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Axos Financial

229 hedge funds and large institutions have $1.62B invested in Axos Financial in 2016 Q4 according to their latest regulatory filings, with 42 funds opening new positions, 76 increasing their positions, 79 reducing their positions, and 28 closing their positions.

New
Increased
Maintained
Reduced
Closed

89.82% more ownership

Funds ownership: 0%89.82% (+90%)

71% more funds holding in top 10

Funds holding in top 10: 712 (+5)

50% more first-time investments, than exits

New positions opened: 42 | Existing positions closed: 28

29% more capital invested

Capital invested by funds: $1.26B → $1.62B (+$360M)

5% more funds holding

Funds holding: 218229 (+11)

4% less repeat investments, than reductions

Existing positions increased: 76 | Existing positions reduced: 79

26% less call options, than puts

Call options by funds: $26.1M | Put options by funds: $35.5M

Holders
229
Holders Change
+11
Holders Change %
+5.05%
% of All Funds
5.72%
Holding in Top 10
12
Holding in Top 10 Change
+5
Holding in Top 10 Change %
+71.43%
% of All Funds
0.3%
New
42
Increased
76
Reduced
79
Closed
28
Calls
$26.1M
Puts
$35.5M
Net Calls
-$9.39M
Net Calls Change
-$6.49M
Name Holding Trade Value Shares
Change
Change in
Stake
BFA
1
BlackRock Fund Advisors
California
$129M +$12.7M +533,100 +13%
Vanguard Group
2
Vanguard Group
Pennsylvania
$118M +$1.73M +72,523 +2%
Ameriprise
3
Ameriprise
Minnesota
$92.6M -$367K -15,419 -0.5%
Invesco
4
Invesco
Georgia
$76.6M +$5.76M +242,063 +10%
Dimensional Fund Advisors
5
Dimensional Fund Advisors
Texas
$68M +$59.3K +2,491 +0.1%
DAM
6
Davis Asset Management
California
$53.5M +$1.19M +50,000 +3%
PM
7
Pembroke Management
Quebec, Canada
$46.6M -$4.14M -174,000 -10%
BIT
8
BlackRock Institutional Trust
California
$42.3M +$578K +24,263 +2%
EA
9
Emerald Advisers
Pennsylvania
$38.3M +$11.8M +494,431 +58%
VOAM
10
Vertex One Asset Management
British Columbia, Canada
$36.7M +$1.32M +55,301 +4%
State Street
11
State Street
Massachusetts
$36.4M +$2M +84,194 +7%
EMFAT
12
Emerald Mutual Fund Advisers Trust
Pennsylvania
$35.8M +$7.48M +314,060 +33%
WC
13
Weatherbie Capital
Massachusetts
$34.5M +$4.62M +194,004 +19%
SI
14
Shaker Investments
Ohio
$32.4M -$508K -21,320 -2%
SOMRS
15
State of Michigan Retirement System
Michigan
$30.3M -$95.2K -4,000 -0.4%
Bank of New York Mellon
16
Bank of New York Mellon
New York
$26.9M +$589K +24,719 +3%
JP Morgan Chase
17
JP Morgan Chase
New York
$25.3M -$1.91M -80,326 -8%
KCM
18
Kennedy Capital Management
Missouri
$23.6M -$3.26M -136,867 -14%
Northern Trust
19
Northern Trust
Illinois
$22.7M -$671K -28,201 -3%
Janus Henderson Group
20
Janus Henderson Group
United Kingdom
$20.4M -$3.64M -153,032 -18%
SCA
21
Stieven Capital Advisors
Missouri
$20.3M -$1.76M -74,082 -9%
Geode Capital Management
22
Geode Capital Management
Massachusetts
$20.2M +$1.52M +63,789 +10%
N
23
Nuveen
North Carolina
$19.6M +$3.03M +127,428 +23%
BCM
24
Basswood Capital Management
New York
$19.2M -$7.73M -324,638 -33%
Morgan Stanley
25
Morgan Stanley
New York
$18.8M +$8.32M +349,500 +113%

AX Hedge Fund Activity: Q4 2016 in Review

229 of the 4,000 institutional investors tracked by Wall St. Rank reported a position in Axos Financial (AX) for Q4 2016, worth a combined $1.62B — up 29% from $1.26B a quarter earlier.

Buyers outnumbered sellers: 42 funds opened new AX positions and 28 closed out — a net gain of 14 holders — while 76 added to existing stakes and 79 trimmed.

The largest buyer was BlackRock Fund Advisors, adding an estimated $12.7M. The largest seller was Fiera Capital (Canada), exiting entirely with an estimated $10.7M sold.

  • 229 institutional investors held Axos Financial (AX) as of Q4 2016, up from 218 in Q3 2016.
  • Funds reported $1.62B of Axos Financial stock for Q4 2016, up 29% quarter-over-quarter.
  • 42 funds opened new Axos Financial positions in Q4 2016 and 28 closed out, a net change of +14 holders.
  • The largest Axos Financial buyer in Q4 2016 was BlackRock Fund Advisors, an estimated $12.7M added.
  • The largest Axos Financial seller in Q4 2016 was Fiera Capital (Canada), an estimated $10.7M sold.

Based on aggregated 13F filings for Q4 2016.