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ROC

River Oaks Capital Portfolio holdings

AUM $67.9M
1-Year Est. Return 13.58%
This Fund
S&P 500
This Quarter Est. Return
+4.51%
1 Year Est. Return
-13.58%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$67.9M
AUM Growth
+$2.32M
Cap. Flow
-$644K
Cap. Flow %
-0.95%
Top 10 Hldgs %
45.91%
Holding
47
New
–
Increased
7
Reduced
19
Closed
1

Top Buys

1
PEBO icon
Peoples Bancorp
PEBO
+$2.29M
2
COLB icon
Columbia Banking Systems
COLB
+$1.14M
3
FRME icon
First Merchants
FRME
+$293K
4
WBS icon
Webster Financial
WBS
+$174K
5
BKU icon
Bankunited
BKU
+$154K

Top Sells

1
SMMF
Summit Financial Group, Inc.
SMMF
+$2.48M
2
TFC icon
Truist Financial
TFC
+$403K
3
HWC icon
Hancock Whitney
HWC
+$355K
4
CADE
Cadence Bank
CADE
+$307K
5
ORRF icon
Orrstown Financial Services
ORRF
+$286K

Sector Composition

1 Financials 100%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
OSBC icon
1
Old Second Bancorp
OSBC
$1.22B
$5.19M 7.64%
381,100
-1,398
-0.4% -$20.4K
PLBC icon
2
Plumas Bancorp
PLBC
$427M
$3.66M 5.38%
107,121
-2,591
-2% -$91.1K
ORRF icon
3
Orrstown Financial Services
ORRF
$812M
$3.25M 4.78%
154,500
-13,129
-8% -$286K
WBS icon
4
Webster Financial
WBS
$12.3B
$3.2M 4.72%
79,500
+4,100
+5% +$174K
FBIZ icon
5
First Business Financial Services
FBIZ
$549M
$2.84M 4.18%
94,600
-2,583
-3% -$81.6K
PEBO icon
6
Peoples Bancorp
PEBO
$1.42B
$2.78M 4.09%
109,500
+86,000
+366% +$2.29M
SSB icon
7
SouthState Bank Corp
SSB
$10.1B
$2.64M 3.89%
39,200
– –
EFSC icon
8
Enterprise Financial Services Corp
EFSC
$2.47B
$2.6M 3.83%
69,400
– –
SFST icon
9
Southern First Bancshares
SFST
$588M
$2.56M 3.76%
94,899
-1,101
-1% -$30.6K
USCB icon
10
USCB Financial Holdings
USCB
$374M
$2.47M 3.63%
234,600
– –
ABCB icon
11
Ameris Bancorp
ABCB
$6.21B
$2.41M 3.54%
62,700
– –
MRBK icon
12
Meridian
MRBK
$241M
$2.39M 3.52%
243,974
– –
FISI icon
13
Financial Institutions
FISI
$774M
$2.34M 3.44%
139,000
+3,300
+2% +$58K
PNFP icon
14
Pinnacle Financial Partners Inc
PNFP
$15.3B
$2.28M 3.36%
34,000
– –
UNTY icon
15
Unity Bancorp
UNTY
$575M
$2.23M 3.28%
94,973
– –
CSTR
16
DELISTED
CapStar Financial Holdings, Inc
CSTR
$1.96M 2.89%
138,445
-18,058
-12% -$248K
FRME icon
17
First Merchants
FRME
$2.81B
$1.68M 2.48%
60,500
+9,780
+19% +$293K
COLB icon
18
Columbia Banking Systems
COLB
$9.62B
$1.68M 2.47%
82,700
+54,700
+195% +$1.14M
USB icon
19
US Bancorp
USB
$98.4B
$1.48M 2.19%
44,900
+300
+0.7% +$10.9K
BY icon
20
Byline Bancorp
BY
$1.73B
$1.45M 2.14%
73,800
– –
VBFC
21
DELISTED
Village Bank and Trust Financial Corp.
VBFC
$1.43M 2.11%
31,401
-99
-0.3% -$4.56K
EWBC icon
22
East-West Bancorp
EWBC
$18.4B
$1.39M 2.05%
26,400
– –
WAL icon
23
Western Alliance Bancorporation
WAL
$8.99B
$1.31M 1.94%
28,600
– –
CZWI icon
24
Citizens Community Bancorp
CZWI
$224M
$1.26M 1.86%
131,299
– –
FSBW icon
25
FS Bancorp
FSBW
$327M
$936K 1.38%
31,714
– –
1
2

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River Oaks Capital's Q3 2023 Portfolio in Review

As of Q3 2023, River Oaks Capital held 47 positions worth $67.9M, up 3.5% from $65.6M the previous quarter. Its ten largest holdings account for 46% of the portfolio.

Trading was light in Q3 2023: portfolio turnover was 2.1%. River Oaks Capital opened no new positions and exited 1, leaving the 47-position portfolio largely intact.

By sector, the portfolio is most concentrated in Financials at 100% of assets, unchanged from a quarter earlier.

  • River Oaks Capital added most to Peoples Bancorp in Q3 2023, an estimated $2.29M increase.
  • River Oaks Capital's biggest Q3 2023 reduction was Summit Financial Group, Inc., cutting an estimated $2.48M.
  • River Oaks Capital fully exited OceanFirst Financial in Q3 2023, selling an estimated $62.5K.
  • River Oaks Capital's ten largest holdings make up 46% of its $67.9M portfolio in Q3 2023.
  • River Oaks Capital opened 0 new positions and closed 1 in Q3 2023.
  • River Oaks Capital's portfolio value rose 3.5% quarter-over-quarter to $67.9M.

Based on River Oaks Capital's 13F filing for Q3 2023, filed 27 Oct 2023.