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Axos Financial

245 hedge funds and large institutions have $1.17B invested in Axos Financial in 2018 Q4 according to their latest regulatory filings, with 55 funds opening new positions, 56 increasing their positions, 85 reducing their positions, and 37 closing their positions.

New
Increased
Maintained
Reduced
Closed

49% more first-time investments, than exits

New positions opened: 55 | Existing positions closed: 37

7% more funds holding

Funds holding: 230245 (+15)

0% more funds holding in top 10

Funds holding in top 10: 33 (0)

0.03% less ownership

Funds ownership: 74.15%74.12% (-0.03%)

27% less capital invested

Capital invested by funds: $1.6B → $1.17B (-$428M)

34% less repeat investments, than reductions

Existing positions increased: 56 | Existing positions reduced: 85

40% less call options, than puts

Call options by funds: $10.1M | Put options by funds: $16.7M

Holders
245
Holders Change
+15
Holders Change %
+6.52%
% of All Funds
5.46%
Holding in Top 10
3
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.07%
New
55
Increased
56
Reduced
85
Closed
37
Calls
$10.1M
Puts
$16.7M
Net Calls
-$6.62M
Net Calls Change
+$28.6M
Name Holding Trade Value Shares
Change
Change in
Stake
BlackRock
1
BlackRock
New York
$221M +$2.21M +73,163 +0.8%
Vanguard Group
2
Vanguard Group
Pennsylvania
$159M -$9.82M -325,464 -5%
Dimensional Fund Advisors
3
Dimensional Fund Advisors
Texas
$56.5M +$2.63M +87,122 +4%
State Street
4
State Street
Massachusetts
$55.4M -$13.3M -441,760 -17%
Ameriprise
5
Ameriprise
Minnesota
$49.9M +$1.45M +47,917 +2%
EIP
6
Epoch Investment Partners
New York
$38M +$4.1M +135,842 +10%
RHJA
7
Rice Hall James & Associates
California
$30.5M +$10.9M +360,306 +42%
Invesco
8
Invesco
Georgia
$29.1M -$4.26M -141,181 -11%
Bank of New York Mellon
9
Bank of New York Mellon
New York
$21.9M -$1.33M -43,941 -5%
APG Asset Management
10
APG Asset Management
Netherlands
$21.3M +$3.73M +123,500 +15%
Northern Trust
11
Northern Trust
Illinois
$20.8M -$395K -13,090 -2%
Janus Henderson Group
12
Janus Henderson Group
United Kingdom
$19.6M +$3.45M +114,225 +17%
SI
13
Shaker Investments
Ohio
$17.5M -$182K -6,030 -0.9%
JP Morgan Chase
14
JP Morgan Chase
New York
$16.9M -$6.69M -221,889 -25%
FAM
15
Fred Alger Management
New York
$16.7M +$4.3M +142,544 +27%
Geode Capital Management
16
Geode Capital Management
Massachusetts
$15.1M -$791K -26,232 -4%
VOAM
17
Vertex One Asset Management
British Columbia, Canada
$14.4M -$14.8M -489,900 -46%
PP
18
Prudential plc
United Kingdom
$14.1M +$2.27M +75,300 +15%
Norges Bank
19
Norges Bank
Norway
$13.7M
Principal Financial Group
20
Principal Financial Group
Iowa
$12.4M -$485K -16,074 -3%
RA
21
Royce & Associates
New York
$12.3M +$190K +6,308 +1%
BCM
22
Basswood Capital Management
New York
$12.1M
WA
23
Wasatch Advisors
Utah
$12M +$2.36M +78,289 +20%
Deutsche Bank
24
Deutsche Bank
Germany
$9.95M +$1.19M +39,565 +11%
STB
25
S&T Bank
Pennsylvania
$7.98M +$9.56M +316,895 New

AX Hedge Fund Activity: Q4 2018 in Review

245 of the 4,488 institutional investors tracked by Wall St. Rank reported a position in Axos Financial (AX) for Q4 2018, worth a combined $1.17B — down 27% from $1.6B a quarter earlier.

Buyers outnumbered sellers: 55 funds opened new AX positions and 37 closed out — a net gain of 18 holders — while 56 added to existing stakes and 85 trimmed.

The largest buyer was Rice Hall James & Associates, adding an estimated $10.9M. The largest seller was Vertex One Asset Management, cutting an estimated $14.8M.

  • 245 institutional investors held Axos Financial (AX) as of Q4 2018, up from 230 in Q3 2018.
  • Funds reported $1.17B of Axos Financial stock for Q4 2018, down 27% quarter-over-quarter.
  • 55 funds opened new Axos Financial positions in Q4 2018 and 37 closed out, a net change of +18 holders.
  • The largest Axos Financial buyer in Q4 2018 was Rice Hall James & Associates, an estimated $10.9M added.
  • The largest Axos Financial seller in Q4 2018 was Vertex One Asset Management, an estimated $14.8M sold.

Based on aggregated 13F filings for Q4 2018.