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ROC

River Oaks Capital Portfolio holdings

AUM $67.9M
1-Year Est. Return 13.58%
This Fund
S&P 500
This Quarter Est. Return
+6.52%
1 Year Est. Return
-13.58%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$108M
AUM Growth
–
Cap. Flow
+$107M
Cap. Flow %
99.23%
Top 10 Hldgs %
43.64%
Holding
55
New
55
Increased
–
Reduced
–
Closed
–

Top Buys

Rank Stock Value
1
WAL icon
Western Alliance Bancorporation
WAL
+$7.53M
2
SFST icon
Southern First Bancshares
SFST
+$7.18M
3
CNOB icon
Center Bancorp
CNOB
+$4.55M
4
SFBS
ServisFirst Bancshares
SFBS
+$4.53M
5
ORRF icon
Orrstown Financial Services
ORRF
+$4.35M

Top Sells

No sells this quarter

Sector Composition

Rank Sector Weight
1 Financials 97.9%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SFST icon
1
Southern First Bancshares
SFST
$579M
$7.63M 7.06%
+122,100
New +$7.18M
WAL icon
2
Western Alliance Bancorporation
WAL
$8.87B
$7.2M 6.66%
+66,900
New +$7.53M
SFBS
3
ServisFirst Bancshares
SFBS
$4.88B
$4.72M 4.37%
+55,600
New +$4.53M
ORRF icon
4
Orrstown Financial Services
ORRF
$841M
$4.54M 4.2%
+180,000
New +$4.35M
CNOB icon
5
Center Bancorp
CNOB
$1.66B
$4.51M 4.18%
+138,000
New +$4.55M
MRBK icon
6
Meridian
MRBK
$238M
$4.49M 4.15%
+243,994
New +$4.03M
PLBC icon
7
Plumas Bancorp
PLBC
$426M
$3.67M 3.4%
+108,700
New +$3.82M
PNFP icon
8
Pinnacle Financial Partners Inc
PNFP
$15.8B
$3.67M 3.39%
+38,400
New +$3.76M
FBIZ icon
9
First Business Financial Services
FBIZ
$562M
$3.52M 3.26%
+120,853
New +$3.53M
CSTR
10
DELISTED
CapStar Financial Holdings, Inc
CSTR
$3.21M 2.97%
+152,476
New +$3.28M
ABCB icon
11
Ameris Bancorp
ABCB
$5.88B
$3.18M 2.95%
+64,100
New +$3.31M
FIBK icon
12
First Interstate BancSystem
FIBK
$3.74B
$3.13M 2.9%
+77,000
New +$3.2M
EFSC icon
13
Enterprise Financial Services Corp
EFSC
$2.39B
$2.98M 2.76%
+63,300
New +$3.02M
FISI icon
14
Financial Institutions
FISI
$812M
$2.91M 2.7%
+91,600
New +$2.93M
VBTX
15
DELISTED
Veritex Holdings
VBTX
$2.79M 2.58%
+70,200
New +$2.84M
STXB
16
DELISTED
Spirit of Texas Bancshares, Inc. Common Stock
STXB
$2.64M 2.44%
+91,600
New +$2.42M
SSB icon
17
SouthState Bank Corp
SSB
$10.2B
$2.57M 2.38%
+32,100
New +$2.55M
UBSI icon
18
United Bankshares
UBSI
$6.62B
$2.57M 2.38%
+70,800
New +$2.61M
BWB icon
19
Bridgewater Bancshares
BWB
$572M
$2.55M 2.36%
+144,110
New +$2.58M
PACW
20
DELISTED
PacWest Bancorp
PACW
$2.27M 2.1%
+50,200
New +$2.34M
SMMF
21
DELISTED
Summit Financial Group, Inc.
SMMF
$2.27M 2.1%
+82,500
New +$2.18M
BY icon
22
Byline Bancorp
BY
$1.78B
$2.13M 1.97%
+77,800
New +$2.05M
PEBK icon
23
Peoples Bancorp of North Carolina
PEBK
$229M
$2.04M 1.88%
+73,754
New +$2.08M
VBFC
24
DELISTED
Village Bank and Trust Financial Corp.
VBFC
$1.89M 1.75%
+32,665
New +$1.8M
EWBC icon
25
East-West Bancorp
EWBC
$17.9B
$1.86M 1.72%
+23,600
New +$1.9M
1
2 3

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River Oaks Capital's Q4 2021 Portfolio in Review

Q4 2021 is the first quarter with a 13F filing on record for River Oaks Capital, which disclosed 55 positions worth $108M. Its ten largest holdings account for 44% of the portfolio.

Its largest position is Western Alliance Bancorporation: 66,900 shares worth $7.2M.

By sector, the portfolio is most concentrated in Financials at 98% of assets.

  • River Oaks Capital's largest Q4 2021 buy was Western Alliance Bancorporation: 66,900 shares worth $7.2M.
  • River Oaks Capital's ten largest holdings make up 44% of its $108M portfolio in Q4 2021.
  • River Oaks Capital disclosed 55 positions in Q4 2021, its first 13F filing on record.

Based on River Oaks Capital's 13F filing for Q4 2021, filed 3 Feb 2022.