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Axos Financial

226 hedge funds and large institutions have $1.26B invested in Axos Financial in 2019 Q3 according to their latest regulatory filings, with 22 funds opening new positions, 71 increasing their positions, 76 reducing their positions, and 23 closing their positions.

New
Increased
Maintained
Reduced
Closed

33% more funds holding in top 10

Funds holding in top 10: 34 (+1)

2% more capital invested

Capital invested by funds: $1.23B → $1.26B (+$30.2M)

0.62% more ownership

Funds ownership: 73.53%74.15% (+0.62%)

0% less funds holding

Funds holding: 227226 (-1)

4% less first-time investments, than exits

New positions opened: 22 | Existing positions closed: 23

7% less repeat investments, than reductions

Existing positions increased: 71 | Existing positions reduced: 76

77% less call options, than puts

Call options by funds: $5.25M | Put options by funds: $23.3M

Holders
226
Holders Change
-1
Holders Change %
-0.44%
% of All Funds
4.96%
Holding in Top 10
4
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+33.33%
% of All Funds
0.09%
New
22
Increased
71
Reduced
76
Closed
23
Calls
$5.25M
Puts
$23.3M
Net Calls
-$18.1M
Net Calls Change
+$2.15M
Name Holding Trade Value Shares
Change
Change in
Stake
BlackRock
1
BlackRock
New York
$238M +$842K +31,280 +0.4%
Vanguard Group
2
Vanguard Group
Pennsylvania
$155M +$2.21M +82,093 +1%
Dimensional Fund Advisors
3
Dimensional Fund Advisors
Texas
$65.6M +$322K +11,951 +0.5%
EIP
4
Epoch Investment Partners
New York
$61.9M +$13.6M +506,961 +29%
Ameriprise
5
Ameriprise
Minnesota
$53.5M -$2.84M -105,618 -5%
State Street
6
State Street
Massachusetts
$51.2M -$3.08M -114,268 -6%
RHJA
7
Rice Hall James & Associates
California
$33.5M -$588K -21,826 -2%
Invesco
8
Invesco
Georgia
$30.2M -$282K -10,482 -1%
Northern Trust
9
Northern Trust
Illinois
$26.6M +$1.27M +47,350 +5%
PM
10
Pembroke Management
Quebec, Canada
$23.5M -$299K -11,119 -1%
Bank of New York Mellon
11
Bank of New York Mellon
New York
$22.8M -$724K -26,907 -3%
WA
12
Wasatch Advisors
Utah
$22.7M +$2.59M +96,130 +13%
Janus Henderson Group
13
Janus Henderson Group
United Kingdom
$21.5M +$81.9K +3,043 +0.4%
Geode Capital Management
14
Geode Capital Management
Massachusetts
$19.4M +$556K +20,652 +3%
SI
15
Shaker Investments
Ohio
$18.6M -$88.4K -3,285 -0.5%
Norges Bank
16
Norges Bank
Norway
$17.2M
Robeco Institutional Asset Management
17
Robeco Institutional Asset Management
Netherlands
$16.4M +$3.6M +133,779 +29%
PP
18
Prudential plc
United Kingdom
$13.9M -$1.24M -46,100 -8%
BCM
19
Basswood Capital Management
New York
$13.3M
N
20
Nuveen
North Carolina
$13M +$5.83M +216,420 +86%
Principal Financial Group
21
Principal Financial Group
Iowa
$12.9M -$7.08K -263 -0.1%
D.E. Shaw & Co
22
D.E. Shaw & Co
New York
$12.4M +$3.19M +118,617 +36%
State of Wisconsin Investment Board
23
State of Wisconsin Investment Board
Wisconsin
$10.4M
Wellington Management Group
24
Wellington Management Group
Massachusetts
$10.3M +$7.96M +295,870 +394%
Morgan Stanley
25
Morgan Stanley
New York
$9.79M -$1.59M -58,980 -14%

AX Hedge Fund Activity: Q3 2019 in Review

226 of the 4,560 institutional investors tracked by Wall St. Rank reported a position in Axos Financial (AX) for Q3 2019, worth a combined $1.26B — up 2.5% from $1.23B a quarter earlier.

Sellers outnumbered buyers: 23 funds closed out of AX and 22 opened new positions — a net loss of 1 holder — while 76 trimmed existing stakes and 71 added.

The largest buyer was Epoch Investment Partners, adding an estimated $13.6M. The largest seller was JP Morgan Chase, cutting an estimated $18.1M.

  • 226 institutional investors held Axos Financial (AX) as of Q3 2019, down from 227 in Q2 2019.
  • Funds reported $1.26B of Axos Financial stock for Q3 2019, up 2.5% quarter-over-quarter.
  • 22 funds opened new Axos Financial positions in Q3 2019 and 23 closed out, a net change of -1 holder.
  • The largest Axos Financial buyer in Q3 2019 was Epoch Investment Partners, an estimated $13.6M added.
  • The largest Axos Financial seller in Q3 2019 was JP Morgan Chase, an estimated $18.1M sold.

Based on aggregated 13F filings for Q3 2019.