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EFC

Ellington Financial

141 hedge funds and large institutions have $424M invested in Ellington Financial in 2023 Q1 according to their latest regulatory filings, with 17 funds opening new positions, 69 increasing their positions, 35 reducing their positions, and 21 closing their positions.

New
Increased
Maintained
Reduced
Closed

162% more call options, than puts

Call options by funds: $2.18M | Put options by funds: $832K

97% more repeat investments, than reductions

Existing positions increased: 69 | Existing positions reduced: 35

5% more capital invested

Capital invested by funds: $402M → $424M (+$22M)

3.31% less ownership

Funds ownership: 54.05%50.74% (-3.3%)

3% less funds holding

Funds holding: 146141 (-5)

19% less first-time investments, than exits

New positions opened: 17 | Existing positions closed: 21

50% less funds holding in top 10

Funds holding in top 10: 21 (-1)

Holders
141
Holders Change
-5
Holders Change %
-3.42%
% of All Funds
2.25%
Holding in Top 10
1
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-50%
% of All Funds
0.02%
New
17
Increased
69
Reduced
35
Closed
21
Calls
$2.18M
Puts
$832K
Net Calls
+$1.35M
Net Calls Change
+$25.1M
Name Holding Trade Value Shares
Change
Change in
Stake
BlackRock
1
BlackRock
New York
$141M +$11.8M +918,081 +9%
Vanguard Group
2
Vanguard Group
Pennsylvania
$51.4M +$6.17M +478,673 +13%
State Street
3
State Street
Massachusetts
$31.2M +$2.78M +215,824 +9%
RGREA
4
Ranger Global Real Estate Advisors
Colorado
$28M +$210K +16,277 +0.7%
Invesco
5
Invesco
Georgia
$15.1M +$2.37M +183,895 +17%
Geode Capital Management
6
Geode Capital Management
Massachusetts
$14.8M +$1.89M +146,682 +14%
EH
7
EMG Holdings
Connecticut
$11.3M
Mirae Asset Global Investments
8
Mirae Asset Global Investments
South Korea
$8.13M -$8.45M -655,549 -50%
CLG
9
Cooperman Leon G
$7.89M +$2.58M +200,000 +45%
Northern Trust
10
Northern Trust
Illinois
$7.75M +$570K +44,235 +7%
Bank of New York Mellon
11
Bank of New York Mellon
New York
$6.35M +$259K +20,081 +4%
Charles Schwab
12
Charles Schwab
California
$5.89M +$628K +48,741 +11%
Morgan Stanley
13
Morgan Stanley
New York
$5.51M -$2.12M -164,418 -27%
MOACM
14
Mutual of America Capital Management
New York
$4.97M -$147K -11,370 -3%
Principal Financial Group
15
Principal Financial Group
Iowa
$4.66M +$398K +30,889 +9%
Balyasny Asset Management
16
Balyasny Asset Management
Illinois
$4.47M +$4.71M +365,687 New
VanEck Associates
17
VanEck Associates
New York
$3.97M +$677K +52,498 +19%
JP Morgan Chase
18
JP Morgan Chase
New York
$3.82M +$341K +26,447 +9%
VOYA Investment Management
19
VOYA Investment Management
Georgia
$3.59M +$781K +60,611 +26%
Ameriprise
20
Ameriprise
Minnesota
$3.11M +$343K +26,602 +12%
UIC
21
Uniplan Investment Counsel
Wisconsin
$3.02M -$14.8K -1,147 -0.5%
Bank of America
22
Bank of America
North Carolina
$2.7M -$194K -15,086 -6%
UBS Group
23
UBS Group
Switzerland
$2.65M -$390K -30,261 -12%
RhumbLine Advisers
24
RhumbLine Advisers
Massachusetts
$2.52M +$341K +26,463 +15%
AA
25
AlphaCentric Advisors
Puerto Rico
$2.44M +$451K +35,017 +21%

EFC Hedge Fund Activity: Q1 2023 in Review

141 of the 6,275 institutional investors tracked by Wall St. Rank reported a position in Ellington Financial (EFC) for Q1 2023, worth a combined $424M — up 5.5% from $402M a quarter earlier.

Sellers outnumbered buyers: 21 funds closed out of EFC and 17 opened new positions — a net loss of 4 holders — while 35 trimmed existing stakes and 69 added.

The largest buyer was BlackRock, adding an estimated $11.8M. The largest seller was Mirae Asset Global Investments, cutting an estimated $8.45M.

  • 141 institutional investors held Ellington Financial (EFC) as of Q1 2023, down from 146 in Q4 2022.
  • Funds reported $424M of Ellington Financial stock for Q1 2023, up 5.5% quarter-over-quarter.
  • 17 funds opened new Ellington Financial positions in Q1 2023 and 21 closed out, a net change of -4 holders.
  • The largest Ellington Financial buyer in Q1 2023 was BlackRock, an estimated $11.8M added.
  • The largest Ellington Financial seller in Q1 2023 was Mirae Asset Global Investments, an estimated $8.45M sold.

Based on aggregated 13F filings for Q1 2023.