﹤0.01%
313
+251
+405% +$21.9K
GJUN icon
3578
FT Vest US Equity Moderate Buffer ETF June
GJUN
$515M
$26.6K ﹤0.01%
675
-335
-33% -$13.3K
GBTG icon
3579
American Express Global Business Travel
GBTG
$4.93B
$26.5K ﹤0.01%
4,741
– –
STXG icon
3580
Strive 1000 Growth ETF
STXG
$147M
$26.4K ﹤0.01%
561
– –
GRFS
3581
Grifois
GRFS
$5.36B
$26.3K ﹤0.01%
3,281
+2,824
+618% +$24.9K
CIVB icon
3582
Civista Bancshares
CIVB
$604M
$26.3K ﹤0.01%
1,152
+920
+397% +$21.3K
PRK icon
3583
Park National Corp
PRK
$3.76B
$26.2K ﹤0.01%
160
-2
-1% -$327
LQDI icon
3584
iShares Inflation Hedged Corporate Bond ETF
LQDI
$69.7M
$26.1K ﹤0.01%
1,000
– –
BMA icon
3585
Banco Macro
BMA
$5.88B
$26.1K ﹤0.01%
+337
New +$28.6K
UJUN icon
3586
Innovator US Equity Ultra Buffer ETF June
UJUN
$185M
$26.1K ﹤0.01%
700
– –
DOGG icon
3587
FT Vest DJIA Dogs 10 Target Income ETF
DOGG
$81M
$26.1K ﹤0.01%
1,200
– –
HCSG icon
3588
Healthcare Services Group
HCSG
$1.6B
$26K ﹤0.01%
1,403
+1,122
+399% +$22.1K
BEKE icon
3589
KE Holdings
BEKE
$18.7B
$26K ﹤0.01%
1,738
+1,313
+309% +$22.5K
AVIR icon
3590
Atea Pharmaceuticals
AVIR
$376M
$25.9K ﹤0.01%
4,822
+3,882
+413% +$17.8K
QABA icon
3591
First Trust NASDAQ ABA Community Bank Index Fund
QABA
$93.2M
$25.9K ﹤0.01%
445
– –
FOLD
3592
DELISTED
Amicus Therapeutics
FOLD
$25.8K ﹤0.01%
1,786
+324
+22% +$4.64K
FSM icon
3593
Fortuna Silver Mines
FSM
$2.55B
$25.8K ﹤0.01%
2,600
+1,600
+160% +$17.3K
CVGW
3594
DELISTED
Calavo Growers
CVGW
$25.8K ﹤0.01%
1,000
– –
HAPN
3595
Happen Inc
HAPN
$2.21B
$25.8K ﹤0.01%
1,800
+662
+58% +$11.1K
JHAI
3596
Janus Henderson Global Artificial Intelligence ETF
JHAI
$23.6M
$25.7K ﹤0.01%
1,002
+2
+0.2% +$54
TAL icon
3597
TAL Education Group
TAL
$6.93B
$25.7K ﹤0.01%
2,261
+2,160
+2,139% +$24.3K
PAR icon
3598
PAR Technology
PAR
$699M
$25.7K ﹤0.01%
1,928
-94,384
-98% -$2.22M
DRD
3599
DRDGold
DRD
$1.77B
$25.7K ﹤0.01%
875
– –
VLGEA icon
3600
Village Super Market
VLGEA
$651M
$25.7K ﹤0.01%
608
– –
142 143
144
145 146

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Rockefeller Capital Management's Q1 2026 Portfolio in Review

As of Q1 2026, Rockefeller Capital Management held 4,927 positions worth $56.4B, up 1.6% from $55.5B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Rockefeller Capital Management deployed $2.42B of net new capital in Q1 2026, opening 258 new positions and adding to 2,658 existing holdings. Its largest new stake was Eaton Vance Short Duration Income ETF: 337,629 shares worth $17.2M.

By sector, the portfolio is most concentrated in Technology at 18% of assets, down from 20% a quarter earlier, followed by Financials and Industrials.

On the sell side, the largest reduction was EOG Resources, an estimated $65.4M trimmed.

  • Rockefeller Capital Management's largest Q1 2026 buy was Eaton Vance Short Duration Income ETF: 337,629 shares worth $17.2M.
  • Rockefeller Capital Management added most to iShares MSCI EAFE ETF in Q1 2026, an estimated $95.5M increase.
  • Rockefeller Capital Management's biggest Q1 2026 reduction was EOG Resources, cutting an estimated $65.4M.
  • Rockefeller Capital Management fully exited CyberArk in Q1 2026, selling an estimated $7.72M.
  • Rockefeller Capital Management's ten largest holdings make up 22% of its $56.4B portfolio in Q1 2026.
  • Rockefeller Capital Management opened 258 new positions and closed 245 in Q1 2026.
  • Rockefeller Capital Management's portfolio value rose 1.6% quarter-over-quarter to $56.4B.

Based on Rockefeller Capital Management's 13F filing for Q1 2026, filed 14 May 2026.