EFC

Ellington Financial
EFC

Overview Fund Activity

56 hedge funds and large institutions have $292M invested in Ellington Financial in 2013 Q3 according to their latest regulatory filings, with 6 funds opening new positions, 15 increasing their positions, 22 reducing their positions, and 7 closing their positions.

Holders
56
Holders Change
-1
Holders Change %
-1.75%
% of All Funds
1.82%
Holding in Top 10
3
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+50%
% of All Funds
0.1%
New
6
Increased
15
Reduced
22
Closed
7
Calls
$794K
Puts
$3.11M
Net Calls
-$2.31M
Net Calls Change
-$1.31M

Top Buyers

1
DRZID
1
DePrince Race & Zollo Inc (DRZ)
Florida
$10.9M
2
RFC
2
Russell Frank Company
Washington
$1.82M
3
PG
3
PEAK6 Group
Illinois
$1.58M
4
Wellington Management Group
4
Wellington Management Group
Massachusetts
$79.8M
5
SAM
5
Serengeti Asset Management
New York
$12.1M

Top Sellers

1
EC
1
EJF Capital
Virginia
$2.14M
2
Renaissance Technologies
2
Renaissance Technologies
New York
$0
3
Deutsche Bank
3
Deutsche Bank
Germany
$238K
4
HHMI
4
Howard Hughes Medical Institute
Maryland
$0
5
Allianz Asset Management
5
Allianz Asset Management
Germany
$0
Name Market Value Shares Shares
Change 		Shares
Change %
Wellington Management Group
1
Wellington Management Group
Massachusetts
$79.8M 3,550,995 +42,118 +1%
EMG
2
Ellington Management Group
Connecticut
$45.1M 2,005,336 +5,144 +0.3%
MVP
3
Miller Value Partners
Florida
$36.8M 1,636,472 +37,525 +2%
AFG
4
American Financial Group
Ohio
$23.7M 1,053,853 – –
SAM
5
Serengeti Asset Management
New York
$12.1M 540,000 +40,000 +8%
Fidelity Investments
6
Fidelity Investments
Massachusetts
$11.9M 530,900 – –
DRZID
7
DePrince Race & Zollo Inc (DRZ)
Florida
$10.9M 486,208 +90,606 +23%
YMRC
8
Yorktown Management & Research Company
Virginia
$7.64M 340,000 -40,000 -11%
CCMLC
9
Cardinal Capital Management LLC (Connecticut)
Connecticut
$6.95M 309,460 -16,060 -5%
WFI
10
West Family Investments
California
$6.68M 297,374 – –
MOACM
11
Mutual of America Capital Management
New York
$5.87M 261,288 -1,650 -0.6%
NI
12
Numeric Investors
Massachusetts
$5.65M 251,424 -5,900 -2%
SCA
13
Stieven Capital Advisors
Missouri
$5.64M 251,200 – –
PTC
14
Petrus Trust Company
Texas
$5.62M 250,000 – –
RGL
15
RMF GP LLC
New York
$4.12M 183,210 – –
CS
16
Credit Suisse
Switzerland
$2.96M 131,616 -5,102 -4%
NTCOC
17
Northern Trust Company of Connecticut
Connecticut
$2.39M 106,300 -9,200 -8%
EC
18
EJF Capital
Virginia
$2.14M 95,000 -336,998 -78%
RFC
19
Russell Frank Company
Washington
$1.82M 80,960 +80,960 New
PG
20
PEAK6 Group
Illinois
$1.58M 140,868 +84,718 +151%
Bank of America
21
Bank of America
North Carolina
$1.41M 62,902 -15,959 -20%
U
22
UBS
Switzerland
$1.21M 53,869 +8,325 +18%
KCM
23
Key Colony Management
Arkansas
$1.2M 53,328 -25,116 -32%
Morgan Stanley
24
Morgan Stanley
New York
$1.03M 46,021 -6,882 -13%
NCCM
25
Nine Chapters Capital Management
New Jersey
$791K 35,200 -57,600 -62%
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