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EFC

Ellington Financial

135 hedge funds and large institutions have $585M invested in Ellington Financial in 2021 Q4 according to their latest regulatory filings, with 28 funds opening new positions, 70 increasing their positions, 24 reducing their positions, and 17 closing their positions.

New
Increased
Maintained
Reduced
Closed

192% more repeat investments, than reductions

Existing positions increased: 70 | Existing positions reduced: 24

100% more funds holding in top 10

Funds holding in top 10: 12 (+1)

95% more call options, than puts

Call options by funds: $3.9M | Put options by funds: $2M

65% more first-time investments, than exits

New positions opened: 28 | Existing positions closed: 17

9% more funds holding

Funds holding: 124135 (+11)

2% more capital invested

Capital invested by funds: $574M → $585M (+$10.7M)

3.05% less ownership

Funds ownership: 62.62%59.58% (-3%)

Holders
135
Holders Change
+11
Holders Change %
+8.87%
% of All Funds
2.08%
Holding in Top 10
2
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+100%
% of All Funds
0.03%
New
28
Increased
70
Reduced
24
Closed
17
Calls
$3.9M
Puts
$2M
Net Calls
+$1.9M
Net Calls Change
+$587K
Name Holding Trade Value Shares
Change
Change in
Stake
BlackRock
1
BlackRock
New York
$175M +$12.2M +687,180 +7%
Vanguard Group
2
Vanguard Group
Pennsylvania
$56.5M +$5.02M +282,698 +9%
RGREA
3
Ranger Global Real Estate Advisors
Colorado
$48.3M +$15.2M +855,448 +43%
Invesco
4
Invesco
Georgia
$39.4M +$20.5M +1,155,794 +101%
State Street
5
State Street
Massachusetts
$29.9M +$3.69M +207,391 +14%
JP Morgan Chase
6
JP Morgan Chase
New York
$22.3M +$7.43M +418,250 +47%
Geode Capital Management
7
Geode Capital Management
Massachusetts
$16M +$2.71M +152,535 +19%
EH
8
EMG Holdings
Connecticut
$15.5M +$352K +19,787 +2%
CLG
9
Cooperman Leon G
$14.7M +$1.78M +100,000 +13%
Northern Trust
10
Northern Trust
Illinois
$9.59M +$1.12M +63,093 +13%
Mirae Asset Global Investments
11
Mirae Asset Global Investments
South Korea
$9.55M +$532K +29,958 +6%
Morgan Stanley
12
Morgan Stanley
New York
$9.47M +$4.88M +274,723 +98%
Bank of New York Mellon
13
Bank of New York Mellon
New York
$7.94M +$855K +48,112 +12%
MOACM
14
Mutual of America Capital Management
New York
$7.52M -$35.9K -2,019 -0.5%
VanEck Associates
15
VanEck Associates
New York
$6.9M +$232K +13,036 +3%
Charles Schwab
16
Charles Schwab
California
$6.53M +$1.03M +58,204 +18%
Principal Financial Group
17
Principal Financial Group
Iowa
$6.21M +$683K +38,445 +12%
UBS Group
18
UBS Group
Switzerland
$5.21M +$277K +15,614 +5%
Prudential Financial
19
Prudential Financial
New Jersey
$4.73M -$997K -56,091 -17%
Bank of America
20
Bank of America
North Carolina
$4.45M +$1.41M +79,278 +44%
Marshall Wace
21
Marshall Wace
United Kingdom
$4.4M +$2.84M +159,602 +163%
Ameriprise
22
Ameriprise
Minnesota
$4.31M +$564K +31,755 +14%
AllianceBernstein
23
AllianceBernstein
Tennessee
$4.12M +$2.01M +113,208 +89%
Goldman Sachs
24
Goldman Sachs
New York
$4.04M +$3.41M +192,167 +433%
UIC
25
Uniplan Investment Counsel
Wisconsin
$3.96M +$4.12M +231,836 New

EFC Hedge Fund Activity: Q4 2021 in Review

135 of the 6,498 institutional investors tracked by Wall St. Rank reported a position in Ellington Financial (EFC) for Q4 2021, worth a combined $585M — up 1.9% from $574M a quarter earlier.

Buyers outnumbered sellers: 28 funds opened new EFC positions and 17 closed out — a net gain of 11 holders — while 70 added to existing stakes and 24 trimmed.

The largest buyer was Invesco, adding an estimated $20.5M. The largest seller was State of Michigan Retirement System, exiting entirely with an estimated $22.3M sold.

  • 135 institutional investors held Ellington Financial (EFC) as of Q4 2021, up from 124 in Q3 2021.
  • Funds reported $585M of Ellington Financial stock for Q4 2021, up 1.9% quarter-over-quarter.
  • 28 funds opened new Ellington Financial positions in Q4 2021 and 17 closed out, a net change of +11 holders.
  • The largest Ellington Financial buyer in Q4 2021 was Invesco, an estimated $20.5M added.
  • The largest Ellington Financial seller in Q4 2021 was State of Michigan Retirement System, an estimated $22.3M sold.

Based on aggregated 13F filings for Q4 2021.