EFC

Ellington Financial
EFC

Overview Fund Activity

64 hedge funds and large institutions have $307M invested in Ellington Financial in 2013 Q4 according to their latest regulatory filings, with 16 funds opening new positions, 22 increasing their positions, 13 reducing their positions, and 7 closing their positions.

Holders
64
Holders Change
+8
Holders Change %
+14.29%
% of All Funds
1.86%
Holding in Top 10
3
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.09%
New
16
Increased
22
Reduced
13
Closed
7
Calls
$941K
Puts
$4.03M
Net Calls
-$3.09M
Net Calls Change
-$773K

Top Buyers

1
CLG
1
Cooperman Leon G
$8.45M
2
Bank of America
2
Bank of America
North Carolina
$4.86M
3
SCM
3
Summit Capital Management
Washington
$2.62M
4
Renaissance Technologies
4
Renaissance Technologies
New York
$2.55M
5
Deutsche Bank
5
Deutsche Bank
Germany
$2.65M

Top Sellers

1
SAM
1
Serengeti Asset Management
New York
$0
2
CCMLC
2
Cardinal Capital Management LLC (Connecticut)
Connecticut
$0
3
Wellington Management Group
3
Wellington Management Group
Massachusetts
$78.1M
4
NTCOC
4
Northern Trust Company of Connecticut
Connecticut
$107K
5
PG
5
PEAK6 Group
Illinois
$1.48M
Name Market Value Shares Shares
Change 		Shares
Change %
Wellington Management Group
1
Wellington Management Group
Massachusetts
$78.1M 3,445,295 -105,700 -3%
EMG
2
Ellington Management Group
Connecticut
$45.7M 2,014,585 +9,249 +0.5%
MVP
3
Miller Value Partners
Florida
$35.8M 1,578,522 -57,950 -4%
AFG
4
American Financial Group
Ohio
$23.9M 1,053,853 – –
GIM
5
Greenwich Investment Management
Connecticut
$18.1M 798,036 +798,036 New
Fidelity Investments
6
Fidelity Investments
Massachusetts
$12M 530,900 – –
DRZID
7
DePrince Race & Zollo Inc (DRZ)
Florida
$11.4M 503,408 +17,200 +4%
CLG
8
Cooperman Leon G
$8.45M 372,530 +372,530 New
YMRC
9
Yorktown Management & Research Company
Virginia
$7.71M 340,000 – –
WFI
10
West Family Investments
California
$6.74M 297,374 – –
MOACM
11
Mutual of America Capital Management
New York
$6.42M 283,389 +22,101 +8%
SCA
12
Stieven Capital Advisors
Missouri
$5.7M 251,400 +200 +0.1%
PTC
13
Petrus Trust Company
Texas
$5.67M 250,000 – –
NI
14
Numeric Investors
Massachusetts
$5.33M 235,024 -16,400 -7%
Bank of America
15
Bank of America
North Carolina
$4.86M 214,269 +151,367 +241%
RO
16
Reservoir Operations
New York
$4.15M 183,210 +183,210 New
CS
17
Credit Suisse
Switzerland
$3.05M 134,504 +2,888 +2%
Deutsche Bank
18
Deutsche Bank
Germany
$2.65M 116,841 +106,241 +1,002%
SCM
19
Summit Capital Management
Washington
$2.62M 115,400 +115,400 New
Renaissance Technologies
20
Renaissance Technologies
New York
$2.55M 112,474 +112,474 New
EC
21
EJF Capital
Virginia
$1.99M 87,687 -7,313 -8%
PG
22
PEAK6 Group
Illinois
$1.48M 65,237 -75,631 -54%
Morgan Stanley
23
Morgan Stanley
New York
$1.44M 63,490 +17,469 +38%
U
24
UBS
Switzerland
$1.28M 56,228 +2,359 +4%
VHAM
25
Van Hulzen Asset Management
California
$834K 36,800 +36,800 New
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