ROC

River Oaks Capital Portfolio holdings

AUM $67.9M
1-Year Est. Return 13.55%
This Quarter Est. Return
1 Year Est. Return
-13.55%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$94.8M
AUM Growth
+$3M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
51
New
Increased
Reduced
Closed

Top Buys

1
+$2.81M
2
+$246K
3
+$228K
4
CADE
Cadence Bancorporation
CADE
+$208K
5
HTBK icon
Heritage Commerce
HTBK
+$135K

Top Sells

1
+$868K
2
+$753K
3
+$657K
4
SIVB
SVB Financial Group
SIVB
+$584K
5
CARO
Carolina Financial Corp.
CARO
+$463K

Sector Composition

1 Financials 87.18%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
1
$5.96M 6.3%
150,600
+71,000
2
$5.88M 6.21%
255,400
3
$5.87M 6.2%
150,000
-2,100
4
$5.71M 6.03%
220,100
5
$4.13M 4.36%
99,400
6
$4M 4.22%
103,000
7
$3.91M 4.13%
87,500
+5,500
8
$3.6M 3.8%
171,216
9
$3.48M 3.67%
143,065
+4,565
10
$2.9M 3.06%
74,000
+300
11
$2.84M 3%
105,850
-4,150
12
$2.84M 2.99%
104,000
-24,100
13
$2.74M 2.89%
58,500
14
$2.7M 2.85%
78,800
-1,200
15
$2.6M 2.75%
11,600
-2,600
16
$2.32M 2.44%
66,000
-13,200
17
$2.27M 2.39%
267,377
-3,348
18
$2.18M 2.3%
72,500
19
$2.12M 2.23%
36,800
20
$2.11M 2.22%
82,100
-12,143
21
$2.1M 2.22%
101,000
+10,000
22
$1.97M 2.08%
35,800
23
$1.86M 1.96%
51,700
-600
24
$1.63M 1.72%
71,309
-37,870
25
$1.53M 1.61%
153,100
-16,200
1
2 3