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Axos Financial

240 hedge funds and large institutions have $1.31B invested in Axos Financial in 2019 Q1 according to their latest regulatory filings, with 29 funds opening new positions, 65 increasing their positions, 95 reducing their positions, and 33 closing their positions.

New
Increased
Maintained
Reduced
Closed

33% more funds holding in top 10

Funds holding in top 10: 34 (+1)

12% more capital invested

Capital invested by funds: $1.17B → $1.31B (+$142M)

0.1% more ownership

Funds ownership: 74.12%74.22% (+0.1%)

2% less funds holding

Funds holding: 245240 (-5)

12% less first-time investments, than exits

New positions opened: 29 | Existing positions closed: 33

32% less repeat investments, than reductions

Existing positions increased: 65 | Existing positions reduced: 95

83% less call options, than puts

Call options by funds: $4.72M | Put options by funds: $27.3M

Holders
240
Holders Change
-5
Holders Change %
-2.04%
% of All Funds
5.19%
Holding in Top 10
4
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+33.33%
% of All Funds
0.09%
New
29
Increased
65
Reduced
95
Closed
33
Calls
$4.72M
Puts
$27.3M
Net Calls
-$22.6M
Net Calls Change
-$15.9M
Name Holding Trade Value Shares
Change
Change in
Stake
BlackRock
1
BlackRock
New York
$246M -$9.16M -305,675 -3%
Vanguard Group
2
Vanguard Group
Pennsylvania
$160M -$23.8M -794,107 -13%
Dimensional Fund Advisors
3
Dimensional Fund Advisors
Texas
$68.2M +$3.4M +113,374 +5%
State Street
4
State Street
Massachusetts
$61M -$2.83M -94,490 -4%
Ameriprise
5
Ameriprise
Minnesota
$56.6M -$817K -27,260 -1%
EIP
6
Epoch Investment Partners
New York
$41.5M -$2.2M -73,296 -5%
RHJA
7
Rice Hall James & Associates
California
$37.3M +$2.25M +75,066 +6%
Invesco
8
Invesco
Georgia
$31.2M -$2.35M -78,442 -7%
PM
9
Pembroke Management
Quebec, Canada
$25.5M +$26.4M +881,586 New
Bank of New York Mellon
10
Bank of New York Mellon
New York
$24.5M -$645K -21,542 -2%
APG Asset Management
11
APG Asset Management
Netherlands
$24.3M -$725K -24,200 -3%
Northern Trust
12
Northern Trust
Illinois
$23.8M -$196K -6,551 -0.8%
Janus Henderson Group
13
Janus Henderson Group
United Kingdom
$22.8M +$158K +5,284 +0.7%
JP Morgan Chase
14
JP Morgan Chase
New York
$20.7M +$1.34M +44,617 +7%
Geode Capital Management
15
Geode Capital Management
Massachusetts
$18.4M +$1.05M +35,009 +6%
SI
16
Shaker Investments
Ohio
$17.9M -$2.33M -77,624 -11%
WA
17
Wasatch Advisors
Utah
$17.7M +$4.04M +134,904 +28%
FAM
18
Fred Alger Management
New York
$17.1M -$2.21M -73,665 -11%
Norges Bank
19
Norges Bank
Norway
$15.8M
PP
20
Prudential plc
United Kingdom
$14.7M -$1.57M -52,400 -9%
Principal Financial Group
21
Principal Financial Group
Iowa
$14.1M -$188K -6,260 -1%
BCM
22
Basswood Capital Management
New York
$13.9M
RA
23
Royce & Associates
New York
$12.8M -$1.44M -48,041 -10%
VOAM
24
Vertex One Asset Management
British Columbia, Canada
$11.4M -$5.28M -176,300 -31%
State of Wisconsin Investment Board
25
State of Wisconsin Investment Board
Wisconsin
$10.6M +$2.51M +83,900 +30%

AX Hedge Fund Activity: Q1 2019 in Review

240 of the 4,620 institutional investors tracked by Wall St. Rank reported a position in Axos Financial (AX) for Q1 2019, worth a combined $1.31B — up 12% from $1.17B a quarter earlier.

Sellers outnumbered buyers: 33 funds closed out of AX and 29 opened new positions — a net loss of 4 holders — while 95 trimmed existing stakes and 65 added.

The largest buyer was Pembroke Management, opening a new position worth an estimated $26.4M. The largest seller was Vanguard Group, cutting an estimated $23.8M.

  • 240 institutional investors held Axos Financial (AX) as of Q1 2019, down from 245 in Q4 2018.
  • Funds reported $1.31B of Axos Financial stock for Q1 2019, up 12% quarter-over-quarter.
  • 29 funds opened new Axos Financial positions in Q1 2019 and 33 closed out, a net change of -4 holders.
  • The largest Axos Financial buyer in Q1 2019 was Pembroke Management, an estimated $26.4M added.
  • The largest Axos Financial seller in Q1 2019 was Vanguard Group, an estimated $23.8M sold.

Based on aggregated 13F filings for Q1 2019.