We are live on ! Find out more
ROC

River Oaks Capital Portfolio holdings

AUM $67.9M
1-Year Est. Return 13.58%
This Fund
S&P 500
This Quarter Est. Return
+5.98%
1 Year Est. Return
-13.58%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$87.8M
AUM Growth
-$3.69M
Cap. Flow
-$8.22M
Cap. Flow %
-9.36%
Top 10 Hldgs %
46.27%
Holding
51
New
–
Increased
13
Reduced
22
Closed
4

Top Buys

Rank Stock Value
1
FXNC icon
First National Corp
FXNC
+$415K
2
CADE
Cadence Bank
CADE
+$242K
3
SBNY
Signature Bank
SBNY
+$192K
4
FISI icon
Financial Institutions
FISI
+$62.3K
5
FRME icon
First Merchants
FRME
+$54.2K

Top Sells

Rank Stock Value
1
CNOB icon
Center Bancorp
CNOB
+$1.02M
2
LBAI
Lakeland Bancorp Inc
LBAI
+$954K
3
PACW
PacWest Bancorp
PACW
+$815K
4
MYFW icon
First Western Financial
MYFW
+$813K
5
UVSP icon
Univest Financial
UVSP
+$676K

Sector Composition

Rank Sector Weight
1 Financials 99.31%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
OSBC icon
1
Old Second Bancorp
OSBC
$1.24B
$6.24M 7.11%
389,100
-10,900
-3% -$174K
SFST icon
2
Southern First Bancshares
SFST
$582M
$4.59M 5.23%
100,400
-13,400
-12% -$608K
PLBC icon
3
Plumas Bancorp
PLBC
$427M
$4.45M 5.07%
120,211
+1,411
+1% +$47.3K
FBIZ icon
4
First Business Financial Services
FBIZ
$562M
$4.45M 5.07%
121,800
-5,400
-4% -$199K
ORRF icon
5
Orrstown Financial Services
ORRF
$836M
$3.9M 4.44%
168,272
-11,728
-7% -$300K
MRBK icon
6
Meridian
MRBK
$236M
$3.67M 4.18%
242,408
-410
-0.2% -$6.5K
WAL icon
7
Western Alliance Bancorporation
WAL
$9.07B
$3.57M 4.07%
60,000
-4,100
-6% -$266K
EFSC icon
8
Enterprise Financial Services Corp
EFSC
$2.41B
$3.43M 3.9%
70,000
– –
FIBK icon
9
First Interstate BancSystem
FIBK
$3.7B
$3.26M 3.71%
84,400
+1,100
+1% +$46.5K
CSTR
10
DELISTED
CapStar Financial Holdings, Inc
CSTR
$3.07M 3.49%
173,700
+300
+0.2% +$5.33K
SFBS
11
ServisFirst Bancshares
SFBS
$4.79B
$3M 3.41%
43,500
-6,300
-13% -$471K
ABCB icon
12
Ameris Bancorp
ABCB
$5.89B
$2.98M 3.4%
63,300
– –
SMMF
13
DELISTED
Summit Financial Group, Inc.
SMMF
$2.8M 3.19%
112,500
– –
PNFP icon
14
Pinnacle Financial Partners Inc
PNFP
$15.5B
$2.69M 3.07%
36,700
– –
UNTY icon
15
Unity Bancorp
UNTY
$583M
$2.62M 2.99%
96,000
+1,000
+1% +$27.5K
BWB icon
16
Bridgewater Bancshares
BWB
$579M
$2.52M 2.86%
141,800
-7,500
-5% -$137K
SSB icon
17
SouthState Bank Corp
SSB
$10.3B
$2.42M 2.76%
31,700
+200
+0.6% +$16.8K
UBSI icon
18
United Bankshares
UBSI
$6.55B
$2.34M 2.66%
57,700
– –
CNOB icon
19
Center Bancorp
CNOB
$1.63B
$2.08M 2.37%
86,100
-41,603
-33% -$1.02M
FISI icon
20
Financial Institutions
FISI
$800M
$1.75M 2%
72,000
+2,531
+4% +$62.3K
BY icon
21
Byline Bancorp
BY
$1.75B
$1.74M 1.98%
75,790
-210
-0.3% -$4.71K
EWBC icon
22
East-West Bancorp
EWBC
$17.9B
$1.71M 1.95%
26,000
– –
VBTX
23
DELISTED
Veritex Holdings
VBTX
$1.67M 1.91%
59,600
-7,900
-12% -$235K
VBFC
24
DELISTED
Village Bank and Trust Financial Corp.
VBFC
$1.66M 1.89%
31,856
-3
-0% -$157
TOWN icon
25
Towne Bank
TOWN
$3.35B
$1.54M 1.76%
50,000
– –
1
2 3

Similar funds

IVMX
Institutional Venture Management XIV Menlo Park, California $67.7M AUM 8.12% 1-Year Est. Return
E
Ergoteles New York $68.2M AUM 36.16% 1-Year Est. Return
AM
Anqa Management Sag Harbor, New York $66.5M AUM 36.45% 1-Year Est. Return
FA
Financial Advantage Columbia, Maryland $65.2M AUM 14.55% 1-Year Est. Return
JCG
John C. Goff $70.7M AUM 4.99% 1-Year Est. Return
JAMONY
Jacob Asset Management of New York Hermosa Beach, California $70.9M AUM 14.28% 1-Year Est. Return
MCMI
Matrix China Management IV Grand Cayman, Cayman Islands $64.3M AUM 53.64% 1-Year Est. Return
LCM
Lewis Capital Management Beverly Hills, California $64.2M AUM 18.3% 1-Year Est. Return

River Oaks Capital's Q4 2022 Portfolio in Review

As of Q4 2022, River Oaks Capital held 51 positions worth $87.8M, down 4% from $91.5M the previous quarter. Its ten largest holdings account for 46% of the portfolio.

River Oaks Capital withdrew a net $8.22M in Q4 2022, closing 4 positions and reducing 22 holdings. Its most notable exit was First Western Financial, an estimated $813K position sold in full.

By sector, the portfolio is most concentrated in Financials at 99% of assets, up from 99% a quarter earlier.

Against the trend, River Oaks Capital added an estimated $415K to First National Corp.

  • River Oaks Capital added most to First National Corp in Q4 2022, an estimated $415K increase.
  • River Oaks Capital's biggest Q4 2022 reduction was Center Bancorp, cutting an estimated $1.02M.
  • River Oaks Capital fully exited First Western Financial in Q4 2022, selling an estimated $813K.
  • River Oaks Capital's ten largest holdings make up 46% of its $87.8M portfolio in Q4 2022.
  • River Oaks Capital opened 0 new positions and closed 4 in Q4 2022.
  • River Oaks Capital's portfolio value fell 4% quarter-over-quarter to $87.8M.

Based on River Oaks Capital's 13F filing for Q4 2022, filed 3 Feb 2023.