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EFC

Ellington Financial

101 hedge funds and large institutions have $330M invested in Ellington Financial in 2020 Q3 according to their latest regulatory filings, with 11 funds opening new positions, 33 increasing their positions, 32 reducing their positions, and 11 closing their positions.

New
Increased
Maintained
Reduced
Closed

1,956% more call options, than puts

Call options by funds: $17.4M | Put options by funds: $844K

3% more repeat investments, than reductions

Existing positions increased: 33 | Existing positions reduced: 32

0% more funds holding

Funds holding: 101101 (0)

0% more funds holding in top 10

Funds holding in top 10: 44 (0)

0% more first-time investments, than exits

New positions opened: 11 | Existing positions closed: 11

1% less capital invested

Capital invested by funds: $334M → $330M (-$4.2M)

1.63% less ownership

Funds ownership: 64.17%62.54% (-1.6%)

Holders
101
Holders Change
Holders Change %
0%
% of All Funds
2.04%
Holding in Top 10
4
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.08%
New
11
Increased
33
Reduced
32
Closed
11
Calls
$17.4M
Puts
$844K
Net Calls
+$16.5M
Net Calls Change
+$1.5M
Name Holding Trade Value Shares
Change
Change in
Stake
BlackRock
1
BlackRock
New York
$51.5M +$1.57M +128,788 +3%
Wellington Management Group
2
Wellington Management Group
Massachusetts
$44.8M +$6.69M +548,356 +18%
Vanguard Group
3
Vanguard Group
Pennsylvania
$25.6M -$119K -9,724 -0.5%
RGREA
4
Ranger Global Real Estate Advisors
Colorado
$25.5M -$8.56K -701 -0%
AFG
5
American Financial Group
Ohio
$23.4M
Fidelity Investments
6
Fidelity Investments
Massachusetts
$21M -$24 -2 -0%
SOMRS
7
State of Michigan Retirement System
Michigan
$17.9M
State Street
8
State Street
Massachusetts
$13.9M -$699K -57,245 -5%
EMG
9
Ellington Management Group
Connecticut
$10.4M
CLG
10
Cooperman Leon G
$9.32M
Geode Capital Management
11
Geode Capital Management
Massachusetts
$7.27M +$106K +8,702 +1%
WFI
12
West Family Investments
California
$6.35M +$339K +27,775 +6%
KCM
13
Kingstown Capital Management
New York
$6.13M -$9.16M -750,000 -60%
Northern Trust
14
Northern Trust
Illinois
$5.71M -$245K -20,044 -4%
MOACM
15
Mutual of America Capital Management
New York
$5.55M -$167K -13,705 -3%
Charles Schwab
16
Charles Schwab
California
$3.38M +$55.3K +4,532 +2%
VanEck Associates
17
VanEck Associates
New York
$3.31M +$355K +29,056 +12%
CS
18
Credit Suisse
Switzerland
$2.71M +$41.7K +3,413 +2%
N
19
Nuveen
North Carolina
$2.64M -$1.24M -101,379 -32%
CL
20
CSS LLC
Illinois
$2.58M +$216K +17,659 +9%
Bank of New York Mellon
21
Bank of New York Mellon
New York
$2M +$28.5K +2,338 +1%
AllianceBernstein
22
AllianceBernstein
Tennessee
$1.94M -$487K -39,919 -20%
Principal Financial Group
23
Principal Financial Group
Iowa
$1.91M +$881K +72,213 +86%
WG
24
Winton Group
United Kingdom
$1.85M -$723K -59,247 -28%
JP Morgan Chase
25
JP Morgan Chase
New York
$1.76M +$187K +15,309 +12%

EFC Hedge Fund Activity: Q3 2020 in Review

101 of the 4,956 institutional investors tracked by Wall St. Rank reported a position in Ellington Financial (EFC) for Q3 2020, worth a combined $330M — down 1.3% from $334M a quarter earlier.

Fund positioning in EFC was balanced in Q3 2020: 11 funds opened new positions, 11 closed out, 33 added to existing stakes and 32 trimmed.

The largest buyer was Wellington Management Group, adding an estimated $6.69M. The largest seller was Kingstown Capital Management, cutting an estimated $9.16M.

  • 101 institutional investors held Ellington Financial (EFC) as of Q3 2020, unchanged from Q2 2020.
  • Funds reported $330M of Ellington Financial stock for Q3 2020, down 1.3% quarter-over-quarter.
  • 11 funds opened new Ellington Financial positions in Q3 2020 and 11 closed out, a net change of 0 holders.
  • The largest Ellington Financial buyer in Q3 2020 was Wellington Management Group, an estimated $6.69M added.
  • The largest Ellington Financial seller in Q3 2020 was Kingstown Capital Management, an estimated $9.16M sold.

Based on aggregated 13F filings for Q3 2020.