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Axos Financial

218 hedge funds and large institutions have $1.53B invested in Axos Financial in 2017 Q3 according to their latest regulatory filings, with 29 funds opening new positions, 62 increasing their positions, 83 reducing their positions, and 13 closing their positions.

New
Increased
Maintained
Reduced
Closed

123% more first-time investments, than exits

New positions opened: 29 | Existing positions closed: 13

17% more funds holding in top 10

Funds holding in top 10: 67 (+1)

15% more capital invested

Capital invested by funds: $1.33B → $1.53B (+$201M)

6% more funds holding

Funds holding: 206218 (+12)

4.02% less ownership

Funds ownership: 88.69%84.68% (-4%)

25% less repeat investments, than reductions

Existing positions increased: 62 | Existing positions reduced: 83

31% less call options, than puts

Call options by funds: $20.4M | Put options by funds: $29.4M

Holders
218
Holders Change
+12
Holders Change %
+5.83%
% of All Funds
5.44%
Holding in Top 10
7
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+16.67%
% of All Funds
0.17%
New
29
Increased
62
Reduced
83
Closed
13
Calls
$20.4M
Puts
$29.4M
Net Calls
-$9.01M
Net Calls Change
+$16.1M
Name Holding Trade Value Shares
Change
Change in
Stake
BlackRock
1
BlackRock
New York
$216M +$82.3K +3,151 +0%
Vanguard Group
2
Vanguard Group
Pennsylvania
$160M +$1.45M +55,342 +1%
Invesco
3
Invesco
Georgia
$76.6M +$128K +4,887 +0.2%
Ameriprise
4
Ameriprise
Minnesota
$66.3M -$2.91M -111,345 -5%
Dimensional Fund Advisors
5
Dimensional Fund Advisors
Texas
$62.6M -$351K -13,451 -0.6%
DAM
6
Davis Asset Management
California
$56.9M
VOAM
7
Vertex One Asset Management
British Columbia, Canada
$41.2M -$1.93M -74,000 -5%
State Street
8
State Street
Massachusetts
$40M -$925K -35,399 -2%
BCM
9
Basswood Capital Management
New York
$39.9M -$8.29M -317,462 -18%
EA
10
Emerald Advisers
Pennsylvania
$35.5M -$2.34M -89,530 -7%
PM
11
Pembroke Management
Quebec, Canada
$34.6M -$4.9M -187,600 -13%
FAM
12
Fred Alger Management
New York
$33.4M +$1.16M +44,210 +4%
EMFAT
13
Emerald Mutual Fund Advisers Trust
Pennsylvania
$31.7M -$6.23M -238,313 -18%
SI
14
Shaker Investments
Ohio
$29.4M -$613K -23,474 -2%
Bank of New York Mellon
15
Bank of New York Mellon
New York
$28.1M -$148K -5,648 -0.6%
SOMRS
16
State of Michigan Retirement System
Michigan
$27.4M -$2.61M -100,000 -9%
PP
17
Prudential plc
United Kingdom
$23.1M +$2.39M +91,500 +13%
RHJA
18
Rice Hall James & Associates
California
$22.4M -$626K -23,949 -3%
Northern Trust
19
Northern Trust
Illinois
$22.3M -$1.02M -39,104 -5%
WA
20
Wasatch Advisors
Utah
$18.5M +$401K +15,338 +2%
JP Morgan Chase
21
JP Morgan Chase
New York
$16.9M +$532K +20,373 +4%
SCA
22
Stieven Capital Advisors
Missouri
$16M -$3.08M -117,800 -17%
Geode Capital Management
23
Geode Capital Management
Massachusetts
$14.8M -$203K -7,777 -1%
RA
24
Royce & Associates
New York
$14.8M -$1.1M -42,086 -8%
Janus Henderson Group
25
Janus Henderson Group
United Kingdom
$14.3M -$3.99M -152,767 -23%

AX Hedge Fund Activity: Q3 2017 in Review

218 of the 4,011 institutional investors tracked by Wall St. Rank reported a position in Axos Financial (AX) for Q3 2017, worth a combined $1.53B — up 15% from $1.33B a quarter earlier.

Buyers outnumbered sellers: 29 funds opened new AX positions and 13 closed out — a net gain of 16 holders — while 62 added to existing stakes and 83 trimmed.

The largest buyer was Oxford Asset Management, opening a new position worth an estimated $5.48M. The largest seller was Kennedy Capital Management, cutting an estimated $10.5M.

  • 218 institutional investors held Axos Financial (AX) as of Q3 2017, up from 206 in Q2 2017.
  • Funds reported $1.53B of Axos Financial stock for Q3 2017, up 15% quarter-over-quarter.
  • 29 funds opened new Axos Financial positions in Q3 2017 and 13 closed out, a net change of +16 holders.
  • The largest Axos Financial buyer in Q3 2017 was Oxford Asset Management, an estimated $5.48M added.
  • The largest Axos Financial seller in Q3 2017 was Kennedy Capital Management, an estimated $10.5M sold.

Based on aggregated 13F filings for Q3 2017.