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ROC
River Oaks Capital Portfolio holdings
AUM
$67.9M
1-Year Est. Return
13.58%
This Fund
S&P 500
This Quarter
Est. Return
-22.32%
1 Year Est. Return
-13.58%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$83.6M
AUM Growth
-$33.2M
(-28%)
Cap. Flow
-$7.94M
Cap. Flow
% of AUM
-9.5%
Top 10 Holdings %
Top 10 Hldgs %
42.82%
Holding
56
New
3
Increased
9
Reduced
27
Closed
4
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Western Alliance Bancorporation
WAL
|
+$1.31M |
| 2 |
CADE
Cadence Bancorporation
CADE
|
+$810K |
| 3 |
Amerant Bancorp
AMTB
|
+$707K |
| 4 |
Plumas Bancorp
PLBC
|
+$387K |
| 5 |
PACW
PacWest Bancorp
PACW
|
+$367K |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Investar Holding Corp
ISTR
|
+$4.03M |
| 2 |
Patriot National Bancorp
PNBK
|
+$894K |
| 3 |
Axos Financial
AX
|
+$808K |
| 4 |
Peoples Bancorp of North Carolina
PEBK
|
+$604K |
| 5 |
First Business Financial Services
FBIZ
|
+$589K |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Financials | 86.88% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
|
CSFL
1
DELISTED
CenterState Bank Corporation Common Stock
CSFL
| $5.48M | 6.55% |
260,400
-300
| -0.1% | -$7.27K |
|
2
Southern First Bancshares
SFST
$582M
| $4.97M | 5.94% |
154,909
-9,564
| -6% | -$342K |
|
3
Enterprise Financial Services Corp
EFSC
$2.41B
| $3.74M | 4.47% |
99,400
-2,800
| -3% | -$125K |
|
4
Towne Bank
TOWN
$3.35B
| $3.39M | 4.05% |
141,500
-9,800
| -6% | -$269K |
|
|
HMNF
5
DELISTED
HMN Financial Inc
HMNF
| $3.36M | 4.02% |
171,216
-17,208
| -9% | -$347K |
|
|
PACW
6
DELISTED
PacWest Bancorp
PACW
| $3.33M | 3.98% |
100,000
+9,200
| +10% | +$367K |
|
|
7
Plumas Bancorp
PLBC
$427M
| $3.06M | 3.66% |
134,800
+15,800
| +13% | +$387K |
|
8
First Interstate BancSystem
FIBK
$3.7B
| $2.97M | 3.56% |
81,351
| – | – |
|
|
9
Western Alliance Bancorporation
WAL
$9.07B
| $2.78M | 3.32% |
70,300
+27,800
| +65% | +$1.31M |
|
|
SFBS
10
ServisFirst Bancshares
SFBS
$4.79B
| $2.72M | 3.25% |
85,300
-5,500
| -6% | -$198K |
|
|
SIVB
11
DELISTED
SVB Financial Group
SIVB
| $2.7M | 3.23% |
14,200
-500
| -3% | -$122K |
|
|
VBTX
12
DELISTED
Veritex Holdings
VBTX
| $2.62M | 3.14% |
122,600
-16,400
| -12% | -$401K |
|
13
East-West Bancorp
EWBC
$17.9B
| $2.55M | 3.05% |
58,500
| – | – |
|
|
CARO
14
DELISTED
Carolina Financial Corp.
CARO
| $2.34M | 2.8% |
79,200
-6,381
| -7% | -$212K |
|
|
GNBC
15
DELISTED
Green Bancorp, Inc
GNBC
| $2.18M | 2.6% |
127,000
-5,600
| -4% | -$108K |
|
|
ESXB
16
DELISTED
Community Bankers Trust Corporation
ESXB
| $2.16M | 2.59% |
299,428
-772
| -0.3% | -$6.43K |
|
|
CZFC
17
DELISTED
Citizens First Corporation
CZFC
| $2.04M | 2.44% |
95,100
-689
| -0.7% | -$16.4K |
|
18
Ameris Bancorp
ABCB
$5.9B
| $1.95M | 2.33% |
61,400
-1,100
| -2% | -$44.9K |
|
|
SMMF
19
DELISTED
Summit Financial Group, Inc.
SMMF
| $1.92M | 2.3% |
99,500
+1,800
| +2% | +$37.8K |
|
20
Hawthorn Bancshares
HWBK
$265M
| $1.9M | 2.27% |
109,687
-2,379
| -2% | -$44.7K |
|
|
21
Peoples Bancorp of North Carolina
PEBK
$229M
| $1.8M | 2.15% |
73,634
-22,000
| -23% | -$604K |
|
22
Pinnacle Financial Partners Inc
PNFP
$15.5B
| $1.66M | 1.98% |
35,912
| – | – |
|
|
IBTX
23
DELISTED
Independent Bank Group, Inc.
IBTX
| $1.64M | 1.96% |
35,800
-2,700
| -7% | -$153K |
|
24
Renasant Corp
RNST
$4.01B
| $1.58M | 1.89% |
52,300
| – | – |
|
25
Home BancShares
HOMB
$6.21B
| $1.52M | 1.82% |
93,272
-805
| -0.9% | -$15.3K |
|
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River Oaks Capital's Q4 2018 Portfolio in Review
As of Q4 2018, River Oaks Capital held 56 positions worth $83.6M, down 28% from $117M the previous quarter. Its ten largest holdings account for 43% of the portfolio.
River Oaks Capital withdrew a net $7.94M in Q4 2018, closing 4 positions and reducing 27 holdings. Its most notable exit was Investar Holding Corp, an estimated $4.03M position sold in full.
By sector, the portfolio is most concentrated in Financials at 87% of assets, down from 88% a quarter earlier.
Against the trend, River Oaks Capital opened a new position in Amerant Bancorp worth $445K.
- River Oaks Capital's largest Q4 2018 buy was Amerant Bancorp: 34,200 shares worth $445K.
- River Oaks Capital added most to Western Alliance Bancorporation in Q4 2018, an estimated $1.31M increase.
- River Oaks Capital's biggest Q4 2018 reduction was Patriot National Bancorp, cutting an estimated $894K.
- River Oaks Capital fully exited Investar Holding Corp in Q4 2018, selling an estimated $4.03M.
- River Oaks Capital's ten largest holdings make up 43% of its $83.6M portfolio in Q4 2018.
- River Oaks Capital opened 3 new positions and closed 4 in Q4 2018.
- River Oaks Capital's portfolio value fell 28% quarter-over-quarter to $83.6M.
Based on River Oaks Capital's 13F filing for Q4 2018, filed 11 Feb 2019.