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Axos Financial

206 hedge funds and large institutions have $1.05B invested in Axos Financial in 2020 Q3 according to their latest regulatory filings, with 18 funds opening new positions, 68 increasing their positions, 77 reducing their positions, and 29 closing their positions.

New
Increased
Maintained
Reduced
Closed

200% more funds holding in top 10

Funds holding in top 10: 13 (+2)

91% more call options, than puts

Call options by funds: $7.25M | Put options by funds: $3.79M

6% more capital invested

Capital invested by funds: $994M → $1.05B (+$59.8M)

0.22% more ownership

Funds ownership: 75.54%75.77% (+0.22%)

5% less funds holding

Funds holding: 217206 (-11)

12% less repeat investments, than reductions

Existing positions increased: 68 | Existing positions reduced: 77

38% less first-time investments, than exits

New positions opened: 18 | Existing positions closed: 29

Holders
206
Holders Change
-11
Holders Change %
-5.07%
% of All Funds
4.16%
Holding in Top 10
3
Holding in Top 10 Change
+2
Holding in Top 10 Change %
+200%
% of All Funds
0.06%
New
18
Increased
68
Reduced
77
Closed
29
Calls
$7.25M
Puts
$3.79M
Net Calls
+$3.46M
Net Calls Change
+$2.87M
Name Holding Trade Value Shares
Change
Change in
Stake
BlackRock
1
BlackRock
New York
$187M -$6.78M -296,824 -4%
Vanguard Group
2
Vanguard Group
Pennsylvania
$120M -$5.39M -235,857 -4%
Dimensional Fund Advisors
3
Dimensional Fund Advisors
Texas
$58M -$55.2K -2,415 -0.1%
EIP
4
Epoch Investment Partners
New York
$47M -$1.04M -45,635 -2%
State Street
5
State Street
Massachusetts
$43.3M -$3.58M -156,769 -8%
Ameriprise
6
Ameriprise
Minnesota
$36.5M -$644K -28,192 -2%
Robeco Institutional Asset Management
7
Robeco Institutional Asset Management
Netherlands
$31.5M +$7.43M +325,000 +32%
WA
8
Wasatch Advisors
Utah
$31.2M +$8.98M +392,996 +41%
RHJA
9
Rice Hall James & Associates
California
$27.6M +$1.75M +76,477 +7%
Northern Trust
10
Northern Trust
Illinois
$26.5M -$655K -28,651 -2%
GCM
11
Geneva Capital Management
Wisconsin
$22.7M +$545K +23,826 +3%
Geode Capital Management
12
Geode Capital Management
Massachusetts
$18.4M +$210K +9,172 +1%
BCM
13
Basswood Capital Management
New York
$17.4M +$887K +38,783 +5%
Bank of New York Mellon
14
Bank of New York Mellon
New York
$16.7M -$734K -32,119 -4%
Norges Bank
15
Norges Bank
Norway
$16.4M +$1.01M +44,032 +7%
SI
16
Shaker Investments
Ohio
$15M -$106K -4,652 -0.7%
DAM
17
Davis Asset Management
California
$13.7M +$8.9M +389,548 +196%
PM
18
Pembroke Management
Quebec, Canada
$13.5M -$1.11M -48,397 -8%
Invesco
19
Invesco
Georgia
$13.3M -$7.05M -308,230 -35%
FAM
20
Fred Alger Management
New York
$12.6M +$5.62M +245,710 +84%
N
21
Nuveen
North Carolina
$12.2M +$65K +2,843 +0.5%
PP
22
Prudential plc
United Kingdom
$10.4M -$455K -19,900 -4%
State of Wisconsin Investment Board
23
State of Wisconsin Investment Board
Wisconsin
$9.83M
Charles Schwab
24
Charles Schwab
California
$9.68M +$223K +9,734 +2%
Wells Fargo
25
Wells Fargo
California
$9.09M +$117K +5,134 +1%

AX Hedge Fund Activity: Q3 2020 in Review

206 of the 4,956 institutional investors tracked by Wall St. Rank reported a position in Axos Financial (AX) for Q3 2020, worth a combined $1.05B — up 6% from $994M a quarter earlier.

Sellers outnumbered buyers: 29 funds closed out of AX and 18 opened new positions — a net loss of 11 holders — while 77 trimmed existing stakes and 68 added.

The largest buyer was Wasatch Advisors, adding an estimated $8.98M. The largest seller was Invesco, cutting an estimated $7.05M.

  • 206 institutional investors held Axos Financial (AX) as of Q3 2020, down from 217 in Q2 2020.
  • Funds reported $1.05B of Axos Financial stock for Q3 2020, up 6% quarter-over-quarter.
  • 18 funds opened new Axos Financial positions in Q3 2020 and 29 closed out, a net change of -11 holders.
  • The largest Axos Financial buyer in Q3 2020 was Wasatch Advisors, an estimated $8.98M added.
  • The largest Axos Financial seller in Q3 2020 was Invesco, an estimated $7.05M sold.

Based on aggregated 13F filings for Q3 2020.