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ROC

River Oaks Capital Portfolio holdings

AUM $67.9M
1-Year Est. Return 13.58%
This Fund
S&P 500
This Quarter Est. Return
+6.24%
1 Year Est. Return
-13.58%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$94.8M
AUM Growth
+$3M
Cap. Flow
-$2.19M
Cap. Flow %
-2.31%
Top 10 Hldgs %
47.97%
Holding
51
New
–
Increased
8
Reduced
19
Closed
2

Top Buys

Rank Stock Value
1
FIBK icon
First Interstate BancSystem
FIBK
+$2.83M
2
WAL icon
Western Alliance Bancorporation
WAL
+$246K
3
MRBK icon
Meridian
MRBK
+$234K
4
CADE
Cadence Bancorporation
CADE
+$206K
5
HTBK
Heritage Commerce
HTBK
+$135K

Top Sells

Rank Stock Value
1
HWBK icon
Hawthorn Bancshares
HWBK
+$795K
2
TCBI icon
Texas Capital Bancshares
TCBI
+$753K
3
TOWN icon
Towne Bank
TOWN
+$636K
4
SIVB
SVB Financial Group
SIVB
+$601K
5
CARO
Carolina Financial Corp.
CARO
+$471K

Sector Composition

Rank Sector Weight
1 Financials 87.18%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FIBK icon
1
First Interstate BancSystem
FIBK
$3.7B
$5.96M 6.3%
150,600
+71,000
+89% +$2.83M
CSFL
2
DELISTED
CenterState Bank Corporation Common Stock
CSFL
$5.88M 6.21%
255,400
– –
SFST icon
3
Southern First Bancshares
SFST
$582M
$5.87M 6.2%
150,000
-2,100
-1% -$76.1K
VBTX
4
DELISTED
Veritex Holdings
VBTX
$5.71M 6.03%
220,100
– –
EFSC icon
5
Enterprise Financial Services Corp
EFSC
$2.41B
$4.13M 4.36%
99,400
– –
PACW
6
DELISTED
PacWest Bancorp
PACW
$4M 4.22%
103,000
– –
WAL icon
7
Western Alliance Bancorporation
WAL
$9.07B
$3.91M 4.13%
87,500
+5,500
+7% +$246K
HMNF
8
DELISTED
HMN Financial Inc
HMNF
$3.6M 3.8%
171,216
– –
PLBC icon
9
Plumas Bancorp
PLBC
$427M
$3.48M 3.67%
143,065
+4,565
+3% +$113K
ABCB icon
10
Ameris Bancorp
ABCB
$5.9B
$2.9M 3.06%
74,000
+300
+0.4% +$10.9K
SMMF
11
DELISTED
Summit Financial Group, Inc.
SMMF
$2.84M 3%
105,850
-4,150
-4% -$107K
TOWN icon
12
Towne Bank
TOWN
$3.35B
$2.84M 2.99%
104,000
-24,100
-19% -$636K
EWBC icon
13
East-West Bancorp
EWBC
$17.9B
$2.74M 2.89%
58,500
– –
SFBS
14
ServisFirst Bancshares
SFBS
$4.79B
$2.7M 2.85%
78,800
-1,200
-2% -$40.1K
SIVB
15
DELISTED
SVB Financial Group
SIVB
$2.6M 2.75%
11,600
-2,600
-18% -$601K
CARO
16
DELISTED
Carolina Financial Corp.
CARO
$2.32M 2.44%
66,000
-13,200
-17% -$471K
ESXB
17
DELISTED
Community Bankers Trust Corporation
ESXB
$2.27M 2.39%
267,377
-3,348
-1% -$25.3K
PEBK icon
18
Peoples Bancorp of North Carolina
PEBK
$229M
$2.18M 2.3%
72,500
– –
PNFP icon
19
Pinnacle Financial Partners Inc
PNFP
$15.5B
$2.12M 2.23%
36,800
– –
CZFC
20
DELISTED
Citizens First Corporation
CZFC
$2.11M 2.22%
82,100
-12,143
-13% -$303K
CADE
21
DELISTED
Cadence Bancorporation
CADE
$2.1M 2.22%
101,000
+10,000
+11% +$206K
IBTX
22
DELISTED
Independent Bank Group, Inc.
IBTX
$1.97M 2.08%
35,800
– –
RNST icon
23
Renasant Corp
RNST
$4.01B
$1.86M 1.96%
51,700
-600
-1% -$21.1K
HWBK icon
24
Hawthorn Bancshares
HWBK
$265M
$1.63M 1.72%
71,309
-37,870
-35% -$795K
SBT
25
DELISTED
Sterling Bancorp, Inc. Common Stock
SBT
$1.53M 1.61%
153,100
-16,200
-10% -$159K
1
2 3

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River Oaks Capital's Q2 2019 Portfolio in Review

As of Q2 2019, River Oaks Capital held 51 positions worth $94.8M, up 3.3% from $91.8M the previous quarter. Its ten largest holdings account for 48% of the portfolio.

Trading was light in Q2 2019: portfolio turnover was 3.9%. River Oaks Capital opened no new positions and exited 2, leaving the 51-position portfolio largely intact.

By sector, the portfolio is most concentrated in Financials at 87% of assets, up from 87% a quarter earlier.

  • River Oaks Capital added most to First Interstate BancSystem in Q2 2019, an estimated $2.83M increase.
  • River Oaks Capital's biggest Q2 2019 reduction was Hawthorn Bancshares, cutting an estimated $795K.
  • River Oaks Capital fully exited Texas Capital Bancshares in Q2 2019, selling an estimated $753K.
  • River Oaks Capital's ten largest holdings make up 48% of its $94.8M portfolio in Q2 2019.
  • River Oaks Capital opened 0 new positions and closed 2 in Q2 2019.
  • River Oaks Capital's portfolio value rose 3.3% quarter-over-quarter to $94.8M.

Based on River Oaks Capital's 13F filing for Q2 2019, filed 12 Aug 2019.