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Axos Financial
AX

137 hedge funds and large institutions have $516M invested in Axos Financial in 2013 Q3 according to their latest regulatory filings, with 41 funds opening new positions, 45 increasing their positions, 43 reducing their positions, and 12 closing their positions.

New
Increased
Maintained
Reduced
Closed

242% more first-time investments, than exits

New positions opened: 41 | Existing positions closed: 12

44% more capital invested

Capital invested by funds: $358M → $516M (+$159M)

26% more funds holding

Funds holding: 109 → 137 (+28)

5% more repeat investments, than reductions

Existing positions increased: 45 | Existing positions reduced: 43

60% less call options, than puts

Call options by funds: $10M | Put options by funds: $25M

Holders
137
Holders Change
+28
Holders Change %
+25.69%
% of All Funds
4.44%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
41
Increased
45
Reduced
43
Closed
12
Calls
$10M
Puts
$25M
Net Calls
-$14.9M
Net Calls Change
-$7.81M

Top Buyers

1
BFA
BlackRock Fund Advisors
California
+$21.6M
2
Renaissance Technologies
Renaissance Technologies
New York
+$9.34M
3
PM
Pembroke Management
Quebec, Canada
+$7.49M
4
PG
PEAK6 Group
Illinois
+$6.21M
5
Vanguard Group
Vanguard Group
Pennsylvania
+$4.46M

Top Sellers

1
RA
Royce & Associates
New York
-$12.6M
2
ACMM
Arbor Capital Management (Minnesota)
Minnesota
-$9.51M
3
GGHC
Gilder Gagnon Howe & Co
New York
-$6.84M
4
OAM
Oberweis Asset Management
Illinois
-$6.36M
5
PCM
Perritt Capital Management
Illinois
-$4.59M
Name Holding Trade Value Shares
Change 		Change in
Stake
Renaissance Technologies
1
Renaissance Technologies
New York
$49.3M +$9.34M +627,200 +26%
BFA
2
BlackRock Fund Advisors
California
$43.2M +$21.6M +1,450,492 +119%
GGHC
3
Gilder Gagnon Howe & Co
New York
$33.3M -$6.84M -459,348 -18%
Dimensional Fund Advisors
4
Dimensional Fund Advisors
Texas
$31.6M +$833K +55,920 +3%
Vanguard Group
5
Vanguard Group
Pennsylvania
$25.2M +$4.46M +299,272 +24%
Fidelity Investments
6
Fidelity Investments
Massachusetts
$24.3M -$1.56M -104,400 -7%
PM
7
Pembroke Management
Quebec, Canada
$21.4M +$7.49M +502,800 +62%
WC
8
Weatherbie Capital
Massachusetts
$20.3M -$330K -22,176 -2%
ACMM
9
Arbor Capital Management (Minnesota)
Minnesota
$15.6M -$9.51M -638,320 -40%
State Street
10
State Street
Massachusetts
$15.5M +$1.89M +127,164 +15%
TSW
11
Thompson Siegel & Walmsley
Virginia
$13.7M -$383K -25,696 -3%
Northern Trust
12
Northern Trust
Illinois
$11.5M +$1.05M +70,496 +11%
BIT
13
BlackRock Institutional Trust
California
$10.1M +$287K +19,244 +3%
RA
14
Royce & Associates
New York
$9.87M -$12.6M -844,400 -58%
PI
15
Putnam Investments
Massachusetts
$9.58M -$3.83M -257,100 -30%
CAM
16
Cortina Asset Management
Wisconsin
$9.41M -$3.16M -212,240 -27%
Bank of New York Mellon
17
Bank of New York Mellon
New York
$9.29M +$3M +201,428 +54%
State of Wisconsin Investment Board
18
State of Wisconsin Investment Board
Wisconsin
$8.5M -$530K -35,588 -6%
WA
19
Wasatch Advisors
Utah
$8.25M -$2.46M -165,436 -25%
Allianz Asset Management
20
Allianz Asset Management
Germany
$7.81M -$475K -31,916 -6%
EIM
21
Essex Investment Management
Massachusetts
$5.05M +$2.07M +139,112 +81%
Invesco
22
Invesco
Georgia
$5M +$2.99M +200,528 +186%
DCM
23
Driehaus Capital Management
Illinois
$5M -$1.75M -117,744 -28%
FWSM
24
First Wilshire Securities Management
California
$4.97M – – –
Principal Financial Group
25
Principal Financial Group
Iowa
$4.46M +$3.72M +249,772 +993%
1
2 3 4 5

AX Hedge Fund Activity: Q3 2013 in Review

137 of the 3,084 institutional investors tracked by Wall St. Rank reported a position in Axos Financial (AX) for Q3 2013, worth a combined $516M — up 44% from $358M a quarter earlier.

Buyers outnumbered sellers: 41 funds opened new AX positions and 12 closed out — a net gain of 29 holders — while 45 added to existing stakes and 43 trimmed.

The largest buyer was BlackRock Fund Advisors, adding an estimated $21.6M. The largest seller was Royce & Associates, cutting an estimated $12.6M.

  • 137 institutional investors held Axos Financial (AX) as of Q3 2013, up from 109 in Q2 2013.
  • Funds reported $516M of Axos Financial stock for Q3 2013, up 44% quarter-over-quarter.
  • 41 funds opened new Axos Financial positions in Q3 2013 and 12 closed out, a net change of +29 holders.
  • The largest Axos Financial buyer in Q3 2013 was BlackRock Fund Advisors, an estimated $21.6M added.
  • The largest Axos Financial seller in Q3 2013 was Royce & Associates, an estimated $12.6M sold.

Based on aggregated 13F filings for Q3 2013.