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ROC

River Oaks Capital Portfolio holdings

AUM $67.9M
1-Year Est. Return 13.58%
This Fund
S&P 500
This Quarter Est. Return
+3.2%
1 Year Est. Return
-13.58%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$127M
AUM Growth
+$1.8M
Cap. Flow
-$1.66M
Cap. Flow %
-1.31%
Top 10 Hldgs %
39.43%
Holding
62
New
2
Increased
14
Reduced
14
Closed
4

Top Buys

Rank Stock Value
1
CSFL
CenterState Bank Corporation Common Stock
CSFL
+$3.28M
2
TOWN icon
Towne Bank
TOWN
+$1.73M
3
BWB icon
Bridgewater Bancshares
BWB
+$1.61M
4
SBT
Sterling Bancorp, Inc. Common Stock
SBT
+$761K
5
FBIZ icon
First Business Financial Services
FBIZ
+$680K

Top Sells

Rank Stock Value
1
SBCP
Sunshine Bancorp, Inc
SBCP
+$3.19M
2
ZION icon
Zions Bancorporation
ZION
+$2.22M
3
PBNC
PARAGON COMMERCIAL CORPORATION
PBNC
+$1.94M
4
LBAI
Lakeland Bancorp Inc
LBAI
+$826K
5
SFST icon
Southern First Bancshares
SFST
+$787K

Sector Composition

Rank Sector Weight
1 Financials 88.07%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SFST icon
1
Southern First Bancshares
SFST
$578M
$7.5M 5.9%
168,477
-17,956
-10% -$787K
CSFL
2
DELISTED
CenterState Bank Corporation Common Stock
CSFL
$7.43M 5.85%
280,000
+122,300
+78% +$3.28M
CNOB icon
3
Center Bancorp
CNOB
$1.64B
$5.27M 4.15%
183,000
+2,000
+1% +$58.2K
TOWN icon
4
Towne Bank
TOWN
$3.46B
$5.05M 3.98%
176,700
+57,400
+48% +$1.73M
EFSC icon
5
Enterprise Financial Services Corp
EFSC
$2.39B
$4.74M 3.73%
101,136
+1,136
+1% +$54.2K
ISTR icon
6
Investar Holding Corp
ISTR
$410M
$4.32M 3.4%
166,994
+794
+0.5% +$19.7K
PACW
7
DELISTED
PacWest Bancorp
PACW
$4.24M 3.33%
85,500
+6,700
+9% +$350K
VBTX
8
DELISTED
Veritex Holdings
VBTX
$4.16M 3.27%
150,200
– –
SFBS
9
ServisFirst Bancshares
SFBS
$4.85B
$3.71M 2.92%
90,800
-9,200
-9% -$386K
EWBC icon
10
East-West Bancorp
EWBC
$17.9B
$3.69M 2.9%
59,000
– –
HMNF
11
DELISTED
HMN Financial Inc
HMNF
$3.5M 2.76%
188,800
– –
SIVB
12
DELISTED
SVB Financial Group
SIVB
$3.41M 2.68%
14,200
+1,000
+8% +$251K
CARO
13
DELISTED
Carolina Financial Corp.
CARO
$3.36M 2.65%
85,581
– –
ABCB icon
14
Ameris Bancorp
ABCB
$5.84B
$3.31M 2.6%
62,500
– –
IBTX
15
DELISTED
Independent Bank Group, Inc.
IBTX
$3.21M 2.53%
45,432
– –
LBAI
16
DELISTED
Lakeland Bancorp Inc
LBAI
$3.1M 2.44%
156,000
-41,200
-21% -$826K
PEBK icon
17
Peoples Bancorp of North Carolina
PEBK
$229M
$2.98M 2.34%
96,885
-695
-0.7% -$20.9K
GNBC
18
DELISTED
Green Bancorp, Inc
GNBC
$2.95M 2.32%
132,600
– –
ESXB
19
DELISTED
Community Bankers Trust Corporation
ESXB
$2.76M 2.17%
306,277
-3,121
-1% -$26.3K
HWBK icon
20
Hawthorn Bancshares
HWBK
$266M
$2.55M 2%
156,140
-1,139
-0.7% -$18.6K
CZFC
21
DELISTED
Citizens First Corporation
CZFC
$2.44M 1.92%
96,104
+1,104
+1% +$26.6K
SMMF
22
DELISTED
Summit Financial Group, Inc.
SMMF
$2.44M 1.92%
97,400
– –
UVSP icon
23
Univest Financial
UVSP
$1.22B
$2.36M 1.86%
85,200
-5,600
-6% -$157K
SMBC icon
24
Southern Missouri Bancorp
SMBC
$858M
$2.35M 1.85%
64,190
-1,166
-2% -$43.1K
PNFP icon
25
Pinnacle Financial Partners Inc
PNFP
$15.9B
$2.31M 1.82%
35,912
– –
1
2 3

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River Oaks Capital's Q1 2018 Portfolio in Review

As of Q1 2018, River Oaks Capital held 62 positions worth $127M, up 1.4% from $125M the previous quarter. Its ten largest holdings account for 39% of the portfolio.

River Oaks Capital's Q1 2018 filing shows 2 new, 14 increased, 14 reduced and 4 closed positions. Its largest new stake was Bridgewater Bancshares: 125,000 shares worth $1.63M. The largest sale was Sunshine Bancorp, Inc, an estimated $3.19M.

By sector, the portfolio is most concentrated in Financials at 88% of assets, down from 88% a quarter earlier.

  • River Oaks Capital's largest Q1 2018 buy was Bridgewater Bancshares: 125,000 shares worth $1.63M.
  • River Oaks Capital added most to CenterState Bank Corporation Common Stock in Q1 2018, an estimated $3.28M increase.
  • River Oaks Capital's biggest Q1 2018 reduction was Zions Bancorporation, cutting an estimated $2.22M.
  • River Oaks Capital fully exited Sunshine Bancorp, Inc in Q1 2018, selling an estimated $3.19M.
  • River Oaks Capital's ten largest holdings make up 39% of its $127M portfolio in Q1 2018.
  • River Oaks Capital opened 2 new positions and closed 4 in Q1 2018.
  • River Oaks Capital's portfolio value rose 1.4% quarter-over-quarter to $127M.

Based on River Oaks Capital's 13F filing for Q1 2018, filed 14 May 2018.