Rockefeller Capital Management’s Ellington Financial EFC Stock Holding History

Rockefeller Capital Management’s Portfolio EFC Stock Details EFC Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2026 Q2	$371K	Buy	27,223 +24,942	+1,093%	+$330K	﹤0.01%	2247
2026 Q1	$27K	Buy	2,281 +846	+59%	+$10.8K	﹤0.01%	3574
2025 Q4	$19.5K	Sell	1,435 -474	-25%	-$6.45K	﹤0.01%	3526
2025 Q3	$24.8K	Buy	+1,909	New	+$25.4K	﹤0.01%	3250
2023 Q1	–	Sell	-10	Closed	–	–	2508
2022 Q4	$0	Hold	10	–	–	﹤0.01%	3929
2022 Q3	$0	Sell	10 -100	-91%	-$1.49K	﹤0.01%	3989
2022 Q2	$1K	Sell	110 -936	-89%	-$14.7K	﹤0.01%	3935
2022 Q1	$18K	Hold	1,046	–	–	﹤0.01%	2757
2021 Q4	$17K	Hold	1,046	–	–	﹤0.01%	2708
2021 Q3	$19K	Buy	1,046 +26	+3%	+$477	﹤0.01%	2608
2021 Q2	$19K	Buy	1,020 +20	+2%	+$370	﹤0.01%	2502
2021 Q1	$16K	Buy	+1,000	New	+$15.8K	﹤0.01%	2379

Other funds holding EFC

BlackRock New York $6.73T AUM 46.02% 1-Year Est. Return

Vanguard Capital Management Malvern, Pennsylvania $4.68T AUM

State Street Boston, Massachusetts $3.37T AUM 44.26% 1-Year Est. Return

Geode Capital Management Boston, Massachusetts $1.88T AUM 44.46% 1-Year Est. Return

Mirae Asset Global ETFs Holdings Causeway Bay, Hong Kong $83.9B AUM 60.43% 1-Year Est. Return

Vanguard Portfolio Management Malvern, Pennsylvania $2.22T AUM

Invesco Atlanta, Georgia $1.26T AUM 61.52% 1-Year Est. Return

JP Morgan Chase New York $1.81T AUM 41.13% 1-Year Est. Return

Northern Trust Chicago, Illinois $860B AUM 41.15% 1-Year Est. Return

DFG

Delphi Financial Group Wilmington, Delaware $202M AUM 21.25% 1-Year Est. Return

Rockefeller Capital Management's EFC Position: Q2 2026 in Review

Rockefeller Capital Management increased its Ellington Financial (EFC) stake by 1,093% in Q2 2026, buying an estimated $330K and bringing the position to 27,223 shares worth $371K. The position accounts for ﹤0.01% of the portfolio, ranked #2247.

Rockefeller Capital Management first reported a position in EFC in Q1 2021 and has held it in 12 quarters since. 248 funds tracked by Wall St. Rank hold EFC as of Q2 2026.

Rockefeller Capital Management held 27,223 shares of Ellington Financial worth $371K as of Q2 2026.
Rockefeller Capital Management bought 24,942 Ellington Financial shares in Q2 2026, an estimated $330K.
Ellington Financial made up ﹤0.01% of Rockefeller Capital Management's portfolio in Q2 2026, its #2247 holding.
Rockefeller Capital Management first reported a position in Ellington Financial in Q1 2021 and has held it in 12 quarters since.
248 funds tracked by Wall St. Rank held Ellington Financial as of Q2 2026.

Based on Rockefeller Capital Management's 13F filing for Q2 2026, filed 13 Aug 2026.