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EFC

Ellington Financial

50 hedge funds and large institutions have $253M invested in Ellington Financial in 2016 Q3 according to their latest regulatory filings, with 5 funds opening new positions, 16 increasing their positions, 12 reducing their positions, and 5 closing their positions.

New
Increased
Maintained
Reduced
Closed

33% more repeat investments, than reductions

Existing positions increased: 16 | Existing positions reduced: 12

0% more funds holding

Funds holding: 5050 (0)

0% more funds holding in top 10

Funds holding in top 10: 44 (0)

0% more first-time investments, than exits

New positions opened: 5 | Existing positions closed: 5

0.67% less ownership

Funds ownership: 47.19%46.52% (-0.67%)

5% less capital invested

Capital invested by funds: $265M → $253M (-$12.2M)

100% less call options, than puts

Call options by funds: $1K | Put options by funds: $220K

Holders
50
Holders Change
Holders Change %
0%
% of All Funds
1.33%
Holding in Top 10
4
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.11%
New
5
Increased
16
Reduced
12
Closed
5
Calls
$1K
Puts
$220K
Net Calls
-$219K
Net Calls Change
+$166K
Name Holding Trade Value Shares
Change
Change in
Stake
Wellington Management Group
1
Wellington Management Group
Massachusetts
$77M -$223K -12,927 -0.3%
SOMRS
2
State of Michigan Retirement System
Michigan
$25.8M
OA
3
Omega Advisors
New York
$20.8M +$432K +25,000 +2%
Fidelity Investments
4
Fidelity Investments
Massachusetts
$20.5M
AFG
5
American Financial Group
Ohio
$17.5M
EMG
6
Ellington Management Group
Connecticut
$16.3M
BP
7
BBR Partners
New York
$14.2M
WFI
8
West Family Investments
California
$7.37M
MOACM
9
Mutual of America Capital Management
New York
$6.71M +$34.1K +1,976 +0.5%
GXMC
10
Global X Management Company
New York
$6.54M +$881K +50,961 +15%
GIM
11
Greenwich Investment Management
Connecticut
$4.79M -$4.54M -262,677 -48%
Morgan Stanley
12
Morgan Stanley
New York
$4.74M +$201K +11,657 +4%
PTC
13
Petrus Trust Company
Texas
$4.17M
Bank of America
14
Bank of America
North Carolina
$3.98M +$198K +11,467 +5%
Deutsche Bank
15
Deutsche Bank
Germany
$3.84M +$1.88M +108,555 +89%
YMRC
16
Yorktown Management & Research Company
Virginia
$3.83M -$2.07M -120,000 -34%
Citigroup
17
Citigroup
New York
$3.37M +$1.21M +70,088 +53%
RO
18
Reservoir Operations
New York
$3.05M
Renaissance Technologies
19
Renaissance Technologies
New York
$2.41M +$887K +51,349 +55%
UBS Group
20
UBS Group
Switzerland
$944K +$13.2K +766 +1%
OIA
21
Optimum Investment Advisors
Illinois
$665K +$2.64K +153 +0.4%
BTS
22
BB&T Securities
Virginia
$643K -$28.7K -1,661 -4%
AIM
23
Anchor Investment Management
South Carolina
$549K +$10.6K +612 +2%
DC
24
Deere & Company
Illinois
$423K
SWM
25
Stockman Wealth Management
Montana
$324K +$336K +19,450 New

EFC Hedge Fund Activity: Q3 2016 in Review

50 of the 3,748 institutional investors tracked by Wall St. Rank reported a position in Ellington Financial (EFC) for Q3 2016, worth a combined $253M — down 4.6% from $265M a quarter earlier.

Fund positioning in EFC was balanced in Q3 2016: 5 funds opened new positions, 5 closed out, 16 added to existing stakes and 12 trimmed.

The largest buyer was Deutsche Bank, adding an estimated $1.88M. The largest seller was Greenwich Investment Management, cutting an estimated $4.54M.

  • 50 institutional investors held Ellington Financial (EFC) as of Q3 2016, unchanged from Q2 2016.
  • Funds reported $253M of Ellington Financial stock for Q3 2016, down 4.6% quarter-over-quarter.
  • 5 funds opened new Ellington Financial positions in Q3 2016 and 5 closed out, a net change of 0 holders.
  • The largest Ellington Financial buyer in Q3 2016 was Deutsche Bank, an estimated $1.88M added.
  • The largest Ellington Financial seller in Q3 2016 was Greenwich Investment Management, an estimated $4.54M sold.

Based on aggregated 13F filings for Q3 2016.