ROC

River Oaks Capital Portfolio holdings

AUM $67.9M
This Quarter Return
+3.2%
1 Year Return
-13.55%
3 Year Return
–
5 Year Return
–
10 Year Return
–
AUM
$127M
AUM Growth
+$127M
Cap. Flow
-$1.73M
Cap. Flow %
-1.37%
Top 10 Hldgs %
39.43%
Holding
62
New
2
Increased
14
Reduced
14
Closed
4

Top Buys

1
CSFL
CenterState Bank Corporation Common Stock
CSFL
$3.24M
2
TOWN icon
Towne Bank
TOWN
$1.64M
3
BWB icon
Bridgewater Bancshares
BWB
$1.63M
4
SBT
Sterling Bancorp, Inc. Common Stock
SBT
$765K
5
FBIZ icon
First Business Financial Services
FBIZ
$711K

Top Sells

1
SBCP
Sunshine Bancorp, Inc
SBCP
$3.19M
2
ZION icon
Zions Bancorporation
ZION
$2.17M
3
PBNC
PARAGON COMMERCIAL CORPORATION
PBNC
$1.94M
4
LBAI
Lakeland Bancorp Inc
LBAI
$818K
5
SFST icon
Southern First Bancshares
SFST
$799K

Sector Composition

1 Financials 88.07%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
SFST icon
1
Southern First Bancshares
SFST
$369M
$7.5M 5.9% 168,477 -17,956 -10% -$799K
CSFL
2
DELISTED
CenterState Bank Corporation Common Stock
CSFL
$7.43M 5.85% 280,000 +122,300 +78% +$3.24M
CNOB icon
3
Center Bancorp
CNOB
$1.29B
$5.27M 4.15% 183,000 +2,000 +1% +$57.6K
TOWN icon
4
Towne Bank
TOWN
$2.77B
$5.05M 3.98% 176,700 +57,400 +48% +$1.64M
EFSC icon
5
Enterprise Financial Services Corp
EFSC
$2.27B
$4.74M 3.73% 101,136 +1,136 +1% +$53.3K
ISTR icon
6
Investar Holding Corp
ISTR
$230M
$4.32M 3.4% 166,994 +794 +0.5% +$20.5K
PACW
7
DELISTED
PacWest Bancorp
PACW
$4.24M 3.33% 85,500 +6,700 +9% +$332K
VBTX icon
8
Veritex Holdings
VBTX
$1.88B
$4.16M 3.27% 150,200 – –
SFBS icon
9
ServisFirst Bancshares
SFBS
$4.81B
$3.71M 2.92% 90,800 -9,200 -9% -$375K
EWBC icon
10
East-West Bancorp
EWBC
$14.5B
$3.69M 2.9% 59,000 – –
HMNF
11
DELISTED
HMN Financial Inc
HMNF
$3.5M 2.76% 188,800 – –
SIVB
12
DELISTED
SVB Financial Group
SIVB
$3.41M 2.68% 14,200 +1,000 +8% +$240K
CARO
13
DELISTED
Carolina Financial Corp.
CARO
$3.36M 2.65% 85,581 – –
ABCB icon
14
Ameris Bancorp
ABCB
$5.03B
$3.31M 2.6% 62,500 – –
IBTX
15
DELISTED
Independent Bank Group, Inc.
IBTX
$3.21M 2.53% 45,432 – –
LBAI
16
DELISTED
Lakeland Bancorp Inc
LBAI
$3.1M 2.44% 156,000 -41,200 -21% -$818K
PEBK icon
17
Peoples Bancorp of North Carolina
PEBK
$168M
$2.98M 2.34% 96,885 -695 -0.7% -$21.3K
GNBC
18
DELISTED
Green Bancorp, Inc
GNBC
$2.95M 2.32% 132,600 – –
ESXB
19
DELISTED
Community Bankers Trust Corporation
ESXB
$2.76M 2.17% 306,277 -3,121 -1% -$28.1K
HWBK icon
20
Hawthorn Bancshares
HWBK
$231M
$2.55M 2% 123,400 -900 -0.7% -$18.6K
CZFC
21
DELISTED
Citizens First Corporation
CZFC
$2.44M 1.92% 96,104 +1,104 +1% +$28.1K
SMMF
22
DELISTED
Summit Financial Group, Inc.
SMMF
$2.44M 1.92% 97,400 – –
UVSP icon
23
Univest Financial
UVSP
$912M
$2.36M 1.86% 85,200 -5,600 -6% -$155K
SMBC icon
24
Southern Missouri Bancorp
SMBC
$650M
$2.35M 1.85% 64,190 -1,166 -2% -$42.7K
PNFP icon
25
Pinnacle Financial Partners
PNFP
$7.54B
$2.31M 1.82% 35,912 – –
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