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Axos Financial

234 hedge funds and large institutions have $2.1B invested in Axos Financial in 2021 Q1 according to their latest regulatory filings, with 30 funds opening new positions, 52 increasing their positions, 100 reducing their positions, and 30 closing their positions.

New
Increased
Maintained
Reduced
Closed

165% more call options, than puts

Call options by funds: $13.8M | Put options by funds: $5.23M

23% more capital invested

Capital invested by funds: $1.7B → $2.1B (+$400M)

0% more funds holding in top 10

Funds holding in top 10: 44 (0)

0% more first-time investments, than exits

New positions opened: 30 | Existing positions closed: 30

1% less funds holding

Funds holding: 236234 (-2)

1.03% less ownership

Funds ownership: 76.95%75.92% (-1%)

48% less repeat investments, than reductions

Existing positions increased: 52 | Existing positions reduced: 100

Holders
234
Holders Change
-2
Holders Change %
-0.85%
% of All Funds
4.11%
Holding in Top 10
4
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.07%
New
30
Increased
52
Reduced
100
Closed
30
Calls
$13.8M
Puts
$5.23M
Net Calls
+$8.62M
Net Calls Change
+$1.45M
Name Holding Trade Value Shares
Change
Change in
Stake
BlackRock
1
BlackRock
New York
$408M +$12.5M +277,516 +3%
Vanguard Group
2
Vanguard Group
Pennsylvania
$248M +$6.77M +150,254 +3%
Dimensional Fund Advisors
3
Dimensional Fund Advisors
Texas
$112M -$2.85M -63,207 -3%
State Street
4
State Street
Massachusetts
$98.1M +$8.95M +198,649 +11%
Ameriprise
5
Ameriprise
Minnesota
$73.6M -$1.34M -29,673 -2%
WA
6
Wasatch Advisors
Utah
$67.9M +$5.07M +112,457 +8%
Robeco Institutional Asset Management
7
Robeco Institutional Asset Management
Netherlands
$65.8M +$1.13M +25,000 +2%
EIP
8
Epoch Investment Partners
New York
$62.9M -$23.4M -520,122 -28%
RHJA
9
Rice Hall James & Associates
California
$52.3M -$1.99M -44,138 -4%
GCM
10
Geneva Capital Management
Wisconsin
$46.2M -$981K -21,782 -2%
FAM
11
Fred Alger Management
New York
$44.5M +$22M +487,327 +106%
Geode Capital Management
12
Geode Capital Management
Massachusetts
$42M +$3.91M +86,774 +11%
Northern Trust
13
Northern Trust
Illinois
$39.9M -$11.3M -250,035 -23%
Bank of New York Mellon
14
Bank of New York Mellon
New York
$33M +$55.1K +1,223 +0.2%
DAM
15
Davis Asset Management
California
$31.8M
Norges Bank
16
Norges Bank
Norway
$27.5M -$5.79M -128,533 -18%
SI
17
Shaker Investments
Ohio
$25.2M -$1.63M -36,141 -6%
PM
18
Pembroke Management
Quebec, Canada
$23.9M +$1.74M +38,664 +8%
N
19
Nuveen
North Carolina
$23.8M -$462K -10,253 -2%
JP Morgan Chase
20
JP Morgan Chase
New York
$23.4M -$2.86M -63,498 -11%
Charles Schwab
21
Charles Schwab
California
$20.4M +$185K +4,117 +1%
Fidelity Investments
22
Fidelity Investments
Massachusetts
$20.2M +$5.17M +114,707 +36%
Principal Financial Group
23
Principal Financial Group
Iowa
$19.6M +$468K +10,391 +3%
OCM
24
Orchard Capital Management
Illinois
$18.8M +$1.69M +37,593 +10%
State of Wisconsin Investment Board
25
State of Wisconsin Investment Board
Wisconsin
$18M +$306K +6,800 +2%

AX Hedge Fund Activity: Q1 2021 in Review

234 of the 5,695 institutional investors tracked by Wall St. Rank reported a position in Axos Financial (AX) for Q1 2021, worth a combined $2.1B — up 23% from $1.7B a quarter earlier.

Fund positioning in AX was balanced in Q1 2021: 30 funds opened new positions, 30 closed out, 52 added to existing stakes and 100 trimmed.

The largest buyer was Fred Alger Management, adding an estimated $22M. The largest seller was Epoch Investment Partners, cutting an estimated $23.4M.

  • 234 institutional investors held Axos Financial (AX) as of Q1 2021, down from 236 in Q4 2020.
  • Funds reported $2.1B of Axos Financial stock for Q1 2021, up 23% quarter-over-quarter.
  • 30 funds opened new Axos Financial positions in Q1 2021 and 30 closed out, a net change of 0 holders.
  • The largest Axos Financial buyer in Q1 2021 was Fred Alger Management, an estimated $22M added.
  • The largest Axos Financial seller in Q1 2021 was Epoch Investment Partners, an estimated $23.4M sold.

Based on aggregated 13F filings for Q1 2021.