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Axos Financial

224 hedge funds and large institutions have $1.41B invested in Axos Financial in 2019 Q4 according to their latest regulatory filings, with 24 funds opening new positions, 74 increasing their positions, 87 reducing their positions, and 20 closing their positions.

New
Increased
Maintained
Reduced
Closed

25% more funds holding in top 10

Funds holding in top 10: 45 (+1)

20% more first-time investments, than exits

New positions opened: 24 | Existing positions closed: 20

12% more capital invested

Capital invested by funds: $1.26B → $1.41B (+$153M)

1.75% more ownership

Funds ownership: 74.15%75.9% (+1.8%)

1% less funds holding

Funds holding: 226224 (-2)

15% less repeat investments, than reductions

Existing positions increased: 74 | Existing positions reduced: 87

31% less call options, than puts

Call options by funds: $15.7M | Put options by funds: $22.8M

Holders
224
Holders Change
-2
Holders Change %
-0.88%
% of All Funds
4.41%
Holding in Top 10
5
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+25%
% of All Funds
0.1%
New
24
Increased
74
Reduced
87
Closed
20
Calls
$15.7M
Puts
$22.8M
Net Calls
-$7.11M
Net Calls Change
+$10.9M
Name Holding Trade Value Shares
Change
Change in
Stake
BlackRock
1
BlackRock
New York
$264M +$3.07M +104,942 +1%
Vanguard Group
2
Vanguard Group
Pennsylvania
$168M -$1.32M -45,256 -0.8%
Dimensional Fund Advisors
3
Dimensional Fund Advisors
Texas
$71.6M -$217K -7,421 -0.3%
EIP
4
Epoch Investment Partners
New York
$64.6M -$3.04M -104,181 -5%
State Street
5
State Street
Massachusetts
$55.9M -$172K -5,873 -0.3%
Ameriprise
6
Ameriprise
Minnesota
$55.2M -$3.27M -111,890 -6%
RHJA
7
Rice Hall James & Associates
California
$35.7M -$902K -30,859 -3%
Invesco
8
Invesco
Georgia
$32.5M -$527K -18,031 -2%
WA
9
Wasatch Advisors
Utah
$31.7M +$6.57M +224,925 +27%
Northern Trust
10
Northern Trust
Illinois
$28.5M -$666K -22,792 -2%
Robeco Institutional Asset Management
11
Robeco Institutional Asset Management
Netherlands
$26.8M +$8.51M +291,221 +49%
PM
12
Pembroke Management
Quebec, Canada
$25.7M -$106K -3,619 -0.4%
Bank of New York Mellon
13
Bank of New York Mellon
New York
$24.6M -$366K -12,527 -2%
Janus Henderson Group
14
Janus Henderson Group
United Kingdom
$23.3M -$267K -9,131 -1%
Geode Capital Management
15
Geode Capital Management
Massachusetts
$21.8M +$539K +18,437 +3%
SI
16
Shaker Investments
Ohio
$19.9M -$400K -13,675 -2%
Norges Bank
17
Norges Bank
Norway
$18.9M
EMFAT
18
Emerald Mutual Fund Advisers Trust
Pennsylvania
$14.9M +$14.4M +492,070 New
EA
19
Emerald Advisers
Pennsylvania
$14.9M +$14.4M +491,662 New
BCM
20
Basswood Capital Management
New York
$14.6M
PP
21
Prudential plc
United Kingdom
$14.4M -$701K -24,000 -5%
Arrowstreet Capital
22
Arrowstreet Capital
Massachusetts
$14.3M +$6.58M +225,336 +91%
N
23
Nuveen
North Carolina
$13.9M -$315K -10,783 -2%
Morgan Stanley
24
Morgan Stanley
New York
$13.1M +$2.26M +77,269 +22%
Principal Financial Group
25
Principal Financial Group
Iowa
$13M -$1.04M -35,610 -8%

AX Hedge Fund Activity: Q4 2019 in Review

224 of the 5,075 institutional investors tracked by Wall St. Rank reported a position in Axos Financial (AX) for Q4 2019, worth a combined $1.41B — up 12% from $1.26B a quarter earlier.

Buyers outnumbered sellers: 24 funds opened new AX positions and 20 closed out — a net gain of 4 holders — while 74 added to existing stakes and 87 trimmed.

The largest buyer was Emerald Mutual Fund Advisers Trust, opening a new position worth an estimated $14.4M. The largest seller was Millennium Management, cutting an estimated $7.02M.

  • 224 institutional investors held Axos Financial (AX) as of Q4 2019, down from 226 in Q3 2019.
  • Funds reported $1.41B of Axos Financial stock for Q4 2019, up 12% quarter-over-quarter.
  • 24 funds opened new Axos Financial positions in Q4 2019 and 20 closed out, a net change of +4 holders.
  • The largest Axos Financial buyer in Q4 2019 was Emerald Mutual Fund Advisers Trust, an estimated $14.4M added.
  • The largest Axos Financial seller in Q4 2019 was Millennium Management, an estimated $7.02M sold.

Based on aggregated 13F filings for Q4 2019.