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Axos Financial

142 hedge funds and large institutions have $658M invested in Axos Financial in 2013 Q4 according to their latest regulatory filings, with 25 funds opening new positions, 50 increasing their positions, 52 reducing their positions, and 20 closing their positions.

New
Increased
Maintained
Reduced
Closed

28% more capital invested

Capital invested by funds: $516M → $658M (+$142M)

25% more first-time investments, than exits

New positions opened: 25 | Existing positions closed: 20

4% more funds holding

Funds holding: 137142 (+5)

4% less repeat investments, than reductions

Existing positions increased: 50 | Existing positions reduced: 52

43% less call options, than puts

Call options by funds: $17M | Put options by funds: $29.8M

Holders
142
Holders Change
+5
Holders Change %
+3.65%
% of All Funds
4.12%
Holding in Top 10
2
Holding in Top 10 Change
+2
Holding in Top 10 Change %
% of All Funds
0.06%
New
25
Increased
50
Reduced
52
Closed
20
Calls
$17M
Puts
$29.8M
Net Calls
-$12.7M
Net Calls Change
+$2.2M
Name Holding Trade Value Shares
Change
Change in
Stake
Renaissance Technologies
1
Renaissance Technologies
New York
$58.4M -$1.19M -66,400 -2%
BFA
2
BlackRock Fund Advisors
California
$53.6M +$1.22M +67,604 +3%
Dimensional Fund Advisors
3
Dimensional Fund Advisors
Texas
$39.9M +$1.55M +86,408 +4%
GGHC
4
Gilder Gagnon Howe & Co
New York
$35.4M -$4.44M -247,000 -12%
Vanguard Group
5
Vanguard Group
Pennsylvania
$33.1M +$2.42M +134,440 +9%
Fidelity Investments
6
Fidelity Investments
Massachusetts
$30M +$590K +32,800 +2%
PM
7
Pembroke Management
Quebec, Canada
$28.7M +$2.57M +142,800 +11%
WC
8
Weatherbie Capital
Massachusetts
$27.7M +$2.83M +157,608 +13%
SI
9
Shaker Investments
Ohio
$25.5M +$23.3M +1,298,308 New
GF
10
Gerstein Fisher
New York
$18.6M +$809K +44,972 +34%
State Street
11
State Street
Massachusetts
$18.5M -$177K -9,836 -1%
ACMM
12
Arbor Capital Management (Minnesota)
Minnesota
$17.4M -$1.24M -68,764 -7%
TSW
13
Thompson Siegel & Walmsley
Virginia
$14.5M -$1.97M -109,456 -13%
Northern Trust
14
Northern Trust
Illinois
$13.8M -$55.7K -3,096 -0.4%
BIT
15
BlackRock Institutional Trust
California
$11.4M -$728K -40,496 -6%
CAM
16
Cortina Asset Management
Wisconsin
$11.4M +$17.7K +984 +0.2%
Bank of New York Mellon
17
Bank of New York Mellon
New York
$11.1M -$144K -8,004 -1%
State of Wisconsin Investment Board
18
State of Wisconsin Investment Board
Wisconsin
$10.3M
Invesco
19
Invesco
Georgia
$10M +$3.64M +202,516 +66%
WA
20
Wasatch Advisors
Utah
$8.88M -$1.01M -56,200 -11%
EIM
21
Essex Investment Management
Massachusetts
$7M +$820K +45,608 +15%
Allianz Asset Management
22
Allianz Asset Management
Germany
$6.04M -$3.13M -173,936 -36%
Principal Financial Group
23
Principal Financial Group
Iowa
$5.83M +$401K +22,324 +8%
PI
24
Putnam Investments
Massachusetts
$5.64M -$5.46M -303,540 -51%
AP
25
Alydar Partners
Massachusetts
$5.49M +$5.04M +280,000 New

AX Hedge Fund Activity: Q4 2013 in Review

142 of the 3,445 institutional investors tracked by Wall St. Rank reported a position in Axos Financial (AX) for Q4 2013, worth a combined $658M — up 28% from $516M a quarter earlier.

Buyers outnumbered sellers: 25 funds opened new AX positions and 20 closed out — a net gain of 5 holders — while 50 added to existing stakes and 52 trimmed.

The largest buyer was Alydar Partners, opening a new position worth an estimated $5.04M. The largest seller was Royce & Associates, cutting an estimated $8.34M.

  • 142 institutional investors held Axos Financial (AX) as of Q4 2013, up from 137 in Q3 2013.
  • Funds reported $658M of Axos Financial stock for Q4 2013, up 28% quarter-over-quarter.
  • 25 funds opened new Axos Financial positions in Q4 2013 and 20 closed out, a net change of +5 holders.
  • The largest Axos Financial buyer in Q4 2013 was Alydar Partners, an estimated $5.04M added.
  • The largest Axos Financial seller in Q4 2013 was Royce & Associates, an estimated $8.34M sold.

Based on aggregated 13F filings for Q4 2013.