We are live on ! Find out more
ROC

River Oaks Capital Portfolio holdings

AUM $67.9M
1-Year Est. Return 13.58%
This Fund
S&P 500
This Quarter Est. Return
-0.81%
1 Year Est. Return
-13.58%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$94.5M
AUM Growth
-$240K
Cap. Flow
+$1.07M
Cap. Flow %
1.13%
Top 10 Hldgs %
47.52%
Holding
57
New
8
Increased
6
Reduced
23
Closed
5

Top Buys

Rank Stock Value
1
ALRS icon
Alerus Financial
ALRS
+$2.53M
2
GABC icon
German American Bancorp
GABC
+$1.68M
3
MRBK icon
Meridian
MRBK
+$1.09M
4
TCF
TCF Financial Corporation Common Stock
TCF
+$883K
5
BKJ
Bancorp of New Jersey, Inc.
BKJ
+$737K

Top Sells

Rank Stock Value
1
CZFC
Citizens First Corporation
CZFC
+$2.11M
2
TOWN icon
Towne Bank
TOWN
+$962K
3
LTXB
LegacyTexas Financial Group Inc
LTXB
+$819K
4
SIVB
SVB Financial Group
SIVB
+$713K
5
FIBK icon
First Interstate BancSystem
FIBK
+$405K

Sector Composition

Rank Sector Weight
1 Financials 87.13%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CSFL
1
DELISTED
CenterState Bank Corporation Common Stock
CSFL
$6.13M 6.48%
255,400
– –
SFST icon
2
Southern First Bancshares
SFST
$582M
$5.69M 6.02%
142,700
-7,300
-5% -$283K
FIBK icon
3
First Interstate BancSystem
FIBK
$3.7B
$5.65M 5.97%
140,300
-10,300
-7% -$405K
VBTX
4
DELISTED
Veritex Holdings
VBTX
$5.24M 5.54%
215,800
-4,300
-2% -$106K
WAL icon
5
Western Alliance Bancorporation
WAL
$9.07B
$4.26M 4.51%
92,500
+5,000
+6% +$226K
EFSC icon
6
Enterprise Financial Services Corp
EFSC
$2.41B
$4.05M 4.29%
99,400
– –
HMNF
7
DELISTED
HMN Financial Inc
HMNF
$3.89M 4.12%
170,000
-1,216
-0.7% -$25.6K
PACW
8
DELISTED
PacWest Bancorp
PACW
$3.74M 3.95%
102,800
-200
-0.2% -$7.22K
ABCB icon
9
Ameris Bancorp
ABCB
$5.9B
$3.24M 3.43%
80,500
+6,500
+9% +$245K
PLBC icon
10
Plumas Bancorp
PLBC
$427M
$3.04M 3.22%
150,600
+7,535
+5% +$173K
SMMF
11
DELISTED
Summit Financial Group, Inc.
SMMF
$2.61M 2.76%
101,977
-3,873
-4% -$100K
SFBS
12
ServisFirst Bancshares
SFBS
$4.79B
$2.57M 2.72%
77,600
-1,200
-2% -$38.7K
ALRS icon
13
Alerus Financial
ALRS
$822M
$2.52M 2.66%
+115,500
New +$2.53M
EWBC icon
14
East-West Bancorp
EWBC
$17.9B
$2.51M 2.65%
56,600
-1,900
-3% -$83.5K
ESXB
15
DELISTED
Community Bankers Trust Corporation
ESXB
$2.3M 2.43%
267,377
– –
PEBK icon
16
Peoples Bancorp of North Carolina
PEBK
$229M
$2.15M 2.28%
72,500
– –
PNFP icon
17
Pinnacle Financial Partners Inc
PNFP
$15.5B
$2.09M 2.21%
36,800
– –
CARO
18
DELISTED
Carolina Financial Corp.
CARO
$2.07M 2.19%
58,300
-7,700
-12% -$268K
CADE
19
DELISTED
Cadence Bancorporation
CADE
$2.02M 2.13%
115,000
+14,000
+14% +$240K
TOWN icon
20
Towne Bank
TOWN
$3.35B
$1.91M 2.02%
68,600
-35,400
-34% -$962K
IBTX
21
DELISTED
Independent Bank Group, Inc.
IBTX
$1.87M 1.98%
35,500
-300
-0.8% -$15.8K
MRBK icon
22
Meridian
MRBK
$236M
$1.78M 1.89%
201,158
+124,122
+161% +$1.09M
RNST icon
23
Renasant Corp
RNST
$4.01B
$1.75M 1.85%
50,000
-1,700
-3% -$58.3K
GABC icon
24
German American Bancorp
GABC
$1.82B
$1.74M 1.85%
+54,424
New +$1.68M
SIVB
25
DELISTED
SVB Financial Group
SIVB
$1.71M 1.81%
8,200
-3,400
-29% -$713K
1
2 3

Similar funds

IVMX
Institutional Venture Management XIV Menlo Park, California $67.7M AUM 8.12% 1-Year Est. Return
E
Ergoteles New York $68.2M AUM 36.16% 1-Year Est. Return
AM
Anqa Management Sag Harbor, New York $66.5M AUM 36.45% 1-Year Est. Return
FA
Financial Advantage Columbia, Maryland $65.2M AUM 14.55% 1-Year Est. Return
JCG
John C. Goff $70.7M AUM 4.99% 1-Year Est. Return
JAMONY
Jacob Asset Management of New York Hermosa Beach, California $70.9M AUM 14.28% 1-Year Est. Return
MCMI
Matrix China Management IV Grand Cayman, Cayman Islands $64.3M AUM 53.64% 1-Year Est. Return
LCM
Lewis Capital Management Beverly Hills, California $64.2M AUM 18.3% 1-Year Est. Return

River Oaks Capital's Q3 2019 Portfolio in Review

As of Q3 2019, River Oaks Capital held 57 positions worth $94.5M, down 0.25% from $94.8M the previous quarter. Its ten largest holdings account for 48% of the portfolio.

River Oaks Capital's Q3 2019 filing shows 8 new, 6 increased, 23 reduced and 5 closed positions. Its largest new stake was Alerus Financial: 115,500 shares worth $2.52M. The largest sale was Citizens First Corporation, an estimated $2.11M.

By sector, the portfolio is most concentrated in Financials at 87% of assets, down from 87% a quarter earlier.

  • River Oaks Capital's largest Q3 2019 buy was Alerus Financial: 115,500 shares worth $2.52M.
  • River Oaks Capital added most to Meridian in Q3 2019, an estimated $1.09M increase.
  • River Oaks Capital's biggest Q3 2019 reduction was Towne Bank, cutting an estimated $962K.
  • River Oaks Capital fully exited Citizens First Corporation in Q3 2019, selling an estimated $2.11M.
  • River Oaks Capital's ten largest holdings make up 48% of its $94.5M portfolio in Q3 2019.
  • River Oaks Capital opened 8 new positions and closed 5 in Q3 2019.
  • River Oaks Capital's portfolio value fell 0.25% quarter-over-quarter to $94.5M.

Based on River Oaks Capital's 13F filing for Q3 2019, filed 14 Nov 2019.