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Axos Financial
AX

230 hedge funds and large institutions have $1.6B invested in Axos Financial in 2018 Q3 according to their latest regulatory filings, with 33 funds opening new positions, 80 increasing their positions, 79 reducing their positions, and 49 closing their positions.

New
Increased
Maintained
Reduced
Closed

1% more repeat investments, than reductions

Existing positions increased: 80 | Existing positions reduced: 79

0% more funds holding in top 10

Funds holding in top 10: 3 → 3 (0)

2.57% less ownership

Funds ownership: 76.71% → 74.15% (-2.6%)

7% less funds holding

Funds holding: 247 → 230 (-17)

18% less capital invested

Capital invested by funds: $1.94B → $1.6B (-$342M)

33% less first-time investments, than exits

New positions opened: 33 | Existing positions closed: 49

64% less call options, than puts

Call options by funds: $19.5M | Put options by funds: $54.7M

Holders
230
Holders Change
-17
Holders Change %
-6.88%
% of All Funds
5.26%
Holding in Top 10
3
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.07%
New
33
Increased
80
Reduced
79
Closed
49
Calls
$19.5M
Puts
$54.7M
Net Calls
-$35.2M
Net Calls Change
+$2.63M

Top Buyers

1
EIP
Epoch Investment Partners
New York
+$34.5M
2
BlackRock
BlackRock
New York
+$10.9M
3
APG Asset Management
APG Asset Management
Netherlands
+$9.99M
4
Robeco Institutional Asset Management
Robeco Institutional Asset Management
Netherlands
+$7.11M
5
Vanguard Group
Vanguard Group
Pennsylvania
+$7.07M

Top Sellers

1
EA
Emerald Advisers
Pennsylvania
-$29.2M
2
EMFAT
Emerald Mutual Fund Advisers Trust
Pennsylvania
-$26.9M
3
DAM
Davis Asset Management
California
-$24M
4
PM
Pembroke Management
Quebec, Canada
-$23.1M
5
QI
QS Investors
New York
-$9.46M
Name Holding Trade Value Shares
Change 		Change in
Stake
BlackRock
1
BlackRock
New York
$300M +$10.9M +283,195 +3%
Vanguard Group
2
Vanguard Group
Pennsylvania
$229M +$7.07M +184,017 +3%
State Street
3
State Street
Massachusetts
$90.9M +$3.87M +100,790 +4%
Dimensional Fund Advisors
4
Dimensional Fund Advisors
Texas
$74.1M +$3.1M +80,657 +4%
Ameriprise
5
Ameriprise
Minnesota
$66.5M -$727K -18,921 -1%
EIP
6
Epoch Investment Partners
New York
$47.2M +$34.5M +899,341 +190%
Invesco
7
Invesco
Georgia
$44.6M -$6.38M -165,995 -11%
VOAM
8
Vertex One Asset Management
British Columbia, Canada
$36.5M -$384K -10,000 -0.9%
Bank of New York Mellon
9
Bank of New York Mellon
New York
$31.4M +$741K +19,287 +2%
JP Morgan Chase
10
JP Morgan Chase
New York
$30.7M +$967K +25,180 +3%
RHJA
11
Rice Hall James & Associates
California
$29.3M -$914K -23,805 -3%
Northern Trust
12
Northern Trust
Illinois
$28.9M +$198K +5,145 +0.6%
APG Asset Management
13
APG Asset Management
Netherlands
$24.9M +$9.99M +260,100 +45%
SI
14
Shaker Investments
Ohio
$24.1M -$264K -6,877 -1%
Janus Henderson Group
15
Janus Henderson Group
United Kingdom
$22.9M -$61.8K -1,608 -0.2%
Geode Capital Management
16
Geode Capital Management
Massachusetts
$21.5M +$950K +24,733 +4%
Norges Bank
17
Norges Bank
Norway
$18.8M +$1.08M +28,192 +5%
FAM
18
Fred Alger Management
New York
$17.9M -$4.98M -129,548 -20%
Principal Financial Group
19
Principal Financial Group
Iowa
$17.5M +$915K +23,817 +5%
PP
20
Prudential plc
United Kingdom
$16.7M -$311K -8,100 -2%
RA
21
Royce & Associates
New York
$16.6M +$179K +4,657 +1%
BCM
22
Basswood Capital Management
New York
$16.5M – – –
WA
23
Wasatch Advisors
Utah
$13.7M -$668K -17,380 -4%
Robeco Institutional Asset Management
24
Robeco Institutional Asset Management
Netherlands
$12.7M +$7.11M +185,000 +100%
Susquehanna International Group
25
Susquehanna International Group
Pennsylvania
$12.6M -$1.71M -44,417 -11%
1
2 3 4 5

AX Hedge Fund Activity: Q3 2018 in Review

230 of the 4,374 institutional investors tracked by Wall St. Rank reported a position in Axos Financial (AX) for Q3 2018, worth a combined $1.6B — down 18% from $1.94B a quarter earlier.

Sellers outnumbered buyers: 49 funds closed out of AX and 33 opened new positions — a net loss of 16 holders — while 79 trimmed existing stakes and 80 added.

The largest buyer was Epoch Investment Partners, adding an estimated $34.5M. The largest seller was Emerald Advisers, exiting entirely with an estimated $29.2M sold.

  • 230 institutional investors held Axos Financial (AX) as of Q3 2018, down from 247 in Q2 2018.
  • Funds reported $1.6B of Axos Financial stock for Q3 2018, down 18% quarter-over-quarter.
  • 33 funds opened new Axos Financial positions in Q3 2018 and 49 closed out, a net change of -16 holders.
  • The largest Axos Financial buyer in Q3 2018 was Epoch Investment Partners, an estimated $34.5M added.
  • The largest Axos Financial seller in Q3 2018 was Emerald Advisers, an estimated $29.2M sold.

Based on aggregated 13F filings for Q3 2018.