River Oaks Capital’s Axos Financial AX Stock Holding History

River Oaks Capital’s Portfolio AX Stock Details AX Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2018 Q4	–	Sell	-23,500	Closed	-$808K	–	53
2018 Q3	$808K	Sell	23,500 -12,300	-34%	-$472K	0.69%	41
2018 Q2	$1.47M	Sell	35,800 -14,200	-28%	-$590K	1.16%	36
2018 Q1	$2.03M	Sell	50,000 -8,000	-14%	-$292K	1.6%	30
2017 Q4	$1.73M	Hold	58,000	–	–	1.38%	33
2017 Q3	$1.65M	Buy	58,000 +550	+1%	+$14.4K	1.28%	33
2017 Q2	$1.36M	Buy	57,450 +6,450	+13%	+$153K	1.12%	35
2017 Q1	$1.33M	Buy	51,000 +16,000	+46%	+$462K	1.09%	37
2016 Q4	$999K	Buy	+35,000	New	+$833K	0.83%	44

Other funds holding AX

BlackRock New York $5.72T AUM 30.48% 1-Year Est. Return

Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return

Dimensional Fund Advisors Austin, Texas $481B AUM 30.42% 1-Year Est. Return

State Street Boston, Massachusetts $2.9T AUM 29.55% 1-Year Est. Return

Ameriprise Minneapolis, Minnesota $432B AUM 30.22% 1-Year Est. Return

EIP

Epoch Investment Partners New York $16.5B AUM 24.3% 1-Year Est. Return

RHJA

Rice Hall James & Associates San Diego, California $1.8B AUM 36.16% 1-Year Est. Return

Invesco Atlanta, Georgia $1.02T AUM 30.18% 1-Year Est. Return

Bank of New York Mellon New York $544B AUM 28.31% 1-Year Est. Return

APG Asset Management Amsterdam, Netherlands $31.6B AUM 19.33% 1-Year Est. Return

River Oaks Capital's AX Position: Q4 2018 in Review

River Oaks Capital sold out of Axos Financial (AX) in Q4 2018, closing a stake of 23,500 shares — an estimated $808K sold.

River Oaks Capital first reported a position in AX in Q4 2016 and held it in 8 quarters. The position peaked at $2.03M in Q1 2018. 245 funds tracked by Wall St. Rank hold AX as of Q4 2018.

River Oaks Capital reported no remaining Axos Financial position as of Q4 2018 after selling out during the quarter.
River Oaks Capital sold 23,500 Axos Financial shares in Q4 2018, an estimated $808K.
River Oaks Capital first reported a position in Axos Financial in Q4 2016 and held it in 8 quarters.
River Oaks Capital's Axos Financial position peaked at $2.03M in Q1 2018.
245 funds tracked by Wall St. Rank held Axos Financial as of Q4 2018.

Based on River Oaks Capital's 13F filing for Q4 2018, filed 11 Feb 2019.