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EFC

Ellington Financial

64 hedge funds and large institutions have $307M invested in Ellington Financial in 2013 Q4 according to their latest regulatory filings, with 16 funds opening new positions, 22 increasing their positions, 13 reducing their positions, and 7 closing their positions.

New
Increased
Maintained
Reduced
Closed

129% more first-time investments, than exits

New positions opened: 16 | Existing positions closed: 7

69% more repeat investments, than reductions

Existing positions increased: 22 | Existing positions reduced: 13

14% more funds holding

Funds holding: 5664 (+8)

1.78% more ownership

Funds ownership: 51.46%53.24% (+1.8%)

5% more capital invested

Capital invested by funds: $292M → $307M (+$14.6M)

0% more funds holding in top 10

Funds holding in top 10: 33 (0)

77% less call options, than puts

Call options by funds: $941K | Put options by funds: $4.03M

Holders
64
Holders Change
+8
Holders Change %
+14.29%
% of All Funds
1.86%
Holding in Top 10
3
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.09%
New
16
Increased
22
Reduced
13
Closed
7
Calls
$941K
Puts
$4.03M
Net Calls
-$3.09M
Net Calls Change
-$773K
Name Holding Trade Value Shares
Change
Change in
Stake
Wellington Management Group
1
Wellington Management Group
Massachusetts
$78.1M -$2.44M -105,700 -3%
EMG
2
Ellington Management Group
Connecticut
$45.7M +$213K +9,249 +0.5%
MVP
3
Miller Value Partners
Florida
$35.8M -$1.34M -57,950 -4%
AFG
4
American Financial Group
Ohio
$23.9M
GIM
5
Greenwich Investment Management
Connecticut
$18.1M +$18.4M +798,036 New
Fidelity Investments
6
Fidelity Investments
Massachusetts
$12M
DRZID
7
DePrince Race & Zollo Inc (DRZ)
Florida
$11.4M +$397K +17,200 +4%
CLG
8
Cooperman Leon G
$8.45M +$8.59M +372,530 New
YMRC
9
Yorktown Management & Research Company
Virginia
$7.71M
WFI
10
West Family Investments
California
$6.74M
MOACM
11
Mutual of America Capital Management
New York
$6.42M +$510K +22,101 +8%
SCA
12
Stieven Capital Advisors
Missouri
$5.7M +$4.61K +200 +0.1%
PTC
13
Petrus Trust Company
Texas
$5.67M
NI
14
Numeric Investors
Massachusetts
$5.33M -$378K -16,400 -7%
Bank of America
15
Bank of America
North Carolina
$4.86M +$3.49M +151,367 +241%
RO
16
Reservoir Operations
New York
$4.15M +$4.22M +183,210 New
CS
17
Credit Suisse
Switzerland
$3.05M +$66.6K +2,888 +2%
Deutsche Bank
18
Deutsche Bank
Germany
$2.65M +$2.45M +106,241 +1,002%
SCM
19
Summit Capital Management
Washington
$2.62M +$2.66M +115,400 New
Renaissance Technologies
20
Renaissance Technologies
New York
$2.55M +$2.59M +112,474 New
EC
21
EJF Capital
Virginia
$1.99M -$169K -7,313 -8%
PG
22
PEAK6 Group
Illinois
$1.48M -$1.74M -75,631 -54%
Morgan Stanley
23
Morgan Stanley
New York
$1.44M +$403K +17,469 +38%
U
24
UBS
Switzerland
$1.27M +$54.4K +2,359 +4%
VHAM
25
Van Hulzen Asset Management
California
$834K +$848K +36,800 New

EFC Hedge Fund Activity: Q4 2013 in Review

64 of the 3,445 institutional investors tracked by Wall St. Rank reported a position in Ellington Financial (EFC) for Q4 2013, worth a combined $307M — up 5% from $292M a quarter earlier.

Buyers outnumbered sellers: 16 funds opened new EFC positions and 7 closed out — a net gain of 9 holders — while 22 added to existing stakes and 13 trimmed.

The largest buyer was Cooperman Leon G, opening a new position worth an estimated $8.59M. The largest seller was Serengeti Asset Management, exiting entirely with an estimated $12.1M sold.

  • 64 institutional investors held Ellington Financial (EFC) as of Q4 2013, up from 56 in Q3 2013.
  • Funds reported $307M of Ellington Financial stock for Q4 2013, up 5% quarter-over-quarter.
  • 16 funds opened new Ellington Financial positions in Q4 2013 and 7 closed out, a net change of +9 holders.
  • The largest Ellington Financial buyer in Q4 2013 was Cooperman Leon G, an estimated $8.59M added.
  • The largest Ellington Financial seller in Q4 2013 was Serengeti Asset Management, an estimated $12.1M sold.

Based on aggregated 13F filings for Q4 2013.