We are live on ! Find out more
AX icon

Axos Financial

225 hedge funds and large institutions have $1.46B invested in Axos Financial in 2017 Q1 according to their latest regulatory filings, with 33 funds opening new positions, 71 increasing their positions, 84 reducing their positions, and 29 closing their positions.

New
Increased
Maintained
Reduced
Closed

14% more first-time investments, than exits

New positions opened: 33 | Existing positions closed: 29

1.52% less ownership

Funds ownership: 89.82%88.3% (-1.5%)

2% less funds holding

Funds holding: 229225 (-4)

10% less capital invested

Capital invested by funds: $1.62B → $1.46B (-$159M)

15% less repeat investments, than reductions

Existing positions increased: 71 | Existing positions reduced: 84

33% less funds holding in top 10

Funds holding in top 10: 128 (-4)

84% less call options, than puts

Call options by funds: $11.3M | Put options by funds: $69.3M

Holders
225
Holders Change
-4
Holders Change %
-1.75%
% of All Funds
5.6%
Holding in Top 10
8
Holding in Top 10 Change
-4
Holding in Top 10 Change %
-33.33%
% of All Funds
0.2%
New
33
Increased
71
Reduced
84
Closed
29
Calls
$11.3M
Puts
$69.3M
Net Calls
-$58.1M
Net Calls Change
-$48.7M
Name Holding Trade Value Shares
Change
Change in
Stake
BlackRock
1
BlackRock
New York
$194M +$215M +7,432,510 +115,358%
Vanguard Group
2
Vanguard Group
Pennsylvania
$142M +$37.3M +1,290,172 +31%
Ameriprise
3
Ameriprise
Minnesota
$71.4M -$14.7M -509,328 -16%
Invesco
4
Invesco
Georgia
$71M +$957K +33,127 +1%
Dimensional Fund Advisors
5
Dimensional Fund Advisors
Texas
$58.1M -$4.57M -158,116 -7%
DAM
6
Davis Asset Management
California
$49M
PM
7
Pembroke Management
Quebec, Canada
$36.7M -$6.65M -230,200 -14%
VOAM
8
Vertex One Asset Management
British Columbia, Canada
$36.5M +$3.2M +110,600 +9%
EA
9
Emerald Advisers
Pennsylvania
$36.3M +$1.39M +48,049 +4%
State Street
10
State Street
Massachusetts
$36.1M +$3.08M +106,592 +8%
EMFAT
11
Emerald Mutual Fund Advisers Trust
Pennsylvania
$35.4M +$2.93M +101,528 +8%
FAM
12
Fred Alger Management
New York
$32M +$35.4M +1,223,942 New
SI
13
Shaker Investments
Ohio
$28.2M -$1.6M -55,500 -5%
SOMRS
14
State of Michigan Retirement System
Michigan
$27.7M
Bank of New York Mellon
15
Bank of New York Mellon
New York
$25.3M +$815K +28,213 +3%
BCM
16
Basswood Capital Management
New York
$24.9M +$8.05M +278,660 +41%
Northern Trust
17
Northern Trust
Illinois
$20.8M -$1.85K -64 -0%
KCM
18
Kennedy Capital Management
Missouri
$20.3M -$1.41M -48,723 -6%
Geode Capital Management
19
Geode Capital Management
Massachusetts
$18.9M +$377K +13,044 +2%
Janus Henderson Group
20
Janus Henderson Group
United Kingdom
$17.9M -$866K -29,967 -4%
SCA
21
Stieven Capital Advisors
Missouri
$17.8M -$881K -30,500 -4%
JP Morgan Chase
22
JP Morgan Chase
New York
$17M -$6.82M -236,178 -27%
PP
23
Prudential plc
United Kingdom
$16.2M +$2.13M +73,700 +13%
Millennium Management
24
Millennium Management
New York
$15.5M +$17.1M +593,492 New
TSW
25
Thompson Siegel & Walmsley
Virginia
$15.4M +$911K +31,536 +6%

AX Hedge Fund Activity: Q1 2017 in Review

225 of the 4,017 institutional investors tracked by Wall St. Rank reported a position in Axos Financial (AX) for Q1 2017, worth a combined $1.46B — down 9.8% from $1.62B a quarter earlier.

Buyers outnumbered sellers: 33 funds opened new AX positions and 29 closed out — a net gain of 4 holders — while 71 added to existing stakes and 84 trimmed.

The largest buyer was BlackRock, adding an estimated $215M. The largest seller was Ameriprise, cutting an estimated $14.7M.

  • 225 institutional investors held Axos Financial (AX) as of Q1 2017, down from 229 in Q4 2016.
  • Funds reported $1.46B of Axos Financial stock for Q1 2017, down 9.8% quarter-over-quarter.
  • 33 funds opened new Axos Financial positions in Q1 2017 and 29 closed out, a net change of +4 holders.
  • The largest Axos Financial buyer in Q1 2017 was BlackRock, an estimated $215M added.
  • The largest Axos Financial seller in Q1 2017 was Ameriprise, an estimated $14.7M sold.

Based on aggregated 13F filings for Q1 2017.