River Oaks Capital’s Carolina Financial Corp. CARO Stock Holding History

River Oaks Capital’s Portfolio CARO Stock Details CARO Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2019 Q3	$2.07M	Sell	58,300 -7,700	-12%	-$268K	2.19%	18
2019 Q2	$2.32M	Sell	66,000 -13,200	-17%	-$471K	2.44%	16
2019 Q1	$2.74M	Hold	79,200	–	–	2.99%	14
2018 Q4	$2.34M	Sell	79,200 -6,381	-7%	-$212K	2.8%	14
2018 Q3	$3.23M	Hold	85,581	–	–	2.76%	13
2018 Q2	$3.67M	Hold	85,581	–	–	2.91%	12
2018 Q1	$3.36M	Hold	85,581	–	–	2.65%	13
2017 Q4	$3.18M	Buy	+85,581	New	+$3.16M	2.54%	15

Other funds holding CARO

BlackRock New York $5.72T AUM 30.48% 1-Year Est. Return

Janus Henderson Group London, United Kingdom $209B AUM 37.72% 1-Year Est. Return

Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return

Dimensional Fund Advisors Austin, Texas $481B AUM 30.42% 1-Year Est. Return

T. Rowe Price Associates Baltimore, Maryland $865B AUM 30.76% 1-Year Est. Return

MCA

Mendon Capital Advisors Key Largo, Florida $258M AUM 21.23% 1-Year Est. Return

Renaissance Technologies New York $63.9B AUM 45.56% 1-Year Est. Return

TCM

Tributary Capital Management Omaha, Nebraska $1.22B AUM 44.12% 1-Year Est. Return

State Street Boston, Massachusetts $2.9T AUM 29.55% 1-Year Est. Return

CRC

Curi RMB Capital Chicago, Illinois $5.62B AUM 18.93% 1-Year Est. Return

River Oaks Capital's CARO Position: Q3 2019 in Review

River Oaks Capital reduced its Carolina Financial Corp. (CARO) stake by 12% in Q3 2019, selling an estimated $268K and leaving 58,300 shares worth $2.07M. The position accounts for 2.19% of the portfolio, ranked #18.

River Oaks Capital first reported a position in CARO in Q4 2017 and has held it in 8 quarters since. The position peaked at $3.67M in Q2 2018. 110 funds tracked by Wall St. Rank hold CARO as of Q3 2019.

River Oaks Capital held 58,300 shares of Carolina Financial Corp. worth $2.07M as of Q3 2019.
River Oaks Capital sold 7,700 Carolina Financial Corp. shares in Q3 2019, an estimated $268K.
Carolina Financial Corp. made up 2.19% of River Oaks Capital's portfolio in Q3 2019, its #18 holding.
River Oaks Capital first reported a position in Carolina Financial Corp. in Q4 2017 and has held it in 8 quarters since.
River Oaks Capital's Carolina Financial Corp. position peaked at $3.67M in Q2 2018.
110 funds tracked by Wall St. Rank held Carolina Financial Corp. as of Q3 2019.

Based on River Oaks Capital's 13F filing for Q3 2019, filed 14 Nov 2019.