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ROC

River Oaks Capital Portfolio holdings

AUM $67.9M
1-Year Est. Return 13.58%
This Fund
S&P 500
This Quarter Est. Return
-16.39%
1 Year Est. Return
-13.58%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$71.4M
AUM Growth
-$16.4M
Cap. Flow
-$961K
Cap. Flow %
-1.35%
Top 10 Hldgs %
46.63%
Holding
52
New
5
Increased
11
Reduced
17
Closed
4

Top Buys

Rank Stock Value
1
WBS icon
Webster Financial
WBS
+$2.73M
2
USCB icon
USCB Financial Holdings
USCB
+$1.25M
3
FISI icon
Financial Institutions
FISI
+$834K
4
TFC icon
Truist Financial
TFC
+$808K
5
USB icon
US Bancorp
USB
+$775K

Top Sells

Rank Stock Value
1
SFBS
ServisFirst Bancshares
SFBS
+$2.51M
2
VBTX
Veritex Holdings
VBTX
+$1.29M
3
CNOB icon
Center Bancorp
CNOB
+$1.13M
4
WAL icon
Western Alliance Bancorporation
WAL
+$1.01M
5
PACW
PacWest Bancorp
PACW
+$606K

Sector Composition

Rank Sector Weight
1 Financials 100%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
OSBC icon
1
Old Second Bancorp
OSBC
$1.29B
$5.47M 7.66%
389,100
– –
PLBC icon
2
Plumas Bancorp
PLBC
$426M
$4.05M 5.67%
119,000
-1,211
-1% -$47.4K
FBIZ icon
3
First Business Financial Services
FBIZ
$562M
$3.36M 4.7%
110,100
-11,700
-10% -$401K
ORRF icon
4
Orrstown Financial Services
ORRF
$841M
$3.34M 4.68%
168,272
– –
EFSC icon
5
Enterprise Financial Services Corp
EFSC
$2.39B
$3.14M 4.39%
70,347
+347
+0.5% +$17.7K
MRBK icon
6
Meridian
MRBK
$238M
$3M 4.21%
238,460
-3,948
-2% -$60.2K
SFST icon
7
Southern First Bancshares
SFST
$579M
$2.98M 4.17%
97,100
-3,300
-3% -$130K
SSB icon
8
SouthState Bank Corp
SSB
$10.2B
$2.7M 3.78%
37,900
+6,200
+20% +$482K
SMMF
9
DELISTED
Summit Financial Group, Inc.
SMMF
$2.7M 3.78%
130,000
+17,500
+16% +$426K
CSTR
10
DELISTED
CapStar Financial Holdings, Inc
CSTR
$2.57M 3.59%
169,400
-4,300
-2% -$71.8K
ABCB icon
11
Ameris Bancorp
ABCB
$5.88B
$2.32M 3.24%
63,300
– –
WBS icon
12
Webster Financial
WBS
$12.5B
$2.24M 3.13%
+56,800
New +$2.73M
UNTY icon
13
Unity Bancorp
UNTY
$589M
$2.19M 3.07%
96,100
+100
+0.1% +$2.56K
FIBK icon
14
First Interstate BancSystem
FIBK
$3.74B
$2.13M 2.98%
71,300
-13,100
-16% -$461K
USCB icon
15
USCB Financial Holdings
USCB
$403M
$2.12M 2.97%
214,541
+103,744
+94% +$1.25M
FISI icon
16
Financial Institutions
FISI
$812M
$2.07M 2.9%
107,600
+35,600
+49% +$834K
UBSI icon
17
United Bankshares
UBSI
$6.62B
$2.03M 2.84%
57,700
– –
PNFP icon
18
Pinnacle Financial Partners Inc
PNFP
$15.8B
$2.02M 2.83%
36,700
– –
VBFC
19
DELISTED
Village Bank and Trust Financial Corp.
VBFC
$1.75M 2.45%
31,856
– –
BY icon
20
Byline Bancorp
BY
$1.78B
$1.64M 2.29%
75,790
– –
WAL icon
21
Western Alliance Bancorporation
WAL
$8.87B
$1.55M 2.17%
43,600
-16,400
-27% -$1.01M
EWBC icon
22
East-West Bancorp
EWBC
$17.9B
$1.44M 2.02%
26,000
– –
BWB icon
23
Bridgewater Bancshares
BWB
$572M
$1.29M 1.81%
119,436
-22,364
-16% -$329K
TOWN icon
24
Towne Bank
TOWN
$3.49B
$1.26M 1.76%
47,100
-2,900
-6% -$85.7K
FRME icon
25
First Merchants
FRME
$2.69B
$1.25M 1.75%
38,000
+12,417
+49% +$492K
1
2 3

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River Oaks Capital's Q1 2023 Portfolio in Review

As of Q1 2023, River Oaks Capital held 52 positions worth $71.4M, down 19% from $87.8M the previous quarter. Its ten largest holdings account for 47% of the portfolio.

River Oaks Capital's Q1 2023 filing shows 5 new, 11 increased, 17 reduced and 4 closed positions. Its largest new stake was Webster Financial: 56,800 shares worth $2.24M. The largest sale was ServisFirst Bancshares, an estimated $2.51M.

By sector, the portfolio is most concentrated in Financials at 100% of assets, up from 99% a quarter earlier.

  • River Oaks Capital's largest Q1 2023 buy was Webster Financial: 56,800 shares worth $2.24M.
  • River Oaks Capital added most to USCB Financial Holdings in Q1 2023, an estimated $1.25M increase.
  • River Oaks Capital's biggest Q1 2023 reduction was ServisFirst Bancshares, cutting an estimated $2.51M.
  • River Oaks Capital fully exited PacWest Bancorp in Q1 2023, selling an estimated $606K.
  • River Oaks Capital's ten largest holdings make up 47% of its $71.4M portfolio in Q1 2023.
  • River Oaks Capital opened 5 new positions and closed 4 in Q1 2023.
  • River Oaks Capital's portfolio value fell 19% quarter-over-quarter to $71.4M.

Based on River Oaks Capital's 13F filing for Q1 2023, filed 2 May 2023.