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Axos Financial

233 hedge funds and large institutions have $2.37B invested in Axos Financial in 2021 Q3 according to their latest regulatory filings, with 19 funds opening new positions, 72 increasing their positions, 80 reducing their positions, and 18 closing their positions.

New
Increased
Maintained
Reduced
Closed

137% more call options, than puts

Call options by funds: $8.88M | Put options by funds: $3.75M

50% more funds holding in top 10

Funds holding in top 10: 23 (+1)

12% more capital invested

Capital invested by funds: $2.11B → $2.37B (+$261M)

6% more first-time investments, than exits

New positions opened: 19 | Existing positions closed: 18

0.96% more ownership

Funds ownership: 76.96%77.92% (+0.96%)

0% more funds holding

Funds holding: 233233 (0)

10% less repeat investments, than reductions

Existing positions increased: 72 | Existing positions reduced: 80

Holders
233
Holders Change
Holders Change %
0%
% of All Funds
4.08%
Holding in Top 10
3
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+50%
% of All Funds
0.05%
New
19
Increased
72
Reduced
80
Closed
18
Calls
$8.88M
Puts
$3.75M
Net Calls
+$5.12M
Net Calls Change
+$661K
Name Holding Trade Value Shares
Change
Change in
Stake
BlackRock
1
BlackRock
New York
$446M +$2.05M +43,120 +0.5%
Vanguard Group
2
Vanguard Group
Pennsylvania
$282M +$2.22M +46,829 +0.9%
Dimensional Fund Advisors
3
Dimensional Fund Advisors
Texas
$109M -$3.55M -74,764 -3%
State Street
4
State Street
Massachusetts
$104M -$4.77M -100,562 -5%
WA
5
Wasatch Advisors
Utah
$99M +$8.36M +176,193 +10%
Ameriprise
6
Ameriprise
Minnesota
$95.9M -$4.6M -96,915 -5%
Fidelity Investments
7
Fidelity Investments
Massachusetts
$77.7M +$25.7M +540,877 +56%
Robeco Institutional Asset Management
8
Robeco Institutional Asset Management
Netherlands
$72.2M +$2.37M +50,000 +4%
FAM
9
Fred Alger Management
New York
$56M +$184K +3,869 +0.4%
EIP
10
Epoch Investment Partners
New York
$55.2M +$240K +5,057 +0.5%
GCM
11
Geneva Capital Management
Wisconsin
$49.5M -$275K -5,802 -0.6%
RHJA
12
Rice Hall James & Associates
California
$47.9M -$778K -16,405 -2%
Geode Capital Management
13
Geode Capital Management
Massachusetts
$47.7M +$691K +14,564 +2%
Northern Trust
14
Northern Trust
Illinois
$42.3M -$818K -17,238 -2%
Bank of New York Mellon
15
Bank of New York Mellon
New York
$38.8M +$2.04M +42,946 +6%
DAM
16
Davis Asset Management
California
$31.3M
Loomis, Sayles & Company
17
Loomis, Sayles & Company
Massachusetts
$31.3M +$8.33M +175,487 +41%
SI
18
Shaker Investments
Ohio
$26.4M -$1.01M -21,268 -4%
Norges Bank
19
Norges Bank
Norway
$26.2M -$1.32M -27,882 -5%
PM
20
Pembroke Management
Quebec, Canada
$25.7M +$55.4K +1,168 +0.2%
Principal Financial Group
21
Principal Financial Group
Iowa
$23.5M +$416K +8,768 +2%
Charles Schwab
22
Charles Schwab
California
$23.4M +$615K +12,967 +3%
OCM
23
Orchard Capital Management
Illinois
$23M
RA
24
Royce & Associates
New York
$21.7M +$2.06M +43,345 +11%
RI
25
Redwood Investments
Massachusetts
$21.7M +$10.2M +214,805 +104%

AX Hedge Fund Activity: Q3 2021 in Review

233 of the 5,712 institutional investors tracked by Wall St. Rank reported a position in Axos Financial (AX) for Q3 2021, worth a combined $2.37B — up 12% from $2.11B a quarter earlier.

Buyers outnumbered sellers: 19 funds opened new AX positions and 18 closed out — a net gain of 1 holder — while 72 added to existing stakes and 80 trimmed.

The largest buyer was Fidelity Investments, adding an estimated $25.7M. The largest seller was Nomura Asset Management, exiting entirely with an estimated $4.88M sold.

  • 233 institutional investors held Axos Financial (AX) as of Q3 2021, unchanged from Q2 2021.
  • Funds reported $2.37B of Axos Financial stock for Q3 2021, up 12% quarter-over-quarter.
  • 19 funds opened new Axos Financial positions in Q3 2021 and 18 closed out, a net change of +1 holder.
  • The largest Axos Financial buyer in Q3 2021 was Fidelity Investments, an estimated $25.7M added.
  • The largest Axos Financial seller in Q3 2021 was Nomura Asset Management, an estimated $4.88M sold.

Based on aggregated 13F filings for Q3 2021.