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Axos Financial

236 hedge funds and large institutions have $1.7B invested in Axos Financial in 2020 Q4 according to their latest regulatory filings, with 52 funds opening new positions, 58 increasing their positions, 81 reducing their positions, and 22 closing their positions.

New
Increased
Maintained
Reduced
Closed

243% more call options, than puts

Call options by funds: $10.1M | Put options by funds: $2.95M

136% more first-time investments, than exits

New positions opened: 52 | Existing positions closed: 22

62% more capital invested

Capital invested by funds: $1.05B → $1.7B (+$650M)

33% more funds holding in top 10

Funds holding in top 10: 34 (+1)

15% more funds holding

Funds holding: 206236 (+30)

1.18% more ownership

Funds ownership: 75.77%76.95% (+1.2%)

28% less repeat investments, than reductions

Existing positions increased: 58 | Existing positions reduced: 81

Holders
236
Holders Change
+30
Holders Change %
+14.56%
% of All Funds
4.18%
Holding in Top 10
4
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+33.33%
% of All Funds
0.07%
New
52
Increased
58
Reduced
81
Closed
22
Calls
$10.1M
Puts
$2.95M
Net Calls
+$7.17M
Net Calls Change
+$3.7M
Name Holding Trade Value Shares
Change
Change in
Stake
BlackRock
1
BlackRock
New York
$315M +$12.1M +381,379 +5%
Vanguard Group
2
Vanguard Group
Pennsylvania
$192M -$335K -10,591 -0.2%
Dimensional Fund Advisors
3
Dimensional Fund Advisors
Texas
$91.5M -$1.58M -49,917 -2%
State Street
4
State Street
Massachusetts
$70.8M +$946K +29,937 +2%
EIP
5
Epoch Investment Partners
New York
$69.7M -$4.99M -157,956 -8%
Ameriprise
6
Ameriprise
Minnesota
$59.9M +$942K +29,807 +2%
Robeco Institutional Asset Management
7
Robeco Institutional Asset Management
Netherlands
$51.6M +$790K +25,000 +2%
WA
8
Wasatch Advisors
Utah
$50M -$280K -8,862 -0.7%
RHJA
9
Rice Hall James & Associates
California
$43.4M -$890K -28,142 -2%
Northern Trust
10
Northern Trust
Illinois
$41.3M -$1.2M -37,954 -3%
GCM
11
Geneva Capital Management
Wisconsin
$37.7M +$948K +29,998 +3%
Geode Capital Management
12
Geode Capital Management
Massachusetts
$30.3M +$563K +17,817 +2%
Norges Bank
13
Norges Bank
Norway
$26.7M +$280K +8,869 +1%
Bank of New York Mellon
14
Bank of New York Mellon
New York
$26.3M -$520K -16,452 -2%
DAM
15
Davis Asset Management
California
$25.4M +$2.77M +87,700 +15%
Invesco
16
Invesco
Georgia
$22.7M +$1.11M +35,240 +6%
SI
17
Shaker Investments
Ohio
$21.5M -$2.19M -69,123 -11%
JP Morgan Chase
18
JP Morgan Chase
New York
$21.1M +$13M +412,654 +276%
N
19
Nuveen
North Carolina
$19.4M -$199K -6,294 -1%
PM
20
Pembroke Management
Quebec, Canada
$17.6M -$3.41M -107,734 -19%
FAM
21
Fred Alger Management
New York
$17.2M -$2.53M -79,893 -15%
Charles Schwab
22
Charles Schwab
California
$16.1M +$471K +14,901 +4%
Principal Financial Group
23
Principal Financial Group
Iowa
$15.3M +$1.15M +36,320 +10%
Wells Fargo
24
Wells Fargo
California
$14.1M -$415K -13,140 -3%
State of Wisconsin Investment Board
25
State of Wisconsin Investment Board
Wisconsin
$14.1M -$1.48M -46,700 -11%

AX Hedge Fund Activity: Q4 2020 in Review

236 of the 5,651 institutional investors tracked by Wall St. Rank reported a position in Axos Financial (AX) for Q4 2020, worth a combined $1.7B — up 62% from $1.05B a quarter earlier.

Buyers outnumbered sellers: 52 funds opened new AX positions and 22 closed out — a net gain of 30 holders — while 58 added to existing stakes and 81 trimmed.

The largest buyer was JP Morgan Chase, adding an estimated $13M. The largest seller was Basswood Capital Management, cutting an estimated $18M.

  • 236 institutional investors held Axos Financial (AX) as of Q4 2020, up from 206 in Q3 2020.
  • Funds reported $1.7B of Axos Financial stock for Q4 2020, up 62% quarter-over-quarter.
  • 52 funds opened new Axos Financial positions in Q4 2020 and 22 closed out, a net change of +30 holders.
  • The largest Axos Financial buyer in Q4 2020 was JP Morgan Chase, an estimated $13M added.
  • The largest Axos Financial seller in Q4 2020 was Basswood Capital Management, an estimated $18M sold.

Based on aggregated 13F filings for Q4 2020.