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ROC

River Oaks Capital Portfolio holdings

AUM $67.9M
1-Year Est. Return 13.58%
This Fund
S&P 500
This Quarter Est. Return
+3.21%
1 Year Est. Return
-13.58%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$122M
AUM Growth
+$1.07M
Cap. Flow
-$1.91M
Cap. Flow %
-1.57%
Top 10 Hldgs %
36.77%
Holding
60
New
2
Increased
9
Reduced
16
Closed
3

Top Buys

Rank Stock Value
1
UVSP icon
Univest Financial
UVSP
+$788K
2
PEBK icon
Peoples Bancorp of North Carolina
PEBK
+$691K
3
AX icon
Axos Financial
AX
+$462K
4
ISTR icon
Investar Holding Corp
ISTR
+$449K
5
MOFG
MidWestOne Financial Group
MOFG
+$400K

Top Sells

Rank Stock Value
1
TCBK icon
TriCo Bancshares
TCBK
+$1.17M
2
SGBK
Stonegate Bank
SGBK
+$780K
3
SCNB
Suffolk Bancorp
SCNB
+$655K
4
SNBC
Sun Bancorp Inc
SNBC
+$604K
5
ABCB icon
Ameris Bancorp
ABCB
+$462K

Sector Composition

Rank Sector Weight
1 Financials 82.75%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SFST icon
1
Southern First Bancshares
SFST
$582M
$5.84M 4.79%
178,948
+404
+0.2% +$13.8K
TOWN icon
2
Towne Bank
TOWN
$3.35B
$5.39M 4.42%
166,500
-11,200
-6% -$363K
CSFL
3
DELISTED
CenterState Bank Corporation Common Stock
CSFL
$5.08M 4.17%
196,300
– –
LBAI
4
DELISTED
Lakeland Bancorp Inc
LBAI
$4.74M 3.89%
242,000
-2,000
-0.8% -$38.6K
ISTR icon
5
Investar Holding Corp
ISTR
$411M
$4.58M 3.76%
209,200
+22,100
+12% +$449K
VBTX
6
DELISTED
Veritex Holdings
VBTX
$4.22M 3.46%
150,200
-200
-0.1% -$5.54K
CNOB icon
7
Center Bancorp
CNOB
$1.63B
$4.01M 3.29%
165,180
– –
SFBS
8
ServisFirst Bancshares
SFBS
$4.79B
$3.83M 3.14%
105,300
-8,700
-8% -$341K
PEBK icon
9
Peoples Bancorp of North Carolina
PEBK
$229M
$3.73M 3.06%
138,069
+28,069
+26% +$691K
HMNF
10
DELISTED
HMN Financial Inc
HMNF
$3.41M 2.79%
188,800
– –
ZION icon
11
Zions Bancorporation
ZION
$10.1B
$3.4M 2.79%
81,000
– –
HWBK icon
12
Hawthorn Bancshares
HWBK
$265M
$3.3M 2.71%
206,075
-7,422
-3% -$112K
PACW
13
DELISTED
PacWest Bancorp
PACW
$3.22M 2.64%
60,500
– –
FSBK
14
DELISTED
First South Bancorp Inc/VA
FSBK
$3.05M 2.5%
251,800
-5,760
-2% -$69.2K
EWBC icon
15
East-West Bancorp
EWBC
$17.9B
$3.04M 2.5%
59,000
– –
FCB
16
DELISTED
FCB Financial Holdings, Inc.
FCB
$3M 2.46%
60,500
– –
SBCP
17
DELISTED
Sunshine Bancorp, Inc
SBCP
$2.92M 2.39%
139,292
– –
GNBC
18
DELISTED
Green Bancorp, Inc
GNBC
$2.91M 2.39%
163,600
– –
ABCB icon
19
Ameris Bancorp
ABCB
$5.9B
$2.88M 2.36%
62,500
-10,100
-14% -$462K
SMBC icon
20
Southern Missouri Bancorp
SMBC
$855M
$2.8M 2.3%
78,800
– –
ESXB
21
DELISTED
Community Bankers Trust Corporation
ESXB
$2.79M 2.28%
348,200
+6,200
+2% +$48.3K
UVSP icon
22
Univest Financial
UVSP
$1.23B
$2.5M 2.05%
96,600
+28,087
+41% +$788K
IBTX
23
DELISTED
Independent Bank Group, Inc.
IBTX
$2.49M 2.04%
38,700
– –
EFSC icon
24
Enterprise Financial Services Corp
EFSC
$2.41B
$2.44M 2%
57,500
– –
BNCN
25
DELISTED
BNC Bancorp
BNCN
$2.4M 1.97%
68,600
– –
1
2 3

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River Oaks Capital's Q1 2017 Portfolio in Review

As of Q1 2017, River Oaks Capital held 60 positions worth $122M, up 0.89% from $121M the previous quarter. Its ten largest holdings account for 37% of the portfolio.

River Oaks Capital's Q1 2017 filing shows 2 new, 9 increased, 16 reduced and 3 closed positions. Its largest new stake was MidWestOne Financial Group: 11,100 shares worth $381K. The largest sale was TriCo Bancshares, an estimated $1.17M.

By sector, the portfolio is most concentrated in Financials at 83% of assets, down from 83% a quarter earlier.

  • River Oaks Capital's largest Q1 2017 buy was MidWestOne Financial Group: 11,100 shares worth $381K.
  • River Oaks Capital added most to Univest Financial in Q1 2017, an estimated $788K increase.
  • River Oaks Capital's biggest Q1 2017 reduction was TriCo Bancshares, cutting an estimated $1.17M.
  • River Oaks Capital fully exited Suffolk Bancorp in Q1 2017, selling an estimated $655K.
  • River Oaks Capital's ten largest holdings make up 37% of its $122M portfolio in Q1 2017.
  • River Oaks Capital opened 2 new positions and closed 3 in Q1 2017.
  • River Oaks Capital's portfolio value rose 0.89% quarter-over-quarter to $122M.

Based on River Oaks Capital's 13F filing for Q1 2017, filed 11 May 2017.